BKKT holder lists 604 common shares for sale

Rhea-AI Filing Summary

BKKT security holder Marc Dannunzio has filed information covering the potential sale of 604 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an approximate sale date of 07/16/2026 and an indicated value of 4989.04.

The shares to be sold were acquired from the issuer on 07/12/2026 as Performance Stock Units. The filing also lists recent 10b5-1 sales, including 1562 shares on 06/25/2026 for 12386.66 and 3991 shares on 04/28/2026 for 34349.74.

Key Figures

Shares covered by Form 144: 604 shares Indicated value of 604 shares: 4989.04 Approximate sale date: 07/16/2026 +5 more

8 metrics

Shares covered by Form 144 604 shares Common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services

Indicated value of 604 shares 4989.04 Value associated with the 604-share block of common stock in the notice

Approximate sale date 07/16/2026 Date associated with the proposed sale of 604 common shares

Acquisition date of Performance Stock Units 07/12/2026 Date the 604 shares were acquired from the issuer as Performance Stock Units

Shares sold on 06/26/2026 1357 shares Common stock sold for 10475.77 in a 10b5-1 sale on 06/26/2026

Shares sold on 06/25/2026 1562 shares Common stock sold for 12386.66 in a 10b5-1 sale on 06/25/2026

Shares sold on 04/28/2026 3991 shares Common stock sold for 34349.74 in a 10b5-1 sale on 04/28/2026

Additional shares sold on 04/28/2026 3789 shares Common stock sold for 34593.57 in a second 10b5-1 sale on 04/28/2026

Key Terms

10b5-1, Performance Stock Units, Executive Financial Services, Securities To Be Sold

4 terms

10b5-1 regulatory

"10b5-1 Sales for MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Performance Stock Units financial

"Common | 07/12/2026 | Performance Stock Units | Issuer |"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 07/12/2026 | Performance Stock Units"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What share sale is disclosed in BKKT's Form 144 filing?

The filing covers a potential sale of 604 BKKT common shares. These are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services with an approximate sale date of 07/16/2026 and an indicated value of 4989.04 for the block.

Who is the selling security holder identified in BKKT's Form 144?

The selling security holder identified is Marc Dannunzio, with an address at 3280 Peachtree Rd NE, Atlanta, GA 30305. The filing lists his name in connection with both the planned sale and prior 10b5-1 sales of BKKT common stock.

How were the BKKT shares to be sold under this Form 144 acquired?

The 604 BKKT shares to be sold were acquired from the issuer on 07/12/2026 as Performance Stock Units. The Form 144 describes these as securities obtained from the issuer, later covered by the potential sale described in the notice.

What prior 10b5-1 sales of BKKT shares does the Form 144 list?

The filing lists several 10b5-1 sales, including 1357 shares on 06/26/2026 for 10475.77, another 1357 shares the same day for 10462.47, 1562 shares on 06/25/2026 for 12386.66, and 3991 and 3789 shares on 04/28/2026 for 34349.74 and 34593.57.

On which exchange are the BKKT shares in this Form 144 notice listed?

The common shares referenced in the notice are listed on the NYSE. This exchange information appears in the securities section alongside the 604-share block, the associated value of 4989.04, and the approximate sale date of 07/16/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/16/2026 - 04:33 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001871559
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BAKKT, INC.
SEC File Number	001-39544
Address of Issuer	3280 Peachtree Rd NE Atlanta GEORGIA 30305
Phone	332-203-3017
Name of Person for Whose Account the Securities are To Be Sold	MARC D'ANNUNZIO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	604	4989.04	44612329	07/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/12/2026	Performance Stock Units	Issuer			604	07/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305	Common	06/26/2026	1357	10475.77
MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305	Common	06/26/2026	1357	10462.47
MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305	Common	06/25/2026	1562	12386.66
10b5-1 Sales for MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305	Common	04/28/2026	3991	34349.74
MARC DANNUNZIO 3280 Peachtree Rd NE Atlanta GA 30305	Common	04/28/2026	3789	34593.57

144: Remarks and Signature

Remarks
Date of Notice	07/16/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Marc D'Annunzio
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)