Bristol Myers (NYSE: BMY) EVP gains stock as RSUs vest, pays taxes in shares

Rhea-AI Filing Summary

Cari Gallman, EVP and General Counsel of Bristol Myers Squibb, reported equity compensation activity on August 1, 2026. 1,061 restricted stock units vested in three equal installments beginning on August 1, 2024, with each unit converting into one share of common stock. 543 shares of common stock were withheld at $65.31 per share to satisfy tax obligations upon vesting.

Insider Trade Summary

Net Buyer: 518 shares

Net Buy 3 txns

Insider Gallman Cari

Role EVP, General Counsel

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F3, F1	1,061	$0.00	$0.00
Exercise	Common Stock, $0.10 par value F1	1,061	$0.00	$0.00
Tax Withholding	Common Stock, $0.10 par value F2	543	$65.31	$35K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, $0.10 par value — 13,649 shares (Direct)

Footnotes (3)

1. F1. These restricted stock units vested in three equal installments beginning on August 1, 2024.
2. F2. Shares withheld for payment of taxes upon vesting of awards.
3. F3. Each restricted stock unit converts into one share of common stock upon vesting.

Key Figures

Restricted stock units vested: 1061.0000 units Common shares acquired from RSUs: 1061.0000 shares Shares withheld for taxes: 543.0000 shares +1 more

4 metrics

Restricted stock units vested 1061.0000 units RSUs vesting and converting into common stock on August 1, 2026

Common shares acquired from RSUs 1061.0000 shares Each restricted stock unit converts into one share of common stock upon vesting

Shares withheld for taxes 543.0000 shares Shares withheld for payment of taxes upon vesting of awards

Tax withholding price $65.3100 per share Per-share value used for shares withheld to satisfy tax obligations

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative security

3 terms

Restricted Stock Units financial

"security_title: Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action: tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 04:08 PM Accepted by SEC EDGAR 08/04/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What did Bristol Myers Squibb (BMY) EVP Cari Gallman report in this Form 4?

Cari Gallman reported vesting of 1,061 restricted stock units on August 1, 2026, each converting into one share of common stock. This reflects equity compensation rather than an open-market purchase or sale of Bristol Myers Squibb shares.

How many Bristol Myers Squibb (BMY) shares were withheld for taxes in this filing?

The filing shows 543 shares of Bristol Myers Squibb common stock were withheld to pay tax obligations. These shares were valued at $65.31 per share and relate to the vesting of equity awards held by EVP and General Counsel Cari Gallman.

What type of securities vested for Bristol Myers Squibb (BMY) EVP Cari Gallman?

The transaction involves restricted stock units (RSUs) that convert into common stock upon vesting. In this event, 1,061 RSUs vested and each unit converted into one share of Bristol Myers Squibb common stock as part of her compensation.

Were Cari Gallman’s Bristol Myers Squibb (BMY) transactions made under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked, so these transactions are not designated in the filing as being made under a Rule 10b5-1 trading plan. The disclosure characterizes them as equity award vesting and related tax withholding.

Did Cari Gallman sell Bristol Myers Squibb (BMY) shares on the open market in this Form 4?

The Form 4 reports a tax-withholding disposition of 543 shares using transaction code F, not an open-market sale. Shares were withheld to satisfy tax obligations arising from the vesting of restricted stock units, a common feature of equity compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gallman Cari

(Last) (First) (Middle)

BRISTOL-MYERS SQUIBB COMPANY

ROUTE 206 AND PROVINCE LINE ROAD

(Street)

PRINCETON NEW JERSEY 08543

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.10 par value	08/01/2026		M		1,061(1)	A	$0	14,192	D
Common Stock, $0.10 par value	08/01/2026		F		543(2)	D	$65.31	13,649	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(3)	08/01/2026		M			1,061	(1)	08/01/2026	Common Stock, $0.10 par value	1,061	$0	0	D

Explanation of Responses:

1. These restricted stock units vested in three equal installments beginning on August 1, 2024.

2. Shares withheld for payment of taxes upon vesting of awards.

3. Each restricted stock unit converts into one share of common stock upon vesting.

Remarks:

	/s/ Amy Fallone, attorney-in-fact for Cari Gallman	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)