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BANK OF MONTREAL /CAN/ SEC Filings

BMO NYSE

Welcome to our dedicated page for BANK OF MONTREAL /CAN/ SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on BANK OF MONTREAL /CAN/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into BANK OF MONTREAL /CAN/'s regulatory disclosures and financial reporting.

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The Bank of Montreal preliminary pricing supplement describes a primary offering of Market Linked Senior Medium-Term Notes (Series K) — auto-callable, contingent-coupon securities linked to the lowest performing of the Nasdaq-100 Index, the Russell 2000 Index and the SPDR S&P 500 ETF Trust. The original offering price is $1,000 per security with estimated initial value $966.50 (floor at pricing $910.00). Pricing date is July 6, 2026, issue date July 9, 2026 and stated maturity is July 11, 2029. Contingent coupons are monthly when the lowest-performing underlier equals or exceeds its coupon threshold; the contingent coupon rate will be at least 10.32% per annum. If not called, maturity payment is either face amount or $1,000 × performance factor of the lowest performing underlier; the downside threshold is 70% of starting value, meaning declines beyond 30% reduce principal. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.

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Bank of Montreal priced US$4,555,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of Broadcom Inc. (AVGO), Alphabet Inc. Class A (GOOGL) and NVIDIA Corporation (NVDA). The Pricing Date was June 22, 2026, Settlement Date June 25, 2026, and Maturity Date June 25, 2029.

The notes pay a Contingent Coupon of 6.27% per quarter (≈25.08% per annum) if each reference asset on an Observation Date is ≥ its Coupon Barrier (70% of Initial Level). They are autocallable beginning on September 22, 2026 if each Reference Asset closes at or above 100% of its Initial Level on an Observation Date. At maturity, if any Reference Asset’s Final Level is below its Trigger Level (70% of Initial Level), holders may receive a Physical Delivery Amount in the Least Performing Reference Asset (or cash at issuer election) that can be substantially less than principal. The cover lists an estimated initial value of $959.66 per $1,000 principal amount.

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Bank of Montreal priced US$4,180,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due June 24, 2031 linked to the least performing of the Russell 2000® Index, XLU and XBI. The Pricing Date was June 22, 2026, Settlement Date June 24, 2026, and Valuation Date June 18, 2031.

The notes pay monthly contingent coupons of $6.958 per $1,000 if each Reference Asset closes at or above its Coupon Barrier on an Observation Date (Coupon Barrier = 70% of Initial Level). The notes are subject to automatic redemption if, on any Observation Date beginning June 21, 2027, each Reference Asset closes at or above its Call Level (100% of Initial Level). At maturity, if any Reference Asset’s Final Level is below its Trigger Level (60% of Initial Level), investors receive $1,000 × the Least Performing Reference Asset’s Percentage Change, which can be less than principal and may be zero. The estimated initial value on the Pricing Date was $947.31 per $1,000 principal.

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Bank of Montreal priced US$4,077,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the least performing common stock of Halliburton Company and Palo Alto Networks, Inc. The Pricing Date is June 22, 2026, Settlement Date June 25, 2026, and Maturity Date June 25, 2029. The notes pay contingent quarterly coupons of 5.25% per quarter (approximately 21.00% per annum) if each reference asset closes at or above its Coupon Barrier on Observation Dates and include a Memory Coupon Feature. Initial Levels are HAL $35.17 and PANW $286.40; Coupon and Trigger Levels are 60.00% of Initial Levels (HAL $21.10, PANW $171.84). Automatic redemption occurs if both Reference Assets meet the Call Level (100% of Initial Level) on an Observation Date. At maturity, if a Trigger Event occurs (Final Level of any Reference Asset < Trigger Level), payment may be physical delivery of shares or cash based on the Least Performing Reference Asset. The estimated initial value was $969.01 per $1,000 principal amount; public offering price was between $980.00 and $1,000.00 per $1,000, with some accounts offered between 98.00% and 100.00%. Terms, market risks, tax treatment, and distributions are described in the product supplement and prospectus supplement.

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Bank of Montreal priced US$2,882,000 of Senior Medium‑Term Notes, Series K, Autocallable Barrier Notes with Contingent Coupons due June 25, 2031. The notes are linked to the least performing of the NASDAQ‑100 (NDX), Russell 2000 (RTY) and Dow Jones Industrial Average (INDU).

Key terms: a Contingent Interest Rate of 0.7167% per month (approximately 8.60% per annum) payable monthly if each reference asset is at or above its Coupon Barrier (75% of Initial Level). A Trigger Event occurs if any Reference Asset’s Final Level is below its Trigger Level (70% of Initial Level) on the Valuation Date June 20, 2031, which makes the payment at maturity equal to $1,000 plus the Percentage Change of the least performing Reference Asset. The estimated initial value was $945.64 per $1,000 principal on the Pricing Date.

