BK executive has shares withheld for RSU taxes

Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a tax-related share disposition.

Accepted by SEC EDGAR 03/03/2026 - 04:36 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a tax-related share disposition. On the reported date, 45,584 shares of common stock were withheld at $119.10 per share to cover tax liabilities from vesting restricted stock units. After this withholding, he directly owned 183,864 shares.

Insider Trade Summary

Exercise Price or Tax Liability: 45,584 shares

Exercise Price or Tax Liability 1 txn

Insider Minaya Jose

Role Senior Executive VP

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	45,584	$119.10	$5.43M

Holdings After Transaction: Common Stock — 183,864 shares (Direct)

Holdings Before and After: Common Stock, 229,448 to 183,864 shares (Direct)

Footnotes (1)

1. F1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BK executive Jose Minaya report on this Form 4?

Jose Minaya reported a tax-withholding disposition of 45,584 Bank of New York Mellon common shares. The shares were withheld to satisfy tax liabilities arising from the vesting of previously disclosed restricted stock unit awards, rather than being sold in an open-market transaction.

Was the BK insider transaction by Jose Minaya an open-market sale?

No, the transaction was not an open-market sale. The 45,584 Bank of New York Mellon shares were withheld by the company to pay tax liabilities tied to vesting restricted stock units, classified under code F as payment of tax liability by delivering securities.

How many BK shares were involved in Jose Minaya’s tax-withholding transaction?

The transaction involved 45,584 shares of Bank of New York Mellon common stock. These shares were withheld at a price of $119.10 per share to cover tax obligations triggered by the vesting of previously disclosed restricted stock unit awards.

How many Bank of New York Mellon shares does Jose Minaya own after this Form 4 transaction?

After the tax-withholding disposition, Jose Minaya directly owned 183,864 Bank of New York Mellon common shares. This post-transaction figure reflects his remaining direct holdings following the shares withheld to satisfy the associated tax liability.

What does transaction code F mean in the BK Form 4 for Jose Minaya?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, Bank of New York Mellon withheld 45,584 shares from Jose Minaya to cover taxes due on vesting restricted stock unit awards, not a discretionary sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Minaya Jose

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		F		45,584(1)	D	$119.1	183,864	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

	/s/ Jean Weng, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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