STOCK TITAN

Bristol Myers Squibb (NYSE: BMY) EVP converts RSUs and withholds shares for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bristol Myers Squibb executive Cristian Massacesi, EVP, Chief Medical Officer and Head of Development, reported the vesting and conversion of 51,172 restricted stock units into an equal number of common shares on August 1, 2026. To cover tax obligations, 26,175 shares were withheld at a per-share value of $65.31. Following the RSU conversion, Massacesi reported holding 153,519 restricted stock units, and these transactions were not designated as made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Massacesi Cristian
Role EVP,Chief Med Offr,Head of Dev
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F1 51,172 $0.00 $0.00
Exercise Common Stock, $0.10 par value F1 51,172 $0.00 $0.00
Tax Withholding Common Stock, $0.10 par value F2 26,175 $65.31 $1.71M
Holdings After Transaction: Restricted Stock Units — 153,519 shares (Direct); Common Stock, $0.10 par value — 24,997 shares (Direct)
Footnotes (3)
  1. F1. The restricted share units will vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date.
  2. F2. Shares withheld for payment of taxes upon vesting of awards.
  3. F3. Each restricted stock unit converts into one share of common stock upon vesting.
RSUs Converted 51,172 units Restricted stock units converting into common stock on August 1, 2026
Common Shares Acquired 51,172 shares Shares of common stock received upon RSU conversion
Shares Withheld for Taxes 26,175 shares Common shares withheld to pay tax liability on vesting
Tax Withholding Price $65.31 per share Value used for shares withheld for tax obligations
RSUs Held After Transaction 153,519 units Restricted stock units reported as held following the conversion event
Restricted Stock Units financial
"The restricted share units will vest in four equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Payment of tax liability by delivering or withholding securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Exercise or conversion of derivative security financial
"transaction code description "Exercise or conversion of derivative security""

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What equity transactions did Bristol Myers Squibb (BMY) EVP Cristian Massacesi report?

Cristian Massacesi reported 51,172 restricted stock units vesting and converting into an equal number of common shares on August 1, 2026. 26,175 shares were simultaneously withheld at $65.31 per share to satisfy tax obligations related to the vesting event.

How many restricted stock units vested and converted into Bristol Myers Squibb (BMY) common stock?

On August 1, 2026, 51,172 restricted stock units held by EVP Cristian Massacesi converted into 51,172 shares of Bristol Myers Squibb common stock. Each restricted stock unit converted into one share of common stock upon vesting, according to the reported terms.

How many BMY shares were withheld for taxes and at what price?

To cover tax liabilities from the vesting, 26,175 common shares of Bristol Myers Squibb were withheld from Cristian Massacesi at a reported value of $65.31 per share. This withholding is characterized as payment of tax liability by delivering or withholding securities.

What restricted stock unit holdings did Cristian Massacesi report after these BMY transactions?

After the August 1, 2026 transactions, Cristian Massacesi reported holding 153,519 restricted stock units. These units are scheduled to vest in four equal annual installments on the first through fourth anniversaries of the relevant grant date, based on the award terms described.

Were Cristian Massacesi’s reported BMY transactions under a Rule 10b5-1 trading plan?

The report indicates the transactions were not designated as being made under a Rule 10b5-1 trading plan, as the applicable checkbox for such plans was not marked. The activity instead reflects scheduled vesting, conversion of restricted stock units, and tax withholding.

What positions does Cristian Massacesi hold at Bristol Myers Squibb (BMY)?

Cristian Massacesi is reported as an Executive Vice President, serving as Chief Medical Officer and Head of Development at Bristol Myers Squibb. The equity transactions discussed relate to his compensation in the form of restricted stock unit awards.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Massacesi Cristian

(Last)(First)(Middle)
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 AND PROVINCE LINE ROAD

(Street)
PRINCETON NEW JERSEY 08543

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP,Chief Med Offr,Head of Dev
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.10 par value08/01/2026M51,172(1)A$051,172D
Common Stock, $0.10 par value08/01/2026F26,175(2)D$65.3124,997D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)08/01/2026M51,172 (1)08/01/2029Common Stock, $0.10 par value51,172$0153,519D
Explanation of Responses:
1. The restricted share units will vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date.
2. Shares withheld for payment of taxes upon vesting of awards.
3. Each restricted stock unit converts into one share of common stock upon vesting.
Remarks:
/s/ Amy Fallone, attorney-in-fact for Cristian Massacesi08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)