As
filed with the Securities and Exchange Commission on June 29, 2026
Registration
No. 333-277021
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT
NO. 13
TO
FORM
S-1
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
AMERICAN
BATTERY MATERIALS INC.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
2800 |
|
22-3956444 |
(State or other jurisdiction
of
incorporation or organization) |
|
(Primary Standard Industrial
Classification Code No.) |
|
(IRS Employer
Identification No.) |
American
Battery Materials Inc.
500
West Putnam Avenue, Suite 400
Greenwich,
Connecticut 06830
(800)
998-7962
(Address,
including zip code and telephone number, including area code, of registrant’s principal executive offices)
David
E. Graber
Chief
Executive Officer
American
Battery Materials Inc.
500
West Putnam Avenue, Suite 400
Greenwich,
Connecticut 06830
(800)
998-7962
(Name,
address, including zip code and telephone number, including area code, of agent for service)
Copies
to:
Spencer
G. Feldman, Esq.
Olshan
Frome Wolosky LLP
1325
Avenue of the Americas, 15th Floor
New
York, New York 10019
(212)
451-2300 |
|
Anthony
J. Marsico, Esq.
Reed
Smith LLP
599
Lexington Avenue
New
York, New York 10022
(212)
521-5400 |
Approximate
date of commencement of proposed sale to the public:
As
soon as practicable after the effective date of this registration statement.
If
any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the
Securities Act of 1933, as amended, check the following box. ☐
If
this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the
following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large
Accelerated Filer |
|
☐ |
|
Accelerated
Filer |
|
☐ |
| Non-Accelerated
Filer |
|
☒ |
|
Smaller Reporting Company |
|
☒ |
| |
|
|
|
Emerging Growth Company |
|
☐ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The
Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the
Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective
in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date
as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY
NOTE
American
Battery Materials Inc. is filing this Amendment No. 13 (this “Amendment”) to its Registration Statement on Form S-1 (File
No. 333-277021) (the “Registration Statement”) as an exhibit-only filing to file Exhibit 5.1. Accordingly, this Amendment
consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the
Registration Statement and Exhibit 5.1. The remainder of the Registration Statement is unchanged and has been omitted.
ITEM
16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
Exhibit
Number |
|
Description |
| 1.1 |
|
Form of Underwriting Agreement. |
| |
|
|
| 3.1 |
|
Certificate of Incorporation, dated March 26, 2007 (incorporated by reference to the Company’s Registration Statement on Form S-1 filed on April 9, 2010). |
| |
|
|
| 3.2 |
|
Bylaws, as amended (incorporated by reference to the Company’s Registration Statement on Form S-1 filed on April 9, 2010). |
| |
|
|
| 3.3 |
|
Certificate of Amendment of Certificate of Incorporation, dated October 4, 2010 (incorporated by reference to the Company’s Current Report on Form 8-K filed on October 7, 2010). |
| |
|
|
| 3.4 |
|
Certificate of Amendment of the Certificate Incorporation (incorporated by reference to the Company’s Current Report on Form 8-K filed on March 1, 2018). |
| |
|
|
| 3.5 |
|
Certificate of Designation for Series A Preferred Shares (incorporated by reference to the Company’s Current Report on Form 8-K filed on August 23, 2022). |
| |
|
|
| 3.6 |
|
Certificate of Amendment of the Certificate Incorporation (incorporated by reference to the Company’s Current Report on Form 8-K filed on October 26, 2022). |
| |
|
|
| 3.7 |
|
Certificate of Amendment of the Certificate Incorporation (incorporated by reference to the Company’s Current Report on Form 8-K filed on August 8, 2023). |
| |
|
|
| 3.8 |
|
Certificate of Amendment of the Certificate Incorporation (incorporated by reference to the Company’s Current Report on Form 8-K filed on January 24, 2025). |
| |
|
|
| 4.1 |
|
Description of Securities (incorporated by reference to the Company’s Annual Report on Form 10-K filed on April 21, 2023). |
| |
|
|
| 4.2 |
|
Form of Warrant (included as annex to the Warrant Agent Agreement filed as Exhibit 4.3) |
| |
|
|
| 4.3 |
|
Form of Warrant Agent Agreement with Transfer Online, Inc. |
| |
|
|
| 5.1** |
|
