Welcome to our dedicated page for Bakkt Holdings SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt’s crypto-centric disclosures can feel like a labyrinth—fair-value crypto accounting here, loyalty-point liabilities there and pages of evolving regulatory risk. If you have ever asked, “How do I sift through Bakkt’s 10-K for digital asset custody details?” you are not alone.
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Bakkt Holdings, Inc. reported that on November 21, 2025 it elected to subscribe to 47,500,000 warrants to be issued by Transchem Ltd., an Indian company listed on BSE Ltd. The purchase price for these warrants is approximately $10 million.
The warrants may be exercised for shares of Transchem common stock within 18 months of issuance, in one or more tranches, and the investment also includes an option for Bakkt to subscribe for additional warrants. Transchem has told Bakkt it has identified a potential acquisition target in India engaged in stock broking and registered with the Securities and Exchange Board of India as both a stockbroker and a depository participant.
Bakkt states that, subject to definitive agreements, shareholder and regulatory approvals and other customary closing conditions, it expects to provide further updates on the structure of the investment, any potential corporate name change or rebranding, and expected changes to management and governance.
Bakkt Holdings, Inc. (BKKT) CEO and President Akshay Naheta reported the vesting of 803,861 performance stock units into Class A Common Stock on November 14, 2025 at a price of $0 per share. Following this transaction, he beneficially owned 1,098,577 shares of Class A Common Stock, which includes 11,426 restricted stock units scheduled to vest on March 21, 2026, subject to continued employment.
The filing also notes an inducement grant of performance stock units tied to stock price performance relative to a $9.33 reference price, with 803,861 of these units vesting after stock price conditions were met. In addition, Naheta holds stock options covering 1,308,725 shares of Class A Common Stock at an exercise price of $10 per share, structured in quarterly tranches with specific exercise and forfeiture mechanics.
Bakkt Holdings, Inc. (BKKT) insider Akshay Sudhir Naheta filed Amendment No. 1 to his Schedule 13D, updating his beneficial ownership in Bakkt’s Class A Common Stock. He now reports beneficial ownership of 3,199,732 shares, representing 11.9% of the Class A common stock, based on 26,989,085 shares outstanding including his options and PSUs.
The position consists of 249,733 shares of Class A stock, options to acquire 1,342,282 shares, and 1,607,717 shares tied to performance-based stock units, of which 803,861 PSUs have vested. The amendment states it is being filed due to an increase in Bakkt’s total outstanding shares, rather than new transactions by Naheta.
The filing also details Naheta’s employment terms, option exercise schedule, RSU and PSU grants, and a Cooperation Agreement involving DTR that includes put and call options under which Naheta could receive a significant additional equity stake if certain payment-processing and transaction conditions are met.
Bakkt Holdings, Inc. (BKKT)
The vested performance stock units are part of an inducement grant that can vest over a three-year performance period starting March 21, 2025, based on the stock’s 90-day volume-weighted average price appreciating at least 100% above a $9.33 reference price, with additional vesting in set tranches for further stock price appreciation. The filing also reflects stock options covering 1,308,725 shares of Class A Common Stock at an exercise price of $10 per share, structured in quarterly tranches with specific exercise and lock-up conditions.
Bakkt Holdings, Inc. (BKKT)
On November 14, 2025, 495 shares of Class A Common Stock were withheld at a price of $21.61 to cover tax obligations tied to an option exercise. After this, the reporting person beneficially owned 118,618 Class A shares, including 50,229 shares subject to restricted stock units and performance stock units that are still vesting. The filing also shows outstanding stock options for 132,551 Class A shares at a $10 exercise price, granted on July 29, 2025, with a structured quarterly exercise and forfeiture schedule tied to shareholder-approved terms.
Bakkt Holdings, Inc. (BKKT)
Baes also holds stock options covering 53,020 shares of Class A common stock at a $10 exercise price. These options were granted on 07/29/2025, became effective after shareholder approval on 10/31/2025, and are structured to become exercisable in eight quarterly tranches, with a required committed portion each quarter and additional optional portions subject to specific exercise periods and lock-up terms.
Bakkt Holdings, Inc. (BKKT) filed a Form 4 for its Chief Financial Officer, Karen Alexander. On 11/14/2025, 121 shares of Class A common stock were withheld at a price of $21.61 to cover tax obligations arising from an option exercise on November 12, 2025. After this transaction, Alexander beneficially owns 69,499 shares of Class A common stock.
The ownership figure includes 50,229 shares subject to restricted stock units and performance stock units that are still subject to vesting. Alexander also holds stock options with an exercise price of $10 per share covering 26,511 shares of Class A common stock. These options were granted on July 29, 2025, became effective after shareholder approval on October 31, 2025, and follow a structured quarterly exercise schedule with specific "committed" and "optional" tranches and related blackout and lock-up provisions.
Bakkt Holdings, Inc. (BKKT) reported insider equity activity by its CEO and President, Akshay Sudhir Naheta. On 11/12/2025, he exercised stock options and acquired 33,557 shares of Class A common stock at an exercise price of $10 per share, increasing his directly held position to 294,716 shares, which includes 11,426 restricted stock units scheduled to vest on March 21, 2026, subject to continued employment.
He also holds performance stock units covering 1,607,717 shares of Class A common stock. These PSUs may vest over a three-year performance period following March 21, 2025, based on the company’s stock price performance versus a $9.33 reference price, with specific tranches tied to 100% appreciation and additional 25% steps, and continued employment requirements. In addition, he holds options to purchase shares at $10 per share under a structure that commits him to exercise a portion each quarter over eight quarters, with detailed quarterly and lock-up conditions on early exercises.
Bakkt Holdings, Inc. (BKKT) reported that its General Counsel and Secretary, Marc D'Annunzio, exercised 1,677 stock options on 11/12/2025 at an exercise price of $10 per share, acquiring the same number of Class A common shares. Following this transaction, he directly beneficially owns 119,113 shares of Class A common stock, including 50,229 shares subject to restricted stock unit and performance stock unit awards that must still vest.
The filing also shows 132,551 stock options remaining beneficially owned, with an exercise price of $10 and a structured schedule under which one-eighth of the options is tied to quarterly “Committed Options” and related “Optional Exercise Options,” subject to defined exercise periods, forfeiture conditions, and lock-up constraints on certain early-exercised shares.
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