Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced US$877,000 Senior Medium-Term Notes, Series K: autocallable barrier notes due April 02, 2029, linked to the least performing of XLE, XLB and XLK. Pricing date was March 27, 2026 with settlement on April 01, 2026.
The notes pay a contingent coupon of 1.1875% per month (approximately 14.25% per annum) when, on an Observation Date, each Reference Asset closes at or above its Coupon Barrier (70% of Initial Level). Beginning September 29, 2026, the notes will autocall if each Reference Asset equals or exceeds its Call Level (100% of Initial Level) on an Observation Date. If not autocalled, maturity payment depends on the Least Performing Reference Asset; a Trigger Event occurs if any Final Level is below 70% of its Initial Level, reducing principal proportionally.
Estimated initial value was $967.01 per $1,000 and the public offering price was 100%.
Bank of Montreal (BMO) is offering Accelerated Return Notes® linked to the EURO STOXX 50® Index, each with a $10 principal amount and an approximately 14-month term maturing in June 2027. The notes pay a leveraged return at a 300% Participation Rate, subject to a Capped Value to be set on the pricing date (illustrative range: $11.85 to $12.25 per unit). BMO's initial estimated value at pricing is expected to be $9.11 to $9.51 per unit; the public offering price is $10.00 per unit. Fees disclosed include a $0.175 underwriting discount and an estimated $0.05 per-unit hedging-related charge. Payments at maturity depend on the average Ending Value of the Index during a short maturity valuation period and are subject to BMO credit risk and tax rules described herein.
Bank of Montreal is offering Capped Market Index Target-Term Securities® linked to a Global Equity Index Basket due March 28, 2031. The offering price is $10.00 per unit for a total public offering price of $16,550,030; proceeds to BMO before expenses are $16,136,279.25. The notes are senior unsecured debt that return 100% participation in increases in an equally weighted basket of the Dow Jones Industrial Average®, EURO STOXX 50® and TOPIX®, subject to a Capped Value of $16.546 per unit (a 65.46% capped return). The initial estimated value on the pricing date was $9.21 per unit, below the public offering price. Payments at maturity depend on the basket’s average Ending Value during the Maturity Valuation Period and are subject to BMO’s credit risk; the Minimum Redemption Amount is $10.00 per unit. Fees include an underwriting discount of $0.25 per unit and a hedging related charge of $0.05 per unit. Terms, tax treatment, hedging arrangements, and index sponsor disclaimers are described in the prospectus and product supplement.
Bank of Montreal is offering Market Linked Securities—Equity Index Linked Securities tied to the Russell 2000® Index with a stated maturity date of May 4, 2028. The original offering price is $1,000 per security; the issuer’s estimated initial value at pricing is $970.20 per security but will not be less than $920.00. Key economic terms include a 10% buffer on downside exposure, an upside participation rate of 200%, and a maximum return of at least 28.25% ($282.50) of face amount. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk. The agent discount is up to $25.75 per security; proceeds to issuer are $974.25 per security.
Bank of Montreal priced US$311,000 of Senior Medium-Term Notes, Series K: Capped Buffer Enhanced Return Notes linked to the S&P 500® Futures Excess Return Index. The notes offer 200.00% upside leverage subject to a 31.90% maximum return and a Maximum Redemption Amount of $1,319.00 per $1,000. If the Reference Asset declines more than the 10.00% buffer, investors lose 1% of principal for each 1% decline beyond that buffer (up to a 90.00% loss). The notes mature on October 02, 2028 and are unsecured obligations of Bank of Montreal; all payments are subject to the Bank’s credit risk.
Bank of Montreal priced US$779,000 Senior Medium-Term Notes, Series K — callable barrier notes with contingent coupons linked to the least performing of the S&P 500®, Russell 2000® and the Nasdaq-100 Technology Sector. Contingent coupons pay 0.7583% per month (approximately 9.10% per annum) when each reference asset closes at or above its 70.00% coupon barrier on an Observation Date. The notes settle on March 31, 2026, mature on February 29, 2028, and may be called beginning on September 25, 2026. At maturity, if any Reference Asset is below its 70.00% trigger level on the Valuation Date, principal is reduced proportionally to the Percentage Change of the least performing Reference Asset; otherwise investors receive full principal and any final contingent coupon.
Bank of Montreal is pricing US$322,000 of Senior Medium-Term Notes, Series K: market-linked notes due March 30, 2029 whose payoff is tied to the least performing of iShares MSCI EAFE ETF (EFA) and the EURO STOXX 50® Index (SX5E). The notes pay no interest and return principal if the Least Performing Reference Asset does not finish above its Initial Level. If that asset rises, investors receive 100% participation up to a $1,250.00 cap per $1,000 principal (a 25.00% Maximum Return). The offering price was 100% of principal; estimated initial value was $950.45 per $1,000. All payments are unsecured and subject to Bank of Montreal credit risk; BMOCM acts as agent and calculation agent.
Bank of Montreal prices US$500,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to Rigetti Computing, Inc. common stock. The notes were priced on March 25, 2026 with a March 30, 2026 settlement and a September 30, 2026 maturity. Each $1,000 note pays a contingent coupon of 3.125% per month (approximately 37.50% per annum) when the Reference Asset closes at or above the Coupon Barrier on an Observation Date; the Coupon Barrier and Trigger Level are both $9.08 (60.00% of the Initial Level). The Initial Level is $15.14, the estimated initial value was $940.80 per $1,000, and the offering principal amount is $500,000.00. If the notes are not autocalled and the Final Level is below the Trigger Level, holders may receive a Physical Delivery Amount or a Cash Delivery Amount at maturity.
Bank of Montreal priced US$1,349,000 Senior Medium-Term Notes, Series K: Autocal lable Buffer Notes linked to the least performing of the S&P 500, NASDAQ-100 and Russell 2000. Pricing Date was March 25, 2026, settlement March 30, 2026 and maturity March 31, 2031.
The notes pay a contingent quarterly coupon of 2.3875% per quarter (approximately 9.55% per annum) if each reference asset on an Observation Date is at or above its Coupon Barrier (70.00% of its Initial Level). The notes are autocallable beginning March 25, 2027 if all Reference Assets close at or above their Call Levels (100% of Initial Level).
At maturity, if any Reference Asset’s Final Level is below its Buffer Level (70.00% of Initial Level), a Trigger Event occurs and the cash payment uses a Downside Leverage Factor of ~142.86%, producing approximately a 1.4286% loss of principal for each 1% decline of the least performing asset beyond 30.00%. The estimated initial value was $979.72 per $1,000.
Bank of Montreal priced $5,613,000 of Senior Medium-Term Notes, Series K — Redeemable Fixed Rate Notes due March 30, 2029. The Notes pay interest at 4.25% per annum, payable semi‑annually beginning September 30, 2026, and are callable by the issuer on semi‑annual Optional Redemption Dates beginning March 30, 2027.
The Notes were issued at an original issue price of $1,000.00 per Note with an underwriting discount of $3.00 per Note, producing proceeds to the Bank of $5,596,161.00. The Notes are unsecured, will not be listed on any exchange, and are bail-inable under the Canada Deposit Insurance Corporation Act, subject to conversion into common shares under that regime.