BKKT amends 8-K to update Item 5.02 Executive Officers

Rhea-AI Filing Summary

Bakkt Holdings, Inc. filed an 8-K/A to correct an inadvertent submission error and replace the Executive Officers table in Item 5.02. Other parts of the original report remain unchanged.

The updated officers are: Akshay Naheta, Chief Executive Officer; Karen Alexander, Chief Financial Officer; Nicholas Baes, Chief Operating Officer; and Marc D’Annunzio, General Counsel and Secretary.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Understanding 8-K Material Events →

Class A common stock, par value $0.0001 per share Warrants to purchase Class A Common Stock 0001820302 0001820302 2025-10-31 2025-10-31 0001820302 us-gaap:CommonStockMember 2025-10-31 2025-10-31 0001820302 us-gaap:WarrantMember 2025-10-31 2025-10-31

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K/A

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

October 31, 2025

Bakkt Holdings, Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-39544		41-2324812
(State or Other Jurisdiction of Incorporation or Organization)		(Commission File Number)		(IRS Employer Identification Number)

One Liberty Plaza, One Liberty St., Ste. 305-306,

New York, New York 10006

Registrant’s telephone number, including area code: (678) 534-5849

(Address, including zip code, and telephone number, including area code, or registrant’s principal executive offices)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol		Name of each exchange on which registered
Class A common stock, par value $0.0001 per share		BKKT		The New York Stock Exchange
Warrants to purchase Class A Common Stock		BKKT WS		The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Explanatory Note

This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) amends the Current Report on Form 8-K filed by Bakkt Holdings, Inc. (the “Company”) with the Securities and Exchange Commission on November 3, 2025 (the “Original Report”) solely to correct an inadvertent submission error in Item 5.02 of the Original Report. Except for the modification set forth in Item 5.02 below, the Original Report remains unchanged.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

The table entitled “Executive Officers” in Item 5.02 is hereby amended by replacing it in its entirety with the table below.

Executive Officers

Name		Age		Position with Bakkt Holdings, Inc.
Akshay Naheta		43		Chief Executive Officer
Karen Alexander		54		Chief Financial Officer
Nicholas Baes		46		Chief Operating Officer
Marc D’Annunzio		53		General Counsel and Secretary

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

				Bakkt Holdings, Inc.
Date: November 7, 2025
				By:		/s/ Marc D’Annunzio
				Name:		Marc D’Annunzio
				Title:		General Counsel and Secretary

FAQ

What did BKKT file in this 8-K/A?

An amendment correcting an inadvertent submission error and replacing the Item 5.02 Executive Officers table; the rest of the original report remains unchanged.

Which section was corrected for Bakkt (BKKT)?

Item 5.02, specifically replacing the table entitled “Executive Officers.”

Who are Bakkt’s current executive officers per the amendment?

Akshay Naheta (CEO), Karen Alexander (CFO), Nicholas Baes (COO), and Marc D’Annunzio (General Counsel and Secretary).

What is the earliest event date cited?

October 31, 2025.

Are there any other changes beyond Item 5.02?

No. The amendment states the original report remains unchanged except for the Item 5.02 correction.

What are Bakkt’s trading symbols and exchange?

BKKT (Class A common stock) and BKKT WS (warrants), both on the New York Stock Exchange.