STOCK TITAN

Bausch & Lomb (NYSE: BLCO) CLO earns 33,557 performance-based shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robert D. Bailey, EVP & Chief Legal Officer of Bausch & Lomb Corp, reported a grant/award acquisition of 33,557 common shares underlying performance stock units that earned at 100% of target as of August 5, 2026. These PSUs will vest on February 28, 2027, increasing his direct holdings to 264,241 shares, subject to continued employment.

Positive

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Negative

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Insider Bailey A Robert D
Role EVP & Chief Legal Officer
Type Security Shares Price Value
Grant/Award Common Shares, No Par Value F1 33,557 $0.00 $0.00
Holdings After Transaction: Common Shares, No Par Value — 264,241 shares (Direct)
Footnotes (1)
  1. F1. Represents common shares, no par value, of Bausch + Lomb Corporation underlying an award of performance stock units ("PSUs") originally granted to the reporting person on February 28, 2024 under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated, that satisfied the applicable performance conditions at the target performance level (100%) as of August 5, 2026. The earned PSUs will vest on February 28, 2027, subject generally to the reporting person's continued employment through such date.
Common shares acquired 33,557 shares Grant/award acquisition on August 5, 2026 underlying earned PSUs
Total shares after transaction 264,241 shares Direct holdings of Robert D. Bailey following the reported award
Performance achievement level 100% PSUs satisfied performance conditions at target level as of August 5, 2026
Original PSU grant date February 28, 2024 Date the performance stock units were originally granted
Vesting date for earned PSUs February 28, 2027 Earned PSUs vest, subject to continued employment through this date
performance stock units ("PSUs") financial
"underlying an award of performance stock units ("PSUs") originally granted"
Bausch + Lomb Corporation 2022 Omnibus Incentive Plan financial
"granted ... under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan"
target performance level financial
"satisfied the applicable performance conditions at the target performance level (100%)"
vest financial
"The earned PSUs will vest on February 28, 2027, subject generally"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did BLCO executive Robert D. Bailey report?

Robert D. Bailey reported a grant/award acquisition of 33,557 common shares of Bausch & Lomb Corp. The shares underlie performance stock units that earned at 100% of target as of August 5, 2026 and will vest on February 28, 2027.

How many BLCO shares does Robert D. Bailey hold after this award?

After this transaction, Robert D. Bailey directly holds 264,241 common shares of Bausch & Lomb Corp. This total reflects the 33,557 shares associated with earned performance stock units reported in the Form 4 acquisition.

What are the key terms of the BLCO performance stock units granted to Robert D. Bailey?

The award relates to performance stock units representing 33,557 common shares that earned at 100% of target performance as of August 5, 2026. These earned PSUs will vest on February 28, 2027, generally conditioned on Bailey’s continued employment through that date.

When were Robert D. Bailey’s BLCO performance stock units originally granted?

The performance stock units tied to 33,557 common shares were originally granted on February 28, 2024. They were issued under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated, and later earned at 100% of target performance.

Was Robert D. Bailey’s BLCO transaction under a Rule 10b5-1 trading plan?

The transaction was not indicated as being made pursuant to a Rule 10b5-1 trading plan. The Form 4 data shows the Rule 10b5-1 plan affirmation flag as false, meaning the award was not reported as pre-arranged under such a plan.

What conditions apply before Robert D. Bailey receives the BLCO shares from these PSUs?

The 33,557 earned PSUs will vest on February 28, 2027, generally subject to Bailey’s continued employment through that date. The performance conditions were satisfied at 100% of target as of August 5, 2026, but the vesting is still service-based.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bailey A Robert D

(Last)(First)(Middle)
C/O BAUSCH + LOMB CORPORATION
520 APPLEWOOD CRESCENT

(Street)
VAUGHANL4K 4B4

(City)(State)(Zip)

ONTARIO, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bausch & Lomb Corp [ BLCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares, No Par Value08/05/2026A33,557(1)A$0264,241D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents common shares, no par value, of Bausch + Lomb Corporation underlying an award of performance stock units ("PSUs") originally granted to the reporting person on February 28, 2024 under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated, that satisfied the applicable performance conditions at the target performance level (100%) as of August 5, 2026. The earned PSUs will vest on February 28, 2027, subject generally to the reporting person's continued employment through such date.
/s/ Debra E. Levin, attorney-in-fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)