Bakkt CFO Matthew White reports zero share stake

Rhea-AI Filing Summary

Bakkt, Inc. (BKKT) reported that Matthew A. White serves as its Chief Financial Officer, effective August 17, 2026. This Form 3 is an initial statement of beneficial ownership, and it does not list any reportable holdings or transactions in Bakkt, Inc. securities for Mr. White.

Key Terms

Chief Financial Officer, Form 3, beneficial ownership

3 terms

Chief Financial Officer financial

"Matthew White was appointed as Chief Financial Officer of Bakkt, Inc."

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

Form 3 regulatory

"This Form 3 is an initial statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"This Form 3 is an initial statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

What does Bakkt, Inc. (BKKT) disclose about Matthew White in this Form 3?

Bakkt, Inc. discloses that Matthew A. White is its Chief Financial Officer, effective August 17, 2026. The Form 3 serves as his initial statement of beneficial ownership and does not list any reportable Bakkt securities holdings or transactions.

Does the Form 3 for BKKT show any Bakkt, Inc. shares owned by Matthew White?

No. The Form 3 for Bakkt, Inc. shows no reportable holdings or transactions for Matthew A. White. The filing functions as an initial statement of beneficial ownership without populated ownership tables.

What is Matthew White’s role at Bakkt, Inc. (BKKT)?

Matthew A. White is identified as the Chief Financial Officer of Bakkt, Inc. The remarks state that his appointment as CFO is effective August 17, 2026.

Is this Bakkt, Inc. (BKKT) Form 3 related to insider buying or selling?

No. This Form 3 contains no transactions. It is an initial beneficial ownership report for Matthew A. White as Chief Financial Officer, with transaction counts and share amounts all reported as zero.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 12:58 PM Accepted by SEC EDGAR 08/27/2026 - 12:57 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

White Matthew A

(Last) (First) (Middle)

3280 PEACHTREE ROAD NE

7TH FLOOR

(Street)

ATLANTA GEORGIA 30305

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/17/2026

3. Issuer Name and Ticker or Trading Symbol
Bakkt, Inc. [ BKKT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Matthew White was appointed as Chief Financial Officer of Bakkt, Inc., effective August 17, 2026.

No securities are beneficially owned.

	/s/ Matthew White	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)