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Bank of Montreal priced US$6,972,000 Senior Medium-Term Notes, Series K, a structured note due July 26, 2027 linked to the least performing of the S&P 500® and the Russell 2000®. The notes offer a 11.57% digital return if the least performing index’s Final Level is at or above 75.00% of its June 22, 2026 Initial Level, otherwise investors bear a 1:1 loss of principal beyond that Barrier.

The notes were priced on June 22, 2026, settle on June 25, 2026, and use a Valuation Date of July 21, 2027. They are unsecured obligations of Bank of Montreal, carry credit exposure to the issuer, are not interest bearing, will not be listed, and had an estimated initial value of $990.67 per $1,000 principal amount on the Pricing Date.

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Bank of Montreal is offering US$250,000 in Senior Medium-Term Notes, Series K: Autocallable Barrier Notes with Contingent Coupons due June 26, 2028, linked to the least performing of the S&P 500, NASDAQ-100 and Russell 2000. The notes pay a contingent coupon of 0.9167% per month (approximately 11.00% per annum) when each reference asset is at or above a 70.00% coupon barrier on observation dates. Beginning December 22, 2026, the notes may be automatically redeemed if all reference assets are at or above their Call Level (100% of initial). At maturity, if not called, principal repayment depends on the performance of the Least Performing Reference Asset: investors receive $1,000 per $1,000 unless a Trigger Event (Final Level below 70.00% of Initial Level) occurs, in which case the payoff equals $1,000 plus $1,000 times the Percentage Change of the Least Performing Reference Asset. The pricing supplement discloses an estimated initial value of $981.43 per $1,000 and the public offering price range for certain accounts between $992.50 and $1,000 per $1,000.

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Bank of Montreal priced US$768,000 Senior Medium-Term Notes, Series K: Autocallable Barrier Notes due June 25, 2029, linked to the least performing of the NASDAQ-100, Russell 2000 and Dow Jones Industrial Average. The notes pay scheduled Call Amounts ($147.50, $295.00, $442.50 per $1,000) on observation dates if each reference asset is at or above its Call Level, otherwise payoff at maturity depends on the Least Performing Reference Asset and a 70.00% Trigger Level. Pricing Date was June 22, 2026, Settlement Date June 25, 2026, Valuation Date June 20, 2029. Estimated initial value on the pricing date was $961.60 per $1,000 in principal. The public offering price was 100% of principal; agent’s commission was 2.50% (aggregate $19,200), proceeds to issuer $748,800.

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Bank of Montreal is offering market-linked, auto-callable securities due July 3, 2029 linked to the lowest performing common stock of Amazon.com, Inc., NVIDIA Corporation and Oracle Corporation. The original offering price and face amount are $1,000 per security; pricing date is June 30, 2026 and issue date is July 6, 2026.

The notes pay monthly contingent coupons (the contingent coupon rate will be at least 21.85% per annum) only if the lowest performing underlier meets its coupon threshold on a calculation day; unpaid coupons carry forward (memory) but are not paid if the lowest performing underlier never recovers. If an automatic call condition is met on a calculation day, holders receive face amount plus accrued contingent coupons on the call settlement date.

At maturity, if not called, the payment depends on the lowest performing underlier: full face amount if its ending value is at or above the downside threshold (60% of starting value), otherwise a proportional loss (e.g., a 45% ending value yields $450). Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.

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Bank of Montreal priced a preliminary offering of Senior Medium-Term Notes, Series K: auto-callable, ETF-linked notes tied to the lowest performing of the iShares Expanded Tech-Software ETF (IGV) and the Vanguard Health Care ETF (VHT).

Terms shown: $1,000 face amount per security; original offering price $1,000; agent discount $25.75; proceeds to issuer $974.25. Estimated initial value at the preliminary date was $965.60 (will not be less than $920.00 at pricing). Key mechanics: quarterly call opportunities beginning July 6, 2027 through final calculation day July 2, 2029, a 15% buffer, and up to 85% potential loss of face at maturity if the lowest performing Underlier falls below its 85% threshold.

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FAQ

How many BANK OF MONTREAL /CAN/ (BMO) SEC filings are available on StockTitan?

StockTitan tracks 1160 SEC filings for BANK OF MONTREAL /CAN/ (BMO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BANK OF MONTREAL /CAN/ (BMO)?

The most recent SEC filing for BANK OF MONTREAL /CAN/ (BMO) was filed on June 25, 2026.