Opinion of Olshan Frome Wolosky LLP, as to the legality of the common stock and accompanying warrants. |
| |
|
|
| 10.1 |
|
Form of Note Amendment and Extension Agreement between the Company and investors (incorporated by reference to the Company’s Current Report on Form 8-K filed on April 16, 2024). |
| |
|
|
| 10.2 |
|
Bridge Promissory Note between the Company and David E. Graber dated May 16, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.3 |
|
Bridge Promissory Note between the Company and David E. Graber dated June 18, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.4 |
|
Bridge Promissory Note between the Company and David E. Graber dated July 11, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.5 |
|
Bridge Promissory Note between the Company and David E. Graber dated August 19, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.6 |
|
Bridge Promissory Note between the Company and David E. Graber dated August 28, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.7 |
|
Consolidation Promissory Note between the Company and David E. Graber dated September 30, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.8 |
|
Bridge Promissory Note between the Company and David E. Graber dated December 18, 2024 (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.9 |
|
2024 Incentive Compensation Plan. (incorporated by reference to the Company’s Form S-1/A filed on September 10, 2025). |
| |
|
|
| 10.10 |
|
Amendment to 2024 Incentive Compensation Plan (incorporated by reference to the Company’s Form S-1/A filed on December 22, 2025). |
| |
|
|
| 21.1 |
|
Subsidiaries of the Registrant (incorporated by reference to the Company’s Annual Report on Form 10-K filed on April 1, 2024). |
| |
|
|
| 23.1 |
|
Consent of GreenGrowth CPAs Inc. |
| |
|
|
| 23.2** |
|
Consent of Olshan Frome Wolosky LLP (included in the opinion filed as Exhibit 5.1). |
| |
|
|
| 24.1 |
|
Power of Attorney (set forth on signature page of the Registration Statement). |
| |
|
|
| 96.1 |
|
Technical Report. |
| |
|
|
| 101.INS |
|
Inline XBRL Instance Document. |
| |
|
|
| 101.SCH |
|
Inline XBRL Taxonomy Extension
Schema Document. |
| |
|
|
| 101.CAL |
|
Inline XBRL Taxonomy Extension
Calculation Linkbase Document. |
| |
|
|
| 101.DEF |
|
Inline XBRL Taxonomy Extension
Definition Linkbase Document. |
| |
|
|
| 101.LAB |
|
Inline XBRL Taxonomy Extension
Label Linkbase Document. |
| |
|
|
| 101.PRE |
|
Inline XBRL Taxonomy Extension
Presentation Linkbase Document. |
| |
|
|
| 104 |
|
Cover Page Interactive
Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| |
|
|
| 107 |
|
Filing Fee Table. |
Unless
otherwise indicated, exhibits were previously filed.
| * |
To be filed by amendment. |
| ** |
Filed herewith. |
| # |
Indicates management contract
or compensatory plan. |
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant has duly caused this Amendment No. 13 to Registration Statement on
Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Greenwich, State of Connecticut, on
June 29, 2026.
| |
AMERICAN
BATTERY MATERIALS INC. |
| |
|
| |
By: |
/s/
David E. Graber |
| |
Name: |
David E. Graber |
| |
Title: |
Chairman and Chief Executive Officer |
Pursuant
to the requirements of the Securities Act of 1933, as amended, this Amendment No. 13 to Registration Statement on Form S-1 has been signed
by the following persons in the capacities and on the dates indicated.
| Signature |
|
Title |
|
Date |
| |
|
|
|
|
| /s/
David E. Graber |
|
Chairman and Chief Executive
Officer |
|
June 29, 2026 |
| David E. Graber |
|
(Principal Executive Officer) |
|
|
| |
|
|
|
|
| /s/
Sebastian Lux* |
|
President, Chief Operating
Officer and Director |
|
June 29, 2026 |
| Sebastian Lux |
|
|
|
|
| |
|
|
|
|
| /s/
Agustin Cabo |
|
Chief Financial Officer |
|
June 29, 2026 |
| Agustin Cabo |
|
(Principal Financial and Accounting Officer) |
|
|
| |
|
|
|
|
| /s/
Dylan Glenn* |
|
Director |
|
June 29, 2026 |
| Dylan Glenn |
|
|
|
|
| |
|
|
|
|
| /s/
Jared Levinthal* |
|
Director |
|
June 29, 2026 |
| Jared Levinthal |
|
|
|
|
| |
|
|
|
|
| /s/
Adam C. Lipson, M.D.* |
|
Director |
|
June 29, 2026 |
| Adam C. Lipson, M.D. |
|
|
|
|
| |
|
|
|
|
| /s/
Andrew Suckling* |
|
Director |
|
June 29, 2026 |
| Andrew Suckling |
|
|
|
|
| |
|
|
|
|
| /s/
Justin Vorwerk* |
|
Director |
|
June 29, 2026 |
| Justin Vorwerk |
|
| * By: |
/s/
David E. Graber |
|
| |
David E. Graber |
|
| |
Attorney-in-Fact |
|