Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal (BMO) priced a market-linked, auto-callable senior medium-term note (Series K) linked to the lowest performing of the Dow Jones Industrial Average, the XLK ETF and the XLV ETF. The securities have an original offering price of $1,000 and an estimated initial value of $965.10 (not less than $915.00 at pricing). Pricing date is June 23, 2026, issue date June 26, 2026, and stated maturity June 28, 2029. The contingent coupon rate will be set on the pricing date and will be at least 10.30% per annum, paid quarterly only if the lowest-performing underlier on a calculation day is at or above its coupon threshold (65% of starting value). The securities are unsecured obligations of BMO, subject to BMO credit risk, non‑deposit insured, not listed, and carry full downside exposure to the lowest performing underlier at maturity (downside threshold = 65% of starting value). The agent discount is up to $23.25 per security; proceeds to BMO per security equal $976.75.
Bank of Montreal is offering US$1,500,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons — linked to the ordinary shares of Spotify Technology S.A. The notes price on June 09, 2026, settle on June 12, 2026, and mature on June 12, 2029. Each $1,000 principal amount pays a contingent coupon of $33.25 per quarter (3.325% per quarter; approximately 13.30% per annum) if the Reference Asset closes at or above the Coupon Barrier on an Observation Date. The Initial Level is $496.22; the Coupon Barrier and Trigger Level are each $248.11 (50.00% of Initial Level). The notes are automatically redeemed if an Observation Date closing exceeds the Call Level ($496.22), and at maturity investors receive cash tied to the Final Level with downside exposure if the Final Level is below the Trigger Level. The estimated initial value on the Pricing Date was $968.69 per $1,000 principal amount.
Bank of Montreal priced a structured note offering: US$1,000,000 of Senior Medium-Term Notes, Series K — Callable Barrier Notes with Contingent Coupons due May 12, 2028. The notes pay a Contingent Coupon of 0.75% per month (approximately 9.00% per annum) when each reference index is at or above its coupon barrier on observation dates, are linked to the least performing of the S&P 500, NASDAQ-100 and Russell 2000, and are callable by the issuer beginning on June 09, 2027.
The Pricing Date was June 09, 2026, Settlement Date June 12, 2026, Valuation Date May 09, 2028, and the issuer's estimated initial value was $984.45 per $1,000 principal. Payments at maturity depend on the Percentage Change of the Least Performing Reference Asset and a Trigger Event if any Final Level is below 60.00% of its Initial Level.
Bank of Montreal priced a US$700,000 offering of Senior Medium-Term Notes, Series K: Autocallable Buffer Notes with Memory Coupons due June 12, 2028. The notes reference the S&P 500® (SPX), NASDAQ-100® (NDX) and Russell 2000® (RTY), with initial levels set on the cover and a Strike Date of June 08, 2026.
Key economics: public offering price was 100% of principal (price range for certain accounts $996–$1,000 per $1,000); estimated initial value was $990.21 per $1,000. Contingent Coupons pay 2.40% per quarter (approximately 9.60% per annum), equal to $24.00 per $1,000 when payable. The structure includes an 80% Buffer Level (Buffer Percentage 20.00%), an Autocall feature beginning on June 09, 2027, and downside exposure to the Least Performing Reference Asset, potentially reducing principal at maturity.
Bank of Montreal (BMO) priced a US$835,000 offering of Senior Medium-Term Notes, Series K — Callable Barrier Notes with Contingent Coupons due June 12, 2028.
The notes pay a contingent coupon of 0.775% per month (≈9.30% per annum) when each Reference Asset closes on or above its Coupon Barrier on Observation Dates. Reference Assets are the S&P 500 (SPX) and the NASDAQ-100 (NDX) with coupon/trigger barriers set at 70.00% of their Initial Levels. If, at the Valuation Date, the Final Level of the least performing Reference Asset is below its Trigger Level, maturity payment equals $1,000 × Percentage Change of that least performing asset, which may result in less than principal and potentially zero. The notes are callable by BMO beginning June 09, 2027. The public offering price was 100% and the issuer's estimated initial value was $981.29 per $1,000 on the Pricing Date.
