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[Form 4] AMERICAN BATTERY MATERIALS, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

American Battery Materials (BLTH) CEO, director, and 10% owner reported insider activity. On 10/31/2025, the insider acquired 40,601 shares of common stock at $4. Following these transactions, the insider directly beneficially owns 910,102 shares.

The filing also lists two convertible notes with a conversion/exercise price of $6.35, underlying 106,620 and 53,302 shares of common stock, respectively, each shown with an expiration of 01/31/2026. The 40,601 shares were issued as consideration for extending note maturities per the extension agreements.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graber David Edward

(Last) (First) (Middle)
500 W PUTNAM AVE SUITE 400

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY MATERIALS, INC. [ BLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock(3) 10/31/2025 J 40,601 A $4 910,102 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Note(1) $6.35 03/31/2024 03/31/2024 J 1 01/31/2026 01/31/2026 Common Stock 106,620 $440,730.04 1 D
Convertible Note(2) $6.35 10/23/2025 10/23/2025 J 1 01/31/2026 01/31/2026 Common Stock 53,302 $220,000 1 D
Explanation of Responses:
1. Convertible note originally issued on 3/21/2024 in the amount of $254,713.44, with current principal of $440,730.04 after after MFN adjustment on 10/23/2024 and subsequent maturity extensions on 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders convertible at a 35% discount to the uplist price if/when the company is able to uplist to Nasdaq or NYSE. Tentatively, the price is $6.35.
2. Convertible note originally issued on 10/23/2025 in the amount of $200,000, with current principal of $220,000 after after MFN adjustment on 10/31/2025 Pari-Passu with other noteholders convertible at a 35% discount to the uplist price if/when the company is able to uplist to Nasdaq or NYSE. Tentatively, the price is $6.35.
3. Represents shares of common stock issued in consideration for the extension of the maturity date of convertible and promissory notes, pursuant to the terms of the note extension agreements.
/s/ David Graber 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BLTH report?

On 10/31/2025, the insider acquired 40,601 shares of common stock at $4.

How many BLTH shares does the insider own after this transaction?

Direct beneficial ownership is 910,102 shares following the reported transactions.

What derivative securities are disclosed for BLTH?

Two convertible notes are listed with a conversion/exercise price of $6.35 and underlying 106,620 and 53,302 common shares.

What are the key dates for the BLTH convertible notes?

Each note shows an expiration date of 01/31/2026; transaction dates include 03/31/2024 and 10/23/2025.

Why were 40,601 BLTH shares issued?

They were issued as consideration for extending the maturity of convertible and promissory notes per extension agreements.

What are the principal amounts tied to the BLTH notes?

The filing shows principal amounts of $440,730.04 and $220,000 for the respective notes.

Does the filing mention potential uplist conversion terms?

Yes. The notes are described as convertible at a 35% discount to an uplist price if/when an uplist occurs, with a tentative price of $6.35.
American Battery Materials Inc

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