Welcome to our dedicated page for Bakkt SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt, Inc. filings document the regulatory record of a public financial technology company focused on digital asset and programmable finance infrastructure. Its SEC disclosures cover operating and financial results, Regulation FD materials, shareholder letters, material-event reports, and securities registered for trading, including Class A common stock and warrants.
Bakkt’s proxy and 8-K filings also address governance matters, executive compensation, shareholder voting items, share-issuance approvals, material agreements, and capital-structure actions such as an at-the-market equity program. The filing record includes notices related to annual-report timing and formal disclosures tied to special meetings, securities issuance mechanics, and public-company reporting obligations.
Bakkt, Inc. general counsel and secretary Marc D'Annunzio reported selling 539 shares of Class A Common Stock on 2026-07-15 at $8.44 per share. The sale covered tax obligations from restricted stock unit vesting, and he now directly holds 108,278 shares, including 12,829 subject to continued vesting.
Bakkt, Inc. Chief Financial Officer Alexander Karen reported selling 657 shares of Class A Common Stock on July 15, 2026 at $8.44 per share. A footnote states the sale was to cover tax obligations from restricted stock unit vesting. Following the transaction, he directly owns 53,542 shares, including 12,829 shares underlying restricted stock units that remain subject to vesting.
Bakkt, Inc. Chief Accounting Officer Joseph Sean-Walsh reported a sale of 94 shares of Class A Common Stock on July 15, 2026 at $8.33 per share. The sale covered tax obligations from vesting restricted stock units, leaving him with 12,954 shares, including 2,640 unvested RSUs and performance stock units.
Bakkt, Inc. filed an amended report to add audited 2025 and unaudited Q1 2026 financial statements for Distributed Technologies Research Global Ltd. (“DTR”) and unaudited pro forma condensed combined results reflecting Bakkt’s April 30, 2026 acquisition of 100% of DTR, paid in 11,316,775 Bakkt Class A shares plus up to 725,592 additional shares tied to warrants.
DTR is a fintech software provider formed in 2024. It generated €41,909 of revenue and a net loss of €1,278,639 in Q1 2026, after a €8,435,185 net loss in 2025, and held goodwill of €3,692,268 and total assets of €5,108,737 at March 31, 2026.
The deal, a related‑party transaction with CEO Akshay Naheta, produces preliminary purchase accounting effects including $20,690 thousand of identified intangible assets and additional goodwill, with new amortization expense of about $5,719 thousand annually. On a pro forma basis, 2025 combined net loss would have been $147,494 thousand versus Bakkt’s standalone $132,232 thousand, and Q1 2026 combined net loss $14,581 thousand versus $11,650 thousand, while pro forma basic loss per share improves because of the larger share count.
BKKT security holder Marc Dannunzio has filed information covering the potential sale of 604 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an approximate sale date of 07/16/2026 and an indicated value of 4989.04.
The shares to be sold were acquired from the issuer on 07/12/2026 as Performance Stock Units. The filing also lists recent 10b5-1 sales, including 1562 shares on 06/25/2026 for 12386.66 and 3991 shares on 04/28/2026 for 34349.74.
Bakkt, Inc. Chief Accounting Officer Joseph Sean-Walsh reported an open-market sale of 349 shares of Class A Common Stock at $7.93 per share. According to the filing, this sale was made to cover tax obligations related to vesting restricted stock units. Following the transaction, he holds 13,048 shares directly, including 2,904 shares subject to restricted stock units that are still vesting.
Bakkt, Inc. General Counsel & Secretary Marc D’Annunzio reported open-market sales of a total of 2,919 shares of Class A Common Stock on June 25 and June 26, 2026, at weighted-average prices of about $7.93 and $7.71 per share.
Footnotes state these transactions were made to cover tax obligations tied to vesting of restricted stock units and were executed under a pre-arranged Rule 10b5-1 trading plan. After the sales, he directly holds 108,817 shares, including 14,567 shares subject to restricted and performance stock units that remain subject to vesting, indicating only a small portion of his position was sold.
Bakkt, Inc. Chief Operating Officer Nicholas Baes reported a tax-related stock sale. He disposed of 1,562 shares of Class A Common Stock at $7.93 per share to cover tax obligations tied to vesting restricted stock units. After this transaction, he directly holds 105,375 shares of Class A Common Stock. This total includes 48,606 shares subject to restricted stock units that are still unvested and remain subject to vesting conditions, indicating the transaction is largely mechanical rather than a discretionary reduction of his overall equity exposure.
Bakkt, Inc. Chief Financial Officer Alexander Karen reported an open-market sale of 1,907 shares of Class A Common Stock at $7.93 per share. According to the disclosure, this sale was made to cover tax obligations from the vesting of restricted stock units.
After the transaction, Karen directly holds 54,199 shares of Class A Common Stock, which includes 14,576 shares subject to restricted stock units and performance stock units that are still subject to vesting.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice registering the proposed sale of 1,357 restricted stock units of the issuer, dated 06/20/2026. The filing also lists recent 10b5-1 sales by Marc Dannunzio: 3,991, 3,789, 5,342, and 6,422 shares on dates in 03/27/2026 through 04/28/2026.