Welcome to our dedicated page for Bakkt Holdings SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt’s crypto-centric disclosures can feel like a labyrinth—fair-value crypto accounting here, loyalty-point liabilities there and pages of evolving regulatory risk. If you have ever asked, “How do I sift through Bakkt’s 10-K for digital asset custody details?” you are not alone.
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Explore why investors monitor each filing type: 10-Ks outline crypto custody security controls and loyalty-point redemption volumes; 10-Qs update trading-fee trends; 8-Ks flag partnerships that could expand token coverage; the proxy statement details executive compensation in a volatile digital-asset market. Whether you are googling “understanding Bakkt SEC documents with AI” or hunting for a single footnote on digital asset liquidity, our expert commentary and keyword-level search save hours of manual review.
Bakkt Holdings (BKKT) announced it will eliminate its Up‑C structure and reorganize into a single‑class parent, NewCo, expected on or about November 3, 2025. Existing Bakkt Class A shares will convert 1:1 into NewCo Class A; Class V shares will convert 1:1 into NewCo Class V, and Paired Interests will convert into NewCo Class A, leaving NewCo with only one class of common stock outstanding.
Bakkt, Intercontinental Exchange Holdings, Inc. (ICE) and CEO Akshay Naheta amended the Tax Receivable Agreement and signed a Contribution Agreement. ICE and Mr. Naheta will contribute their TRA rights to NewCo, receive cash equal to their TRA amounts, and contribute that cash for NewCo Class A in a net‑settled exchange. The amendment sets an 18% discount rate for TRA payments as of consummation; for ICE and Mr. Naheta the TRA payment value is capped at the amendment‑date value. Assuming a $38 stock price for TRA valuation and a $39.34 Minimum Price, Bakkt estimates approximately 655,500 shares to ICE and 69,750 to Mr. Naheta.
RDO warrant holders consented to exchange into equivalent NewCo warrants and waived treating the reorganization as a Fundamental Change; public warrants convert to NewCo equivalents, and July 2025 pre‑funded warrants will be deemed exercised immediately prior to closing.
BlackRock, Inc. filed an amended Schedule 13G reporting passive beneficial ownership in Bakkt Holdings, Inc. (BKKT).
BlackRock reported 734,431 shares of common stock beneficially owned, representing 4.6% of the class, with sole voting power over 722,754 shares and sole dispositive power over 734,431 shares, as of the 09/30/2025 event date. The filing was made under Rule 13d-1, and BlackRock certified the holdings were acquired and are held in the ordinary course of business and not to change or influence control.
The filing notes that various persons have rights to dividends or sale proceeds tied to these securities, and that no single person’s interest exceeds five percent of Bakkt’s outstanding common shares.
Bakkt Holdings, Inc. announced it will amend its one-time management stock option grant proposal and have stockholders vote on the amended version at the reconvened special meeting on October 31, 2025 at 1:00 p.m. Eastern Time.
The company plans to describe the amended proposal in definitive additional proxy materials to be filed with the SEC before October 31, 2025. The October 7 meeting was opened and adjourned without opening the polls to allow more time to solicit proxies. This update focuses solely on the amended options proposal for management.
Bakkt Holdings, Inc. filed an 8-K reporting a material event that outlines risks tied to its digital-asset holdings and Bitcoin treasury strategy. The company warns that digital assets may not serve as readily available liquidity like cash, and that security breaches, theft, loss of private keys, or blockchain immutability could make recoveries impossible. It highlights risks from holding assets with third-party custodians, including loss of direct control, custodian insolvency, insider theft, or compromised security measures. The filing also notes counterparty non-performance related to the Bitcoin strategy, potential future capital and liquidity needs, shifts in competitive and regulatory environments, volatility in crypto and stablecoin markets, and the risk that banks may restrict services to the company.
Alfred Michael, identified as a director of Bakkt Holdings, Inc. (BKKT), filed an amended Form 3 reporting beneficial ownership positions. The filing shows 19,337 restricted stock units (RSUs) held directly, each representing a contingent right to one Class A share that will vest 100% on June 17, 2026 if service continues. The filing also reports 40,000 Class A shares held indirectly through Alpine Fox LP, over which Mr. Michael has control but disclaims beneficial ownership except to the extent of his pecuniary interest. The event date is 09/17/2025 and the amendment was signed 09/29/2025.
Bakkt Holdings, Inc. insider Nicholas Baes, the company's Chief Operating Officer, reported a Form 4 disclosing a tax-withholding disposition tied to RSU vesting. On 09/25/2025, 810 shares of Class A Common Stock were withheld to satisfy tax withholding obligations related to RSUs that vested on 09/24/2025; the withholding used the closing share price on 09/24/2025. After the withholding, Mr. Baes beneficially owns 105,472 shares, which includes 96,143 shares underlying RSUs that remain subject to vesting. The Form 4 was signed on 09/29/2025 by Paul Simmons as attorney-in-fact.
Bakkt Holdings, Inc. (BKKT) Form 3: Michael Alfred, a company director, reported ownership on an event dated 09/17/2025. He holds 15,469 restricted stock units that convert to Class A common shares and vest 100% on June 17, 2026 if he remains in service. He also reports 40,000 Class A shares held indirectly through Alpine Fox LP, over which he has control but disclaims beneficial ownership except for his pecuniary interest. Form signed by Paul Simmons as attorney-in-fact on 09/26/2025.
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