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Baker Hughes (NYSE: BKR) CFO vests RSUs and withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Executive Vice President and Chief Financial Officer Moghal Ahmed Farhan reported equity transactions in the company’s Class A Common Stock. On January 26, 2026, 3,843 restricted stock units vested, converting into 3,843 shares of Class A Common Stock, representing the final installment of a grant made on January 24, 2023.

To cover tax obligations, 1,052 of these shares were withheld at a price of $56.29 per share. After these transactions, Farhan directly held 19,145 shares of Class A Common Stock and indirectly held 18,102 shares through his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moghal Ahmed Farhan

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD
SUITE 100

(Street)
HOUSTON TX 77079 TX 77079

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/26/2026 M 3,843 A (1) 20,197 D
Class A Common Stock 01/26/2026 F 1,052 D $56.29 19,145 D
Class A Common Stock 18,102 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 01_23 (1) 01/26/2026 M 3,843 (2) (2) Class A Common Stock 3,843 (1) 0 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Represents the last of three equal annual installments that vest annually beginning on the first anniversary of the January 24, 2023 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Baker Hughes (BKR) report for its CFO?

Baker Hughes reported that CFO Moghal Ahmed Farhan had 3,843 restricted stock units vest into Class A Common Stock. These units were part of an equity grant from January 24, 2023, and represented the last of three equal annual installments under that award.

How many Baker Hughes (BKR) shares did the CFO have withheld for taxes?

The CFO had 1,052 shares of Baker Hughes Class A Common Stock withheld to satisfy tax obligations. These shares were withheld at a price of $56.29 per share, reducing the net shares he retained from the 3,843 vested restricted stock units received on January 26, 2026.

How many Baker Hughes (BKR) shares does the CFO own after this Form 4?

After the reported transactions, the CFO directly owned 19,145 shares of Baker Hughes Class A Common Stock. In addition, he indirectly owned 18,102 shares held by his spouse, reflecting both his personal holdings and those attributed through family ownership as disclosed.

What is the origin of the 3,843 restricted stock units reported by Baker Hughes (BKR)?

The 3,843 restricted stock units came from an equity grant dated January 24, 2023. This Form 4 notes that the reported vesting represents the last of three equal annual installments, which vested annually starting on the first anniversary of that original grant date.

How are Baker Hughes (BKR) restricted stock units treated in this Form 4?

Each restricted stock unit represents the right to receive one share of Baker Hughes Class A Common Stock without payment. When these units vest, as on January 26, 2026, they convert into common shares, which may then be partially withheld to cover associated tax liabilities.
Baker Hughes Co

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