Welcome to our dedicated page for Bakkt SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bakkt Holdings, Inc. (NYSE: BKKT) SEC filings page provides direct access to the company’s regulatory disclosures, along with AI-powered tools to help interpret them. Bakkt is a digital asset infrastructure company founded in 2018 and headquartered in New York, New York, with a focus on Bitcoin, tokenization, stablecoin payments, and AI-driven finance. Its filings with the U.S. Securities and Exchange Commission offer detailed insight into how it structures its business, manages risk, and executes its transformation strategy.
Through its periodic and current reports, investors can review Bakkt’s financial results, segment framing, and commentary on its transition to a pure-play digital asset infrastructure platform. Form 10-Q and 10-K filings describe revenue drivers tied to crypto market activity, operating expenses, and the impact of its digital asset and treasury strategies, while also outlining extensive risk factors related to digital assets, stablecoins, and regulatory developments.
Bakkt’s Form 8-K filings highlight material events such as the completion of its capital structure simplification, the holding company reorganization that created a new Bakkt Holdings, Inc. as successor registrant, and its agreement to acquire Distributed Technologies Research Ltd. Additional 8-Ks detail board and executive changes, earnings call materials, and selective strategic investments, including warrant subscriptions in international counterparties.
On this page, users can also monitor specialized filings, such as Form 12b-25 notifications regarding filing timing and Form 15 filings related to the deregistration of the predecessor entity in connection with the reorganization. AI-powered summaries help explain complex sections of lengthy documents, highlight key changes across reporting periods, and surface information on topics like capital structure, digital asset holdings, and governance. For those researching insider activity and equity-linked instruments, access to filings covering warrants and registration rights agreements provides additional context around Bakkt’s equity and financing arrangements.
Intercontinental Exchange, Inc. and its subsidiary Intercontinental Exchange Holdings, Inc. report beneficial ownership of 8,380,362 shares of Bakkt Holdings Class A common stock, representing 32.3% of the class. This total includes 461,360 shares underlying replacement warrants that only gain voting power if exercised. The percentage is calculated against 25,514,376 shares outstanding as of January 7, 2026.
The filing explains that ICEH entered into a Voting and Support Agreement requiring it to vote all of its Bakkt shares in favor of Bakkt’s planned acquisition of Distributed Technologies Research Global Ltd and to restrict transfers of these shares until either 120 days after the DTR purchase agreement date or the Bakkt stockholder meeting to approve the deal. Bakkt and key holders, including ICEH, also agreed to an Amended and Restated Registration Rights Agreement that, after the DTR acquisition closes, will require Bakkt to file a resale registration statement for ICEH’s shares, related warrant shares, and the new shares issued as DTR acquisition consideration, with associated demand and piggyback registration rights and customary indemnification.
Bakkt Holdings, Inc. insider ownership and deal structure are updated in this Schedule 13D/A amendment. Akshay Sudhir Naheta, the company’s Chief Executive Officer and director, reports beneficial ownership of 3,199,732 shares of Class A common stock, representing 11.6% of the class. His position includes 1,087,151 shares, options for 1,308,725 shares, and 803,856 shares tied to performance-based restricted stock units that vest on stock price metrics.
The amendment reflects a Share Purchase Agreement under which Bakkt will acquire Distributed Technologies Research Global Ltd. (DTR), with Bakkt agreeing to issue additional Class A shares to Naheta as consideration, subject to stockholder approval and other closing conditions. Related arrangements include a Non-Competition Agreement, an Amended and Restated Registration Rights Agreement covering resale of certain Bakkt shares, and a Voting and Support Agreement under which directors, executives and key stockholders holding about 36.1% of Bakkt’s common stock agreed to vote in favor of the DTR transaction.
Bakkt Holdings, Inc. agreed to acquire Distributed Technologies Research Global Ltd. by issuing new Class A shares equal to 31.5% of its fully diluted Class A common stock immediately before closing, excluding warrants, subject to customary adjustments and conditions. Closing depends on stockholder approval, required regulatory clearances, and each party meeting its obligations, with an outside date of July 10, 2026, extendable to October 8, 2026. A fully independent special committee reviewed and unanimously approved the deal, and supporting holders owning about 36.1% of Bakkt’s common stock agreed to vote in favor.
