[Form 4] AMERICAN BATTERY MATERIALS, INC. Insider Trading Activity

Rhea-AI Filing Summary

American Battery Materials (BLTH)

The filing also lists four convertible notes with current principals of $13,310, $19,022.74, $55,000, and $37,620, respectively, that are currently convertible into 3,225, 3,995, 11,549, and 7,900 shares of common stock, with an expected conversion price of $6.35 per share per the notes.

11/05/2025 - 03:52 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lipson Adam C

(Last) (First) (Middle)

500 WEST PUTNAM AVE SUITE 400

(Street)

GREENWICH CT 06830

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY MATERIALS, INC. [ BLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	10/31/2025		J		2,780	A	$4	335,810	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Convertible Note(2)	$6.35	02/27/2025	02/27/2025	J		1		01/31/2026	01/31/2026	Common Stock	3,225	$13,310	2	D
Convertible Note(3)	$6.35	08/01/2025	08/01/2025	J		1		01/31/2026	01/31/2026	Common Stock	3,995	$19,022.74	3	D
Convertible Note(4)	$6.35	08/28/2025	08/28/2025	J		1		01/31/2026	01/31/2026	Common Stock	11,549	$55,000	4	D
Convertible Note(5)	$6.35	10/23/2025	10/23/2025	P		1		01/31/2026	01/31/2026	Common Stock	7,900	$37,620	5	D

Explanation of Responses:

1. Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement

2. Convertible note issued on 2/27/2025 in the amount of $10,000, with current principal of $13,310 after subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 35% discount to the company's proposed uplist. Price expected to be $6.35 per share.

3. Convertible note issued on 8/1/2025in the amount of $15,721.27, with current principal of $19,022.74 after Most Favored Nations and note extension principal increases Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share.

4. Convertible note issued on 8/28/2025 in the amount of $50,000 with current principal of $55,000 after subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share.

5. Convertible note issued on 10/23/2025 in the amount of $34,200 with current principal of $37,620 after Most Favored Nations principal increase Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share.

	/s/ Adam Lipson	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for BLTH?

A director acquired 2,780 shares of common stock on 10/31/2025 at $4 per share (code J).

Why were the 2,780 BLTH shares issued?

They were issued as consideration for extending the maturity date of convertible notes, per the footnotes.

How many BLTH shares were owned after the transaction?

The reporting person beneficially owned 335,810 shares directly after the reported transaction.

What derivative positions are disclosed in the filing?

Four convertible notes with current principals of $13,310, $19,022.74, $55,000, and $37,620, convertible into 3,225, 3,995, 11,549, and 7,900 shares, respectively.

What is the expected conversion price on the notes?

The notes state an expected conversion price of $6.35 per share.

What was the transaction code and date for the BLTH share issuance?

Transaction code J on 10/31/2025 for 2,780 shares at $4 per share.