Welcome to our dedicated page for Bakkt Holdings SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt’s crypto-centric disclosures can feel like a labyrinth—fair-value crypto accounting here, loyalty-point liabilities there and pages of evolving regulatory risk. If you have ever asked, “How do I sift through Bakkt’s 10-K for digital asset custody details?” you are not alone.
Stock Titan’s AI-powered analysis breaks those documents into clear, searchable insights. Need the latest Bakkt quarterly earnings report 10-Q filing distilled to operating-segment revenue? It is ready in seconds. Tracking Bakkt insider trading Form 4 transactions before a material 8-K? Real-time alerts land the moment EDGAR posts. Our platform covers every form—10-K annual reports, 10-Q quarterlies, 8-K material events, S-1 registrations, and Bakkt executive stock transactions Form 4—with AI summaries that explain them simply.
Explore why investors monitor each filing type: 10-Ks outline crypto custody security controls and loyalty-point redemption volumes; 10-Qs update trading-fee trends; 8-Ks flag partnerships that could expand token coverage; the proxy statement details executive compensation in a volatile digital-asset market. Whether you are googling “understanding Bakkt SEC documents with AI” or hunting for a single footnote on digital asset liquidity, our expert commentary and keyword-level search save hours of manual review.
Bakkt Holdings, Inc. filed an 8-K reporting a material event that outlines risks tied to its digital-asset holdings and Bitcoin treasury strategy. The company warns that digital assets may not serve as readily available liquidity like cash, and that security breaches, theft, loss of private keys, or blockchain immutability could make recoveries impossible. It highlights risks from holding assets with third-party custodians, including loss of direct control, custodian insolvency, insider theft, or compromised security measures. The filing also notes counterparty non-performance related to the Bitcoin strategy, potential future capital and liquidity needs, shifts in competitive and regulatory environments, volatility in crypto and stablecoin markets, and the risk that banks may restrict services to the company.
Alfred Michael, identified as a director of Bakkt Holdings, Inc. (BKKT), filed an amended Form 3 reporting beneficial ownership positions. The filing shows 19,337 restricted stock units (RSUs) held directly, each representing a contingent right to one Class A share that will vest 100% on June 17, 2026 if service continues. The filing also reports 40,000 Class A shares held indirectly through Alpine Fox LP, over which Mr. Michael has control but disclaims beneficial ownership except to the extent of his pecuniary interest. The event date is 09/17/2025 and the amendment was signed 09/29/2025.
Bakkt Holdings, Inc. insider Nicholas Baes, the company's Chief Operating Officer, reported a Form 4 disclosing a tax-withholding disposition tied to RSU vesting. On 09/25/2025, 810 shares of Class A Common Stock were withheld to satisfy tax withholding obligations related to RSUs that vested on 09/24/2025; the withholding used the closing share price on 09/24/2025. After the withholding, Mr. Baes beneficially owns 105,472 shares, which includes 96,143 shares underlying RSUs that remain subject to vesting. The Form 4 was signed on 09/29/2025 by Paul Simmons as attorney-in-fact.
Bakkt Holdings, Inc. (BKKT) Form 3: Michael Alfred, a company director, reported ownership on an event dated 09/17/2025. He holds 15,469 restricted stock units that convert to Class A common shares and vest 100% on June 17, 2026 if he remains in service. He also reports 40,000 Class A shares held indirectly through Alpine Fox LP, over which he has control but disclaims beneficial ownership except for his pecuniary interest. Form signed by Paul Simmons as attorney-in-fact on 09/26/2025.
Bakkt Holdings, Inc. is soliciting shareholder approval for a one-time grant of stock options to select management (the "Options Proposal") allowing purchase of up to 7,450,000 shares of Class A Common Stock. The Options are structured as quarterly committed exercises over eight quarters at an exercise price of $10.00 per share, which the document states reflects fair market value on the grant date and is higher than the closing trading price on the record date of $8.59. If a grantee fails to exercise committed Options in any quarter, remaining Options are forfeited; grantees must personally fund exercises. The Compensation Committee, with outside valuation input, approved the grant as a means to align management and stockholder interests. The proxy also describes meeting logistics, voting procedures, the Board’s recommendation to vote FOR the Options Proposal and an Adjournment Proposal, and disclosure timing via Form 8-Ks after the Special Meeting.
Karen Alexander, Chief Financial Officer of Bakkt Holdings, Inc. (BKKT), reported a Form 4 disclosing a transaction dated 08/28/2025. The filing shows 483 shares of Class A Common Stock were disposed of under code F at a reported price of $8.89 per share. The filing states these shares were withheld to satisfy tax withholding obligations arising from the vesting of restricted stock units (RSUs) on 08/26/2025, with the withholding amount based on the closing price that day. After the transaction, the reporting person beneficially owns 69,285 shares, which includes 50,229 shares that remain subject to vesting as RSUs and performance stock units. The Form 4 was signed by an attorney-in-fact on 08/29/2025.
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