Welcome to our dedicated page for Bakkt SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt, Inc. filings document the regulatory record of a public financial technology company focused on digital asset and programmable finance infrastructure. Its SEC disclosures cover operating and financial results, Regulation FD materials, shareholder letters, material-event reports, and securities registered for trading, including Class A common stock and warrants.
Bakkt’s proxy and 8-K filings also address governance matters, executive compensation, shareholder voting items, share-issuance approvals, material agreements, and capital-structure actions such as an at-the-market equity program. The filing record includes notices related to annual-report timing and formal disclosures tied to special meetings, securities issuance mechanics, and public-company reporting obligations.
Bakkt Holdings, Inc. furnished a press release on August 11, 2025 reporting the company's results for the quarter ended June 30, 2025. The press release is attached as Exhibit 99.1 and the company states the information is being furnished and shall not be deemed "filed" under the Exchange Act. The filing also references the interactive data file as Exhibit 104. The report is signed by Marc D'Annunzio, General Counsel and Secretary, on behalf of the registrant.
Bakkt Holdings reported that its stockholders approved an amendment to its Certificate of Incorporation to increase authorized Class A Common Stock from 60,000,000 shares to 560,000,000 shares and, accordingly, total authorized Common Stock from 70,000,000 to 570,000,000. At a special meeting, holders representing 74.3% of the voting power as of the July 11, 2025 record date were present in person or by proxy, constituting a quorum. The amendment passed with 7,618,995 votes for, 2,865,167 against and 30,914 abstentions. The meeting also approved an adjournment proposal with 7,706,971 votes for, 2,729,249 against and 78,856 abstentions. The Amendment is included as Exhibit 3.1.
Transaction highlights: On July 31, 2025 Bakkt Crypto Solutions, LLC, a wholly owned subsidiary of Bakkt Holdings, Inc. (BKKT), entered a Commercial Agreement with Distributed Technologies Research Global Ltd. (DTR), controlled by co-CEO Akshay Naheta, to integrate Bakkt payment and crypto trading solutions with DTR stablecoin payment technology. The agreement grants reciprocal, non-exclusive, non-transferable, sublicensable licenses and entitles Bakkt to a customary per-payment fee.
Key terms and disclosures: The initial term is three years with termination for insolvency or uncured material breach; DTR faces competitive restrictions in certain territories. The full Commercial Agreement will be filed with Bakkt's 10-Q for the quarter ending September 30, 2025. On August 6, 2025 Bakkt furnished a press release disclosing a share purchase agreement with RIZAP Group to acquire approximately 30% of Tokyo-listed MarushoHotta Co., Ltd. as part of its bitcoin treasury strategy. The filing includes extensive forward-looking risk disclosures, including regulatory approval and going-concern risks.
Amendment No. 8 to Schedule 13D updates Intercontinental Exchange, Inc. (ICE) and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH) ownership position in Bakkt Holdings, Inc. (BKKT) after the issuer’s July 2025 equity raise.
Highlights
- ICE/ICEH now beneficially own 7,914,472 shares (1,111,294 Class A; 6,803,178 Class V; 461,360 warrant shares) = 36.0 % of Bakkt’s 21.55 m total common shares and 7.5 % of the Class A float.
- Voting & dispositive power are entirely shared; no sole control.
- Ownership percentage fell due to dilution from the July 2025 offering; ICE executed no share transactions in the past 60 days.
- On 28 Jul 2025 ICEH signed a 90-day Lock-Up Agreement restricting sales, hedges and registration of Bakkt shares, limiting near-term supply.
- Because ICEH’s voting power dropped <50 %, the pre-existing Voting Agreement automatically terminated, curtailing ICE’s contractual governance rights.
- 461,360 warrant shares became exercisable on 4 Sep 2024 but carry no votes until exercised.
ICE remains Bakkt’s largest shareholder, yet its formal influence has narrowed. The lock-up reduces short-term selling risk, while the governance shift may increase board independence.