[Form 4] AMERICAN BATTERY MATERIALS, INC. Insider Trading Activity

Rhea-AI Filing Summary

American Battery Materials (BLTH) director reported a Form 4 transaction. On 10/23/2025, the insider acquired 2,634 shares of common stock at $4 per share (Code J). Following this, the insider beneficially owned 12,893 common shares, held directly.

The filing also lists three convertible notes (Code J): originally issued on 01/16/2024, 10/21/2024, and 02/11/2025, each referencing an exercise price of $6.35 and underlying common stock of 12,577, 10,481, and 3,225 shares, respectively. Each note is shown as exercisable and expiring on 01/31/2026, with current principal amounts of $51,909, $43,257, and $13,310. The common shares were issued as consideration for extending the notes’ maturity under a note extension agreement; the notes are described as convertible at a 35% discount to an uplist price if the company uplists to a senior exchange.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEVINTHAL JARED I

(Last) (First) (Middle)

500 WEST PUTNAM AVE SUITE 400

(Street)

GREENWICH CT 06830

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY MATERIALS, INC. [ BLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	10/23/2025		J		2,634	A	$4	12,893	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Convertible Note 1,(2)	$6.35	01/16/2024	01/16/2024	J		1		01/31/2026	01/31/2026	Common Stock	12,577	$51,909	2	D
Convertible Note 2(3)	$6.35	10/21/2024	10/21/2024	J		1		01/31/2026	01/31/2026	Common Stock	10,481	$43,257	3	D
Convertible Note 3(4)	$6.35	02/11/2025	02/11/2025	J		1		01/31/2026	01/31/2026	Common Stock	3,225	$13,310	4	D

Explanation of Responses:

1. Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement

2. Convertible note originally issued on 1/16/2024 in the amount of $30,000, with current principal $51,909 after subsequent maturity extensions on 10/16/2024, 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.

3. Convertible note originally issued on 10/21/2024 in the amount of $25,000, with current principal $43,257 after subsequent maturity extensions on 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.

4. Convertible note originally issued on 2/11/2025 in the amount of $10,000, with current principal $13,310 after subsequent maturity extensions on 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.

	/s/ Jared Levinthal	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did BLTH’s director report in this Form 4?

An acquisition of 2,634 shares of common stock at $4 on 10/23/2025 (Code J), with total direct holdings of 12,893 shares after the transaction.

How many BLTH shares does the insider hold after the reported trade?

The insider beneficially owns 12,893 common shares, held directly.

What derivative securities are included in the Form 4 for BLTH?

Three convertible notes with an exercise price of $6.35, underlying 12,577, 10,481, and 3,225 BLTH shares, respectively.

When can the BLTH convertible notes be exercised and when do they expire?

Each note is listed as exercisable on 01/31/2026 and expiring on 01/31/2026.

What are the principal amounts tied to the BLTH convertible notes?

The notes show current principal amounts of $51,909, $43,257, and $13,310.

Why were the BLTH shares issued to the insider?

They were issued as consideration for extending the maturity date of the convertible notes, per the note extension agreement.

What conversion terms are noted for BLTH’s convertible notes?

They are described as convertible at a 35% discount to an uplist price if the company uplists to a senior exchange.