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Baker Hughes EVP Gatti nets 5,947 shares on RSU vest

EVP Amerino Gatti reported a September 3, 2026 RSU vesting at Baker Hughes with shares withheld to cover exercise price or tax obligations.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Co (BKR) executive Amerino Gatti, EVP, Oilfield Services & Equip, reported an RSU vesting and related share withholding on September 3, 2026. He exercised 9,807 "Restricted Stock Unit 09_24" awards into an equal number of Class A common shares, representing the second of three annual vesting installments from a September 3, 2024 grant. On the same date, 3,860 common shares were delivered or withheld at $63.64 per share for payment of exercise price or tax liability, leaving a net increase of 5,947 shares from this vesting event. Each RSU converts into one share without payment, and no Rule 10b5-1 trading plan is reported.

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Insider Gatti Amerino
Role EVP, Oilfield Services & Equip
Type Security Shares Price Value
Exercise Restricted Stock Unit 09_24 F1, F3 9,807 $0.00 $0.00
Exercise Class A Common Stock F1, F2 9,807 -- --
Exercise Price or Tax Liability Class A Common Stock F2 3,860 $63.64 $246K
Holdings After Transaction: Restricted Stock Unit 09_24 — 9,807 contracts (Direct); Class A Common Stock — 20,751.494 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
  2. F2. Includes 116.981 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.
  3. F3. Represents the second of three equal annual installments that vest annually beginning on the first anniversary of the September 3, 2024 grant date.
RSUs exercised 9,807 units Restricted Stock Unit 09_24 converted into Class A Common Stock on September 3, 2026
Shares delivered or withheld 3,860 shares Used to pay exercise price or tax liability in connection with the RSU vesting
Price for withheld shares $63.64 per share Applied to 3,860 shares delivered or withheld under transaction code F
Net shares from vesting 5,947 shares RSUs converted (9,807) minus shares delivered or withheld (3,860)
ESPP shares included in holdings 116.981 shares Shares purchased under the Baker Hughes Company Employee Stock Purchase Plan included in reported ownership
Restricted Stock Unit financial
"Each restricted stock unit represents a right to receive without payment one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Employee Stock Purchase Plan financial
"Includes 116.981 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
exercise or conversion of derivative security financial
"Transaction code M reflects an exercise or conversion of derivative security"
Payment of exercise price or tax liability financial
"Transaction code F indicates payment of exercise price or tax liability by delivering shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Baker Hughes (BKR) EVP Amerino Gatti report?

Amerino Gatti reported exercising 9,807 restricted stock units into Class A common shares on September 3, 2026, with 3,860 shares delivered or withheld to pay the exercise price or tax liability, resulting in a net increase of 5,947 shares from this vesting.

What type of equity award did the Baker Hughes (BKR) Form 4 disclose for Amerino Gatti?

The Form 4 discloses a vesting of "Restricted Stock Unit 09_24" awards. Each restricted stock unit represents a right to receive, without payment, one share of Baker Hughes Class A Common Stock, and this vesting represents the second of three equal annual installments from a 2024 grant.

How many Baker Hughes (BKR) shares were withheld for taxes or exercise price in this Form 4?

In connection with the September 3, 2026 vesting, 3,860 shares of Baker Hughes Class A Common Stock were delivered or withheld at $63.64 per share to pay the exercise price or related tax liability, as reported under transaction code F.

What was the net share impact of Amerino Gatti’s September 3, 2026 Baker Hughes (BKR) transactions?

Gatti acquired 9,807 shares upon RSU vesting and had 3,860 shares delivered or withheld for exercise price or tax liability, resulting in a net increase of 5,947 Baker Hughes Class A common shares from this set of transactions.

Were Amerino Gatti’s Baker Hughes (BKR) transactions under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 trading plan box is unchecked, so these September 3, 2026 transactions are not reported as being made pursuant to a Rule 10b5-1 trading plan.

What additional Baker Hughes (BKR) shares are referenced in the Form 4 footnotes?

A footnote states that the reported holdings include 116.981 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan, providing context for Gatti’s overall direct ownership position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gatti Amerino

(Last)(First)(Middle)
575 N. DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TEXAS 77079

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Oilfield Services & Equip
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/03/2026M9,807A(1)24,611.494(2)D
Class A Common Stock09/03/2026F3,860D$63.6420,751.494(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit 09_24(1)09/03/2026M9,807 (3) (3)Class A Common Stock9,807$09,807D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Includes 116.981 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.
3. Represents the second of three equal annual installments that vest annually beginning on the first anniversary of the September 3, 2024 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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