Welcome to our dedicated page for Bakkt SEC filings (Ticker: BKKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bakkt, Inc. filings document the regulatory record of a public financial technology company focused on digital asset and programmable finance infrastructure. Its SEC disclosures cover operating and financial results, Regulation FD materials, shareholder letters, material-event reports, and securities registered for trading, including Class A common stock and warrants.
Bakkt’s proxy and 8-K filings also address governance matters, executive compensation, shareholder voting items, share-issuance approvals, material agreements, and capital-structure actions such as an at-the-market equity program. The filing record includes notices related to annual-report timing and formal disclosures tied to special meetings, securities issuance mechanics, and public-company reporting obligations.
Form 4 snapshot: On 06/17/2025 Bakkt Holdings, Inc. (BKKT) granted Director Michelle J. Goldberg 16,543 Class A restricted stock units (RSUs) under a zero-cost equity award (transaction code “A”). Each RSU converts into one share of Class A common stock once vested. The grant represents Goldberg’s only reported transaction for the period and does not involve any open-market purchase or sale of shares.
Post-transaction ownership: Following the award, the director’s total beneficial ownership rises to 37,608 Class A shares. Of this amount, the newly issued 16,543 RSUs remain unvested; they will vest 100 % on 06/17/2026 provided Goldberg continues to serve the company.
- The filing confirms that Goldberg’s ownership is held directly; no indirect or institutional vehicles are disclosed.
- No derivative securities (options, warrants, convertible instruments) were reported.
- The company has indicated that the award was made outside a Rule 10b5-1 trading plan.
Investor take-away: The grant modestly increases insider equity alignment but is immaterial to Bakkt’s share count and does not alter cash flow, earnings, or capital structure. No sales were recorded, so there is no signal of profit-taking or diminished insider confidence. The primary relevance is governance-related—retention and incentive alignment of a board member—rather than a fundamental valuation event.
Form 4 filing overview – Bakkt Holdings, Inc. (BKKT)
On 17 June 2025, director De'Ana Dow received an equity award consisting of 16,543 restricted stock units (RSUs) of Bakkt’s Class A common stock. Each RSU converts into one share once vested. The grant price is listed as $0, consistent with typical director compensation awards.
Following the award, Dow’s reported beneficial ownership rose to 39,271 shares, which the filing clarifies already includes the granted RSUs that remain unvested. According to the accompanying footnote, 100 % of the RSUs will vest on 17 June 2026, provided the director continues service through that date.
Key take-aways for investors
- No shares were sold; the transaction strictly increases insider exposure.
- The single-year vesting schedule suggests the grant primarily serves as an annual retainer rather than a long-term, performance-contingent incentive.
- This is a routine equity compensation event for a non-executive director and does not alter the company’s capital structure in a material way.
Because the transaction is small relative to Bakkt’s total shares outstanding and involves no cash outlay or sale of stock, the filing is considered neutral from a market-moving standpoint. It does, however, modestly align the director’s interests with those of shareholders by increasing her ownership stake.
Bakkt Holdings, Inc. (BKKT) – Form 4 insider filing shows director Gordon Watson received 20,679 restricted stock units (RSUs) on 17 Jun 2025. The RSUs carry an exercise price of $0 and convert 1-for-1 into Class A shares, subject to full vesting on 17 Jun 2026, provided continued service.
Following the grant, Watson’s total beneficial ownership rises to 46,910 Class A shares, of which 20,679 remain unvested. No dispositions or cash transactions were reported. The filing was signed on 20 Jun 2025 by attorney-in-fact Marc D’Annunzio.