Bristol Myers (NYSE: BMY) SVP sale not under 10b5-1 plan

Rhea-AI Filing Summary

BRISTOL MYERS SQUIBB CO (BMY) reported that Phil M. Holzer, its SVP and Controller, sold 500 shares of common stock on 2026-08-25 in a sale in open market or private transaction at a price of $67.50 per share. Following this transaction, Holzer directly holds 16,862 shares of BMY common stock. The filing indicates the transaction was not made pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 500 shares

Net Sell 1 txn

Insider Holzer Phil M

Role SVP and Controller

Sold 500 shs ($34K)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.10 par value	500	$67.50	$34K

Holdings After Transaction: Common Stock, $0.10 par value — 16,862 shares (Direct)

Key Figures

Shares sold: 500 shares Sale price per share: $67.50 per share Shares owned after transaction: 16,862 shares +1 more

4 metrics

Shares sold 500 shares Common Stock sale on 2026-08-25 by Phil M. Holzer

Sale price per share $67.50 per share Price for 500 shares of Common Stock sold on 2026-08-25

Shares owned after transaction 16,862 shares Direct holdings of Phil M. Holzer following the sale

Net buy/sell shares -500 shares Net change in reported non-derivative holdings in this Form 4

Key Terms

Form 4, Common Stock, $0.10 par value, Sale in open market or private transaction, Rule 10b5-1 trading plan

4 terms

Form 4 regulatory

"reported in a Form 4 insider transaction filing"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Common Stock, $0.10 par value financial

"security_title is listed as Common Stock, $0.10 par value"

Sale in open market or private transaction financial

"transaction_code_description is Sale in open market or private transaction"

Rule 10b5-1 trading plan regulatory

"the transaction was not made pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did BMY report for Phil M. Holzer?

BMY reported that Phil M. Holzer, SVP and Controller, sold 500 shares of common stock on 2026-08-25 in a sale categorized as an open market or private transaction at $67.50 per share.

At what price were the BMY shares sold in this Form 4 filing?

Phil M. Holzer sold 500 BMY shares at a reported price of $67.50 per share in a sale classified as an open market or private transaction on 2026-08-25.

How many BMY shares does Phil M. Holzer hold after the reported sale?

After the reported sale, Phil M. Holzer directly holds 16,862 shares of BRISTOL MYERS SQUIBB CO common stock, as stated in the Form 4 filing.

Was the BMY insider sale by Phil M. Holzer under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, meaning the reported sale by Phil M. Holzer was not affirmed as being executed under a Rule 10b5-1 trading plan.

What role does Phil M. Holzer hold at BRISTOL MYERS SQUIBB CO (BMY)?

Phil M. Holzer is reported as an officer of BRISTOL MYERS SQUIBB CO, serving as SVP and Controller, according to the Form 4 filing.

How many total BMY shares were sold in this Form 4 transaction?

The Form 4 reports a single transaction in which 500 shares of BRISTOL MYERS SQUIBB CO common stock were sold, resulting in a net change of -500 shares in Phil M. Holzer’s holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/26/2026 - 04:18 PM Accepted by SEC EDGAR 08/26/2026 - 04:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Holzer Phil M

(Last) (First) (Middle)

BRISTOL-MYERS SQUIBB COMPANY

ROUTE 206 AND PROVINCE LINE ROAD

(Street)

PRINCETON NEW JERSEY 08543

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP and Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.10 par value	08/25/2026		S		500	D	$67.5	16,862	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Amy Fallone, attorney-in-fact for Phil M. Holzer	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)