Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal is offering market-linked, auto-callable senior medium-term notes (face amount $1,000 per security) linked to the common stock of Boston Scientific Corporation with a stated maturity of May 3, 2028. The securities pay monthly contingent coupons (with a memory feature) if the Underlier meets a coupon threshold and may be automatically called early if the Underlier meets the starting value on certain calculation days. The initial estimated value was $972.10 per security (not less than $922.00 at pricing) and the contingent coupon rate will be at least 8.37% per annum. At maturity, holders receive $1,000 if the ending value is at or above the downside threshold (75% of the starting value) or a share delivery equal to the share delivery amount if below that threshold. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.
Bank of Montreal priced $2,000,000 of Senior Medium-Term Notes, Series K, redeemable fixed-rate notes with a 5.40% per annum coupon. The Notes pay semi‑annual interest and mature on April 29, 2041 unless redeemed earlier on semi‑annual optional redemption dates beginning April 29, 2028. Denominations are $1,000 per Note; original issue price was $1,000.00 per Note with an underwriting discount of $15.00 (proceeds to Bank: $985.00 per Note). The Notes are unsecured and bail‑inable under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act, permitting conversion into common shares under that statutory regime. The Notes will not be listed on any exchange and involve credit, liquidity, and bail‑in conversion risks described in the supplement.
Bank of Montreal (BMO) is offering Market Linked Securities—auto‑callable, contingent‑coupon notes linked to the lowest performing of AMD, Broadcom and CrowdStrike. The original offering price is $1,000 per security; estimated initial value on the preliminary pricing date was $964.50 and will not be less than $920.00 at pricing. Pricing date is April 30, 2026, issue date May 5, 2026, and stated maturity is May 3, 2029.
The notes pay monthly contingent coupons (with a memory feature) only if the lowest performing underlier meets its monthly coupon threshold; the contingent coupon rate will be at least 22.20% per annum. If not auto‑called, principal at maturity depends on the lowest performing underlier: full face amount if its ending value is at or above the downside threshold (50% of starting value), otherwise a pro rata principal loss (down to zero).
Bank of Montreal (BMO) is offering Senior Medium-Term Notes, Series K — redeemable fixed-rate notes due May 14, 2031 with a stated interest rate of 4.75% per annum and a principal amount of $1,000 per Note. The Notes will be issued on May 14, 2026 at an original issue price of $1,000.00 per Note (underwriting discount $15.00; proceeds to Bank of Montreal $985.00 per Note).
The Notes are callable by Bank of Montreal on semi-annual Optional Redemption Dates beginning May 14, 2028 and are bail-inable under the Canada Deposit Insurance Corporation Act (CDIC Act), permitting conversion into common shares under the statutory bail-in regime. Payments are unsecured and subject to Bank of Montreal credit risk; the Notes will not be listed on any securities exchange.
Bank of Montreal priced senior medium-term, equity index linked securities (Market Linked Securities—Auto-Callable) due April 27, 2029. The original offering price is $1,000 per security and the pricing-date estimated initial value was $965.35 per security. These unsecured notes pay a contingent quarterly coupon at a 9.62% per annum rate (with a memory feature) if the lowest-performing index meets its 75% coupon threshold on each calculation day, are auto-callable if the lowest-performing index equals or exceeds its starting value on certain calculation days, and expose holders to downside principal risk if the lowest-performing index closes below 75% of its starting value at maturity.
Bank of Montreal (BMO) is offering Accelerated Return Notes linked to the iShares U.S. Aerospace & Defense ETF with a public offering size of $18,517,740 at a $10.00 principal per unit, maturing on June 25, 2027.
The notes provide a leveraged payoff (300% Participation Rate) up to a Capped Value of $12.07 per unit and expose investors to issuer credit risk, sector concentration in aerospace & defense, and tax and valuation uncertainties. The issuer's initial estimated value at pricing was $9.66 per unit; the offering price exceeds that estimate due to underwriting and hedging charges.
Bank of Montreal (BMO) is offering US$3,538,000 of Senior Medium-Term Notes, Series K — Digital Return Barrier Notes due May 28, 2027, linked to the least performing of the S&P 500® and Russell 2000® indexes. The notes pay a fixed Digital Return of 13.65% at maturity if the Least Performing Reference Asset’s Final Level is at least 75.00% of its April 23, 2026 Initial Level. If the Least Performing Reference Asset falls below that barrier, principal is reduced 1% for each 1% decline and investors may lose up to 100% of principal. The notes are unsecured obligations of BMO, do not pay interest, will not be listed, and are subject to BMO credit risk. The estimated initial value was $1,006.08 per $1,000 on the Pricing Date and the public offering price was 100% (agent commission 0.43%).
Bank of Montreal priced US$1,700,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons — linked to the least performing of NFLX, MU and GOOGL. The Pricing Date was April 23, 2026, Settlement Date April 28, 2026, Valuation Date April 25, 2029 and Maturity Date April 30, 2029.
The notes pay contingent quarterly coupons at a Contingent Interest Rate of 7.4625% per quarter (approximately 29.85% per annum) equal to $373.125 per $5,000 if each Reference Asset is at or above its Coupon Barrier on an Observation Date. Coupon Barrier and Trigger Levels are $55.69 (NFLX), $289.03 (MU) and $203.33 (GOOGL), each 60.00% of the Initial Level. If not automatically redeemed, a Trigger Event occurs if any Final Level is below its Trigger Level and maturity payment will be in shares or cash equal to the Physical or Cash Delivery Amount; Physical Delivery Amount equals $5,000 divided by the Initial Level of the least performing asset. The document states an estimated initial value of $4,760.20 per $5,000.
Bank of Montreal priced US$500,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the least performing common stock of Merck & Co., Inc. (MRK) and Broadcom Inc. (AVGO). The Pricing Date was April 23, 2026, the Settlement Date April 28, 2026, the Valuation Date April 25, 2029, and the Maturity Date April 30, 2029. Coupons accrue at 0.9375% per month (approximately 11.25% per annum), paid monthly and subject to automatic redemption if on a Call Observation Date each reference asset is at or above its Call Level.
If not called, principal repayment at maturity depends on the Least Performing Reference Asset: investors receive $1,000 per $1,000 principal unless a Trigger Event occurs (Final Level below the Trigger Level), in which case physical delivery or a cash alternative tied to the Least Performing Reference Asset applies. The estimated initial value on the Pricing Date was $952.06 per $1,000.
Bank of Montreal priced US$1,194,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons — linked to the least performing share of Apple (AAPL), Amazon (AMZN) and NVIDIA (NVDA). The notes pay contingent quarterly coupons of 5.35% per quarter (approximately 21.40% per annum) if all reference assets meet coupon barrier tests. Pricing Date was April 23, 2026, settlement April 28, 2026, and maturity April 30, 2029. Estimated initial value was $967.48 per $1,000.