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Bristol Myers (NYSE: BMY) cell therapy chief exercises 8,192 shares, receives new units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bristol Myers Squibb President, Cell Therapy Org. Lynelle Hoch reported multiple equity compensation transactions in company stock. On March 10, 2026, she exercised derivative awards, including market share units and performance shares, converting them into a total of 8,192 shares of common stock.

The filing also shows new grants of 6,531 market share units and 9,796 performance share units, each tied to future performance measurement periods and vesting dates through 2029. A total of 1,391 common shares were withheld at $60.13 per share to cover tax obligations upon vesting. Following these transactions, Hoch directly holds 8,210 shares of Bristol Myers Squibb common stock.

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Insider Hoch Lynelle
Role President, Cell Therapy Org.
Type Security Shares Price Value
Exercise Market Share Units 838 $0.00 --
Exercise Market Share Units 1,050 $0.00 --
Exercise Performance Shares 6,304 $0.00 --
Grant/Award Market Share Units 6,531 $0.00 --
Grant/Award Performance Shares 9,796 $0.00 --
Exercise Common Stock, $0.10 par value 838 $0.00 --
Other Common Stock, $0.10 par value 94 $0.00 --
Tax Withholding Common Stock, $0.10 par value 212 $60.13 $13K
Exercise Common Stock, $0.10 par value 1,050 $0.00 --
Other Common Stock, $0.10 par value 113 $0.00 --
Tax Withholding Common Stock, $0.10 par value 267 $60.13 $16K
Exercise Common Stock, $0.10 par value 6,304 $0.00 --
Other Common Stock, $0.10 par value 3,095 $0.00 --
Tax Withholding Common Stock, $0.10 par value 912 $60.13 $55K
Holdings After Transaction: Market Share Units — 0 shares (Direct); Performance Shares — 0 shares (Direct); Common Stock, $0.10 par value — 5,549 shares (Direct)
Footnotes (1)
  1. Represents vesting of one-quarter of market share units granted on March 10, 2022. Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of awards. Represents vesting of one-quarter of market share units granted on March 10, 2023. Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award. Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout. These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hoch Lynelle

(Last) (First) (Middle)
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 AND PROVINCE LINE ROAD

(Street)
PRINCETON NJ 08543

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Cell Therapy Org.
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.10 par value 03/10/2026 M 838(1) A $0 5,549 D
Common Stock, $0.10 par value 03/10/2026 J 94(2) D $0 5,455 D
Common Stock, $0.10 par value 03/10/2026 F 212(3) D $60.13 5,243 D
Common Stock, $0.10 par value 03/10/2026 M 1,050(4) A $0 6,293 D
Common Stock, $0.10 par value 03/10/2026 J 113(2) D $0 6,180 D
Common Stock, $0.10 par value 03/10/2026 F 267(3) D $60.13 5,913 D
Common Stock, $0.10 par value 03/10/2026 M 6,304(5) A $0 12,217 D
Common Stock, $0.10 par value 03/10/2026 J 3,095(6) D $0 9,122 D
Common Stock, $0.10 par value 03/10/2026 F 912(3) D $60.13 8,210 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Market Share Units (7) 03/10/2026 M 838 (1) 03/10/2026 Common Stock, $0.10 par value 838 $0 0 D
Market Share Units (7) 03/10/2026 M 1,050 (4) 03/10/2027 Common Stock, $0.10 par value 1,050 $0 1,052 D
Performance Shares (8) 03/10/2026 M 6,304 (5) 03/10/2026 Common Stock, $0.10 par value 6,304 $0 0 D
Market Share Units (9) 03/10/2026 A 6,531 (10) 03/10/2029 Common Stock, $0.10 par value 6,531 $0 6,531 D
Performance Shares (11) 03/10/2026 A 9,796 (11) 03/10/2029 Common Stock, $0.10 par value 9,796 $0 9,796 D
Explanation of Responses:
1. Represents vesting of one-quarter of market share units granted on March 10, 2022.
2. Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
3. Shares withheld for payment of taxes upon vesting of awards.
4. Represents vesting of one-quarter of market share units granted on March 10, 2023.
5. Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.
6. Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.
7. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
8. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.
9. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.
10. These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.
11. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.
Remarks:
/s/ Amy Fallone, attorney-in-fact for Lynelle Hoch 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bristol Myers (BMY) executive Lynelle Hoch report in this Form 4?

Lynelle Hoch reported a series of equity compensation events. These included exercises of market share units and performance shares into common stock, new grants of additional units, and share withholdings to pay taxes, all tied to Bristol Myers Squibb’s long-term incentive programs.

How many Bristol Myers (BMY) shares did Lynelle Hoch acquire through exercises?

Hoch exercised derivative awards covering 8,192 shares of common stock. These shares came from vesting market share units and performance shares on March 10, 2026, as part of previously granted long-term incentive awards linked to specific performance periods and vesting schedules.

What new equity awards did Lynelle Hoch receive from Bristol Myers (BMY)?

Hoch received 6,531 market share units and 9,796 performance share units. These awards generally vest or distribute in future years, with terms tied to performance factors and Board certification, including distribution periods extending into the first quarter of 2029.

How many Bristol Myers (BMY) shares were withheld for Lynelle Hoch’s taxes?

A total of 1,391 common shares were withheld for taxes. The Form 4 shows three tax-withholding transactions (code F) at a price of $60.13 per share, covering tax liabilities triggered by the vesting and distribution of equity awards.

What is Lynelle Hoch’s Bristol Myers (BMY) stock ownership after these transactions?

After the reported transactions, Hoch directly holds 8,210 common shares. This post-transaction balance reflects the net effect of award exercises, new common shares acquired, and shares withheld to satisfy tax obligations associated with vesting equity compensation.

How do Bristol Myers (BMY) market share units and performance shares work for Hoch?

Her market share units and performance shares convert into common stock based on performance formulas. Footnotes describe payout factors using average stock prices and total shareholder return, with minimum and maximum payout levels and Board certification of performance results.