Bank of Montreal priced a US$420,000 offering of Senior Medium-Term Autocallable Barrier Notes with Memory Coupons due June 12, 2029. The notes are linked to the least performing of Moderna (MRNA), Marvell (MRVL) and Palantir (PLTR) equity, pay monthly contingent coupons at 1.7875% per month (approximately 21.45% per annum) when each reference asset meets its coupon barrier, and feature an automatic redemption if all reference assets equal or exceed their Call Level on an Observation Date. The Pricing Date is June 09, 2026, Settlement Date June 12, 2026, Valuation Date June 07, 2029, and Maturity Date June 12, 2029. The estimated initial value on the Pricing Date was $884.87 per $1,000 principal.
Bank of Montreal is offering US$425,000 in Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of DELL, ORCL and QCOM. The Pricing Date is June 09, 2026, Settlement Date is June 12, 2026, Valuation Date is June 07, 2029 and Maturity Date is June 12, 2029.
The notes pay a monthly Contingent Coupon of 2.0167% (approximately 24.20% per annum) when each Reference Asset closes at or above its Coupon Barrier Level on Observation Dates, and include a Memory Coupon feature. The notes are autocallable beginning on June 09, 2027 if each Reference Asset is at or above its Call Level (100% of Initial Level). Payment at maturity is cash only and depends on the Final Level of the Least Performing Reference Asset; if a Trigger Event occurs and that Final Level is below its Initial Level, principal may be reduced according to the Percentage Change.
Bank of Montreal priced US$4,090,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to CoreWeave, Inc. (CRWV). The notes pay a Contingent Coupon of 3.2917% per month (approximately 39.50% per annum) when the Reference Asset meets the Coupon Barrier on observation dates, mature on December 13, 2027, and are subject to automatic redemption beginning on September 09, 2026 if the Reference Asset closes at or above the Call Level. If not called, maturity payoff is cash and depends on the Final Level versus a Trigger Level of $49.23 (50.00% of the Initial Level). The public offering price was 100% of principal; the estimated initial value on pricing was $949.31 per $1,000 principal.
Bank of Montreal is offering US$1,099,000 of Senior Medium-Term Market Linked Notes, Series K, due June 12, 2031. The notes are linked to the S&P 500® Futures Excess Return Index and provide 141.10% Upside Leverage Factor on any appreciation of the Reference Asset. If the Final Level is less than or equal to the Initial Level, investors receive the $1,000 principal per note at maturity with no downside participation beyond return of principal. The notes pay no interest, are unsecured obligations of the Bank of Montreal and are subject to the issuer’s credit risk. The Pricing Date was June 09, 2026, settlement on June 12, 2026, and the Valuation Date is June 09, 2031. The pricing supplement shows a public offering price of 100% (aggregate $1,099,000), an estimated initial value of $975.13 per $1,000, and an agent’s commission of 0.625%.
Bank of Montreal priced US$3,065,000 of Senior Medium-Term Notes, Series K: Capped Contingent Risk Absolute Return Buffer Notes due July 12, 2027.
The notes reference the S&P 500®, Russell 2000® and Dow Jones Industrial Average® and pay at maturity based on the performance of the Least Performing Reference Asset. They offer a 125.00% Upside Leverage Factor subject to a 17.25% Maximum Return (Maximum Redemption Amount of $1,172.50 per $1,000). A Buffer Level equals 85.00% of the Initial Level (Buffer Percentage 15.00%); if the Least Performing Reference Asset finishes between the Initial Level and the Buffer Level investors receive a capped positive payoff up to a Maximum Downside Redemption Amount of $1,150.00. If the Final Level falls below the Buffer Level, investors lose 1% of principal for each 1% decline beyond the 15.00% buffer (losses up to 85.00% of principal possible). The notes do not bear interest, are unsecured obligations of the Bank of Montreal, are not listed, and are subject to the Bank’s credit risk. The estimated initial value at pricing was $987.05 per $1,000.