Class A common stock, par value $0.0001 per share Warrants to purchase Class A Common Stock 0001820302 0001820302 2025-10-31 2025-10-31 0001820302 us-gaap:CommonStockMember 2025-10-31 2025-10-31 0001820302 us-gaap:WarrantMember 2025-10-31 2025-10-31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
October 31, 2025
Bakkt Holdings, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware |
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001-39544 |
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41-2324812 |
(State or Other Jurisdiction of Incorporation or Organization) |
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(Commission File Number) |
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(IRS Employer Identification Number) |
One Liberty Plaza, One Liberty St., Ste. 305-306,
New York, New York 10006
Registrant’s telephone number, including area code: (678) 534-5849
(Address, including zip code, and telephone number, including area code, or registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading
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Name of each exchange
on which registered |
| Class A common stock, par value $0.0001 per share |
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BKKT |
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The New York Stock Exchange |
| Warrants to purchase Class A Common Stock |
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BKKT WS |
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The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) amends the Current Report on Form 8-K filed by Bakkt Holdings, Inc. (the “Company”) with the Securities and Exchange Commission on November 3, 2025 (the “Original Report”) solely to correct an inadvertent submission error in Item 5.02 of the Original Report. Except for the modification set forth in Item 5.02 below, the Original Report remains unchanged.
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
The table entitled “Executive Officers” in Item 5.02 is hereby amended by replacing it in its entirety with the table below.
Executive Officers
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Name |
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Age |
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Position with Bakkt Holdings, Inc. |
Akshay Naheta |
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43 |
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Chief Executive Officer |
Karen Alexander |
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54 |
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Chief Financial Officer |
Nicholas Baes |
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46 |
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Chief Operating Officer |
Marc D’Annunzio |
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53 |
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General Counsel and Secretary |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Bakkt Holdings, Inc. |
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| Date: November 7, 2025 |
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By: |
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/s/ Marc D’Annunzio |
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Name: |
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Marc D’Annunzio |
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Title: |
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General Counsel and Secretary |