In connection with the transaction, Bakkt entered into a non‑competition agreement with CEO Akshay Naheta, an amended and restated registration rights agreement to register the consideration shares and certain ICE holdings for resale, and voting and support agreements with key investors. Separately, Bakkt eliminated its Series A Non‑Voting Convertible Preferred Stock following automatic conversion and approved a corporate name change to “Bakkt, Inc.”, effective January 22, 2026, along with conforming bylaw amendments.
Bakkt Holdings, Inc. officer and Chief Accounting Officer Joseph Sean-Walsh Henderson reported a sale of company stock. On 12/19/2025, he sold 2,461 shares of Class A Common Stock at a price of $10.01 per share. The company states this sale represents shares sold to cover tax obligations related to the vesting of restricted stock units (RSUs). After this transaction, he beneficially owns 10,936 shares of Class A Common Stock, which includes 6,851 shares subject to RSU awards that are still subject to vesting.
Bakkt Holdings, Inc. announced that it plans to use its official X (formerly Twitter) account, @bakkt, as a channel for sharing material non-public information and for complying with Regulation FD disclosure requirements.
The company states that information posted on @bakkt may be deemed material and that investors should monitor this account along with its investor relations website, press releases, SEC filings, and public conference calls and webcasts. It also clarifies that this communication is furnished under Regulation FD and is not deemed filed or incorporated by reference into other securities law filings unless specifically incorporated by reference.
Bakkt Holdings, Inc. has updated how it presents its past financial results to reflect the sale of its loyalty and travel redemption business. The company previously sold all equity interests in several subsidiaries that made up this Loyalty Business, and management determined the business should be treated as a discontinued operation under accounting rules as of September 30, 2025.
As a result, Bakkt is recasting the financial information and related discussion in its Annual Report for the year ended December 31, 2024 to remove the Loyalty Business from continuing operations. Updated versions of Management’s Discussion and Analysis and the audited financial statements are being filed as an exhibit, along with a re-dated auditor’s report that reflects the recast and subsequent events, while all other disclosures from the original Annual Report remain unchanged.
Bakkt Holdings (BKKT) has a notice on file for a planned sale of common stock under Rule 144. The planned transaction covers 27,681 common shares to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $355,172.10, on or around 12/09/2025 on the NYSE. The shares were acquired as restricted stock that vested under a registered compensation plan on three dates in 2025, in amounts of 10,417 shares, 5,900 shares, and 11,364 shares, all treated as compensation. The issuer reports 24,038,434 common shares outstanding, providing context for the scale of this planned sale.
Bakkt Holdings, Inc. (BKKT) reported a significant equity conversion involving a major shareholder. Intercontinental Exchange Holdings, Inc. (ICEH), a director and more than 10% owner, acquired 465,890 shares of Bakkt Class A common stock on December 3, 2025.
The shares came from ICEH’s Series A Non-Voting Convertible Preferred Stock, received as part of Bakkt’s November 3, 2025 reorganization. ICEH contributed its rights under a tax receivable agreement to Bakkt, received a cash payment equal to its entitlement, and then contributed that cash back for 465,890 preferred shares, which automatically converted into Class A common stock after early termination of the Hart-Scott-Rodino waiting period by the Federal Trade Commission on December 3, 2025.
Following the transaction, ICEH indirectly beneficially owned 7,919,002 Class A shares. ICEH also holds Class 1 and Class 2 warrants, each covering 230,680 Class A shares at an exercise price of $25.5 per share, exercisable from November 3, 2025 until September 4, 2029.
Bakkt Holdings, Inc. reports updated ownership details for Intercontinental Exchange entities following a corporate reorganization completed on November 3, 2025. Through a series of mergers, Bakkt’s prior holding structure was consolidated so that only a single class of common stock, Class A, remains outstanding while preserving existing economic interests.
OpCo common units paired with Class V common stock were exchanged into Class A common stock, and Intercontinental Exchange Holdings, Inc. indirectly holds 7,453,112 shares of Class A common stock after these transactions. ICEH also received 465,890 shares of Series A Non-Voting Convertible Preferred Stock, which will automatically convert into Class A common stock upon satisfaction of Hart-Scott-Rodino waiting period conditions or transfer to an unaffiliated party. Existing Class 1 and Class 2 warrants, each for 230,680 shares of Class A common stock, were carried over as equivalent, immediately exercisable warrants. The report also corrects earlier coding and reporting-person details.