STOCK TITAN

Bullish (BLSH) CEO sells 80,000 shares, holds 4,893,528 Incentive Units

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Bullish Chief Executive Officer Farley Thomas W reported a mix of option exercises and share sales. On April 2 and April 27, 2026, he exercised derivative awards to acquire a total of 160,000 Ordinary Shares at a conversion price of $0.00, linked to Incentive Units in a Bullish subsidiary.

On May 11, 2026, he sold 80,000 Ordinary Shares in open-market transactions at weighted average prices ranging from about $41.90 to $45.00, under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, his direct Ordinary Share holdings reported in this filing were reduced to 0, while he continued to hold 4,893,528 Incentive Units that are exchangeable into Ordinary Shares upon vesting with no expiration date.

Positive

  • None.

Negative

  • None.
Insider Farley Thomas W
Role Chief Executive Officer
Sold 80,000 shs ($3.52M)
Type Security Shares Price Value
Sale Ordinary Shares 5,500 $42.25 $232K
Sale Ordinary Shares 21,050 $43.47 $915K
Sale Ordinary Shares 50,146 $44.27 $2.22M
Sale Ordinary Shares 3,304 $44.95 $149K
Exercise Incentive Units 80,000 $0.00 --
Exercise Ordinary Shares 80,000 $0.00 --
Exercise Incentive Units 80,000 $0.00 --
Exercise Ordinary Shares 80,000 $0.00 --
Holdings After Transaction: Ordinary Shares — 74,500 shares (Direct, null); Incentive Units — 4,893,528 shares (Direct, null)
Footnotes (1)
  1. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents the weighted average price of shares sold at prices that ranged from $42.90 to $43.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents the weighted average price of shares sold at prices that ranged from $43.91 to $44.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents the weighted average price of shares sold at prices that ranged from $44.91 to $45.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date.
Shares sold 80,000 Ordinary Shares Open-market sales on May 11, 2026
Sale price range $41.90–$45.00 per share Weighted average price ranges from footnotes
Shares acquired via exercise 160,000 Ordinary Shares Derivative exercise/conversion on April 2 and April 27, 2026
Incentive Units remaining 4,893,528 Incentive Units Exchangeable into Ordinary Shares upon vesting, no expiration
Post-sale Ordinary Shares 0 Ordinary Shares Total direct holdings after May 11, 2026 sales
Exercise price $0.00 per share Conversion price for exercised derivative awards
Rule 10b5-1 trading plan financial
"The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Incentive Units financial
"The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time."
Incentive units are ownership stakes a company grants to employees, contractors or advisors as part of pay, which become valuable only after certain conditions are met (for example, after a period of time or when performance targets are hit). They matter to investors because they create potential future claims on profits or ownership—similar to performance-based coupons that convert into a slice of the business—and can dilute existing holders or change incentives for management.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion for 80,000 Incentive Units into Ordinary Shares."
Ordinary Shares financial
"Security title listed as Ordinary Shares for non-derivative transactions and underlying securities."
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Farley Thomas W

(Last)(First)(Middle)
OFFICE 101, 103, 105 SUITE 70202, BLDG A
BLOCK 7, 60 NEXUS WAY, CAMANA BAY

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)

CAYMAN ISLANDS

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bullish [ BLSH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares04/02/2026M80,000A(6)80,000D
Ordinary Shares04/27/2026M80,000A(6)80,000D
Ordinary Shares05/11/2026S5,500(1)D$42.25(2)74,500D
Ordinary Shares05/11/2026S21,050(1)D$43.47(3)53,450D
Ordinary Shares05/11/2026S50,146(1)D$44.27(4)3,304D
Ordinary Shares05/11/2026S3,304(1)D$44.95(5)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Units$004/02/2026M80,000 (6) (6)Ordinary Shares80,000$04,973,528D
Incentive Units$004/27/2026M80,000 (6) (6)Ordinary Shares80,000$04,893,528D
Explanation of Responses:
1. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
2. Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
3. Represents the weighted average price of shares sold at prices that ranged from $42.90 to $43.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
4. Represents the weighted average price of shares sold at prices that ranged from $43.91 to $44.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
5. Represents the weighted average price of shares sold at prices that ranged from $44.91 to $45.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
6. The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date.
Remarks:
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.
/s/ Thomas W. Farley05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Bullish (BLSH) CEO Farley Thomas report?

Bullish CEO Farley Thomas reported exercising derivative awards for 160,000 Ordinary Shares and selling 80,000 Ordinary Shares on May 11, 2026. All sales were open-market transactions executed under a pre-arranged Rule 10b5-1 trading plan.

How many Bullish (BLSH) shares did the CEO sell and at what prices?

The CEO sold 80,000 Ordinary Shares of Bullish in four open-market transactions on May 11, 2026. Weighted average sale prices ranged from approximately $41.90 to $45.00 per share, with detailed price ranges disclosed through multiple weighted-average footnotes.

Were Bullish (BLSH) CEO share sales made under a Rule 10b5-1 plan?

Yes, the filing states the CEO’s share sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Such plans schedule trades in advance, making the timing of these sales pre-arranged rather than discretionary.

What derivative awards or Incentive Units does Bullish (BLSH) CEO still hold?

After the reported transactions, the CEO continued to hold 4,893,528 Incentive Units in BMC1, a Bullish subsidiary. These Incentive Units are exchangeable for Bullish Ordinary Shares upon vesting at the holder’s election and have no expiration date.

Did the Bullish (BLSH) CEO retain any Ordinary Shares after these transactions?

According to the filing’s transaction details, total direct Ordinary Share holdings reported after the May 11, 2026 sales were zero. However, the CEO retained substantial exposure through 4,893,528 Incentive Units that can convert into Ordinary Shares upon vesting.

What was the scale of the Bullish (BLSH) CEO’s derivative exercises?

The CEO exercised derivative awards twice, on April 2 and April 27, 2026, each time for 80,000 Ordinary Shares. In total, 160,000 Ordinary Shares were acquired through derivative exercise/conversion transactions at a stated conversion price of $0.00 per share.