BNY Mellon reports 1.63M shares (68.9%) of ETF

The Bank of New York Mellon Corporation reports beneficial ownership of 1,632,827 shares representing 68.9% of the Genter Capital Municipal Quality Intermediate ETF.

Accepted by SEC EDGAR 04/07/2026 - 02:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation reports beneficial ownership of 1,632,827 shares representing 68.9% of the Genter Capital Municipal Quality Intermediate ETF. The filing (Amendment No. 7) attributes voting and dispositive powers to related BNY Mellon entities, with sole voting power 1,628,706. The schedule lists issuer contact details in Rocky Mount, North Carolina.

Insights

Compliance Specialist

Schedules show large fiduciary holdings and centralized voting authority.

The filing amends prior Schedule 13G reporting that The Bank of New York Mellon Corporation and affiliated entities hold 1,632,827 shares with sole voting power 1,628,706. The document preserves fiduciary disclaimers regarding Section 13(d)/13(g) beneficial‑owner status.

Confirming the 04/07/2026 signature dates and the cover figures is prudent for compliance tracking and disclosure timelines.

ETF Operations Analyst

Large position implies BNY Mellon acts in multiple fiduciary capacities for this ETF's holders.

The schedule lists related entities (BNY Mellon IHC, MBC Investments Corp, BNY Mellon Advisors) each tied to the same share counts and a 68.9% ownership figure, indicating centralized recordkeeping across subsidiaries. The filing notes dividend/proceeds rights accrue to other entitled entities.

Operationally, voting and disposition lines—sole voting 1,628,706 vs shared dispositive 1,632,827—are the key governance signals disclosed.

Key Figures

Shares reported beneficially owned: 1,632,827 shares Ownership percentage: 68.9% Sole voting power: 1,628,706 shares +3 more

6 metrics

Shares reported beneficially owned 1,632,827 shares reported on Schedule 13G/A amendment

Ownership percentage 68.9% percent of class reported on cover page

Sole voting power 1,628,706 shares sole power to vote reported for reporting persons

Shared dispositive power 1,632,827 shares shared power to dispose reported for reporting persons

Issuer principal office 116 SOUTH FRANKLIN STREET Rocky Mount, North Carolina address listed

Signature date 04/07/2026 signed by Attorney‑In‑Fact Andrew Weiser

Key Terms

beneficially owned, sole dispositive power, Section 13(d) or 13(g), Schedule 13G/A

4 terms

beneficially owned regulatory

"Amount beneficially owned: See Item 5 through 9 and 11 of cover page(s)"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

sole dispositive power regulatory

"7 | Sole Dispositive Power 0.00 8 | Shared Dispositive Power 1,632,827.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

Section 13(d) or 13(g) regulatory

"shall not be construed as an admission that ... are for the purposes of Section 13(d) or 13(g)"

Schedule 13G/A regulatory

"(Amendment No. 7 ) Spinnaker ETF Series Genter Capital Municipal Quality Intermediate ETF"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does BK's Schedule 13G/A filing disclose about ETF holdings?

It discloses that The Bank of New York Mellon Corporation and affiliates report beneficial ownership of 1,632,827 shares, representing 68.9% of the Genter Capital Municipal Quality Intermediate ETF. The filing lists voting and dispositive power allocations among BNY Mellon entities.

Who holds voting and dispositive power for the reported shares?

The filing shows sole voting power of 1,628,706 shares and shared dispositive power of 1,632,827 shares, attributed across The Bank of New York Mellon Corporation and named subsidiaries such as BNY Mellon IHC and BNY Mellon Advisors.

Does the filing say BNY Mellon is the beneficial owner under Section 13(d)?

No. The filing explicitly states that it should not be construed as an admission that BNY Mellon or its subsidiaries are beneficial owners for purposes of Section 13(d) or 13(g), preserving fiduciary and recordkeeping disclaimers.

When was the Schedule 13G/A amendment signed and who signed it?

The amendment (Amendment No. 7) shows signature entries dated 04/07/2026, signed by Andrew Weiser acting as Attorney‑In‑Fact for the reporting persons, per the signature block in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 7)

Spinnaker ETF Series

(Name of Issuer)

Genter Capital Municipal Quality Intermediate ETF

(Title of Class of Securities)

84858T780

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 84858T780

1

Names of Reporting Persons

Bank of New York Mellon Corp

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1,628,706.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,632,827.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,632,827.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

68.9 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP Number(s): 84858T780

1

Names of Reporting Persons

BNY Mellon IHC, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1,628,706.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,632,827.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,632,827.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

68.9 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP Number(s): 84858T780

1

Names of Reporting Persons

MBC Investments Corp

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1,628,706.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,632,827.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,632,827.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

68.9 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP Number(s): 84858T780

1

Names of Reporting Persons

BNY Mellon Advisors, Inc.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1,628,706.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,632,827.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,632,827.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

68.9 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Spinnaker ETF Series
(b)	Address of issuer's principal executive offices: 116 SOUTH FRANKLIN STREET, ROCKY MOUNT, NORTH CAROLINA, 27802-0069.
Item 2.
(a)	Name of person filing: The Bank of New York Mellon Corporation
(b)	Address or principal business office or, if none, residence: 240 Greenwich Street New York, New York 10286
(c)	Citizenship: See cover page
(d)	Title of class of securities: Genter Capital Municipal Quality Intermediate ETF
(e)	CUSIP No.:
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: See Item 5 through 9 and 11 of cover page(s) as to each reporting person. The filing of this Schedule 13G shall not be construed as an admission that The Bank of New York Mellon Corporation, or its direct or indirect subsidiaries, including The Bank of New York Mellon and BNY Mellon, National Association, are for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered by this Schedule 13G.
(b)	Percent of class: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(ii) Shared power to vote or to direct the vote: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(iii) Sole power to dispose or to direct the disposition of: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(iv) Shared power to dispose or to direct the disposition of: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. All of the securities are beneficially owned by The Bank of New York Mellon Corporation and its direct or indirect subsidiaries in their various fiduciary capacities. As a result, another entity in every instance is entitled to dividends or proceeds of sale. No one other person's interest in the securities reported herein is more than 5%.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. See Exhibit I.
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Bank of New York Mellon Corp

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	04/07/2026

BNY Mellon IHC, LLC

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	04/07/2026

MBC Investments Corp

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	04/07/2026

BNY Mellon Advisors, Inc.

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	04/07/2026