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Brand Engagement Network (BNAI) details $7,363,098 Q2 capital raise and Russell index addition

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Brand Engagement Network Inc. reported unregistered sales of equity and provided a capital update for the second quarter of 2026. The company raised aggregate gross proceeds of approximately $7,363,098 through equity issuances and warrant exercises, including a small debt conversion, which together reduced liabilities by about $376,098 and strengthened its balance sheet.

The company also announced its addition to the Russell 3000® and Russell 2000® Indexes as part of the annual Russell U.S. Index reconstitution. The new index memberships became effective after market close on June 26, 2026, with trading in the reconstituted indexes beginning June 29, 2026.

Positive

  • None.

Negative

  • None.
Item 3.02 Unregistered Sales of Equity Securities Securities
The company sold equity securities in a private placement or other unregistered transaction.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Aggregate Q2 proceeds $7,363,098 Gross proceeds from equity issuances and warrant exercises in Q2 2026
Equity tranche 1 $1,000,561 at $39.25 per share Part of Q2 2026 equity issuances
Equity tranche 2 $150,044.40 at $17.82 per share Part of Q2 2026 equity issuances
Equity tranche 3 $4,925,000 at $39.59 per share Largest single Q2 2026 equity tranche
Net warrant exercise cash $1,287,492.60 Net cash received from warrant exercises in Q2 2026
Debt conversion per-share amount $9,734.82 at $18.23 per share Specific Q2 2026 debt conversion transaction
Total debt reduction $376,098 Approximate reduction in liabilities including debt conversion
Russell benchmarks $12 trillion Assets benchmarked to Russell U.S. Indexes
Unregistered Sales of Equity Securities regulatory
"Item 3.02. Unregistered Sales of Equity Securities."
Section 4(a)(2) regulatory
"in reliance upon the exemption ... provided by Section 4(a)(2) thereof"
Section 4(a)(2) is a part of U.S. securities laws that allows companies to sell their stock directly to certain investors without registering the sale with regulators. This process is often used for private placements, making it easier and faster for companies to raise money from knowledgeable or institutional investors. It matters to investors because it provides an alternative way to buy shares, often with fewer disclosures and lower costs.
Regulation FD Disclosure regulatory
"Item 7.01. Regulation FD Disclosure."
Regulation FD disclosure requires public companies to share important, market-moving information with everyone at the same time instead of tipping off analysts or large investors first. Think of it as making sure all players on a field hear the same announcement simultaneously; that fairness helps investors trust that stock prices reflect the same information and reduces the risk of sudden, unfair trading advantages or regulatory penalties for selective leaks.
Russell 3000® Index financial
"announced its selection for membership in the Russell 3000® and the Russell 2000® Index"
A broad stock market index that tracks the performance of about 3,000 publicly traded U.S. companies of all sizes, acting as a wide-ranging snapshot of the U.S. equity market. It matters to investors because it serves as a common yardstick for the overall market’s health and is the basis for many index funds and investment strategies—think of it as a single basket that shows how the whole U.S. stock market is doing.
debt conversion financial
"Debt conversion of $9,734.82 at $18.23 per share."
forward-looking statements regulatory
"Certain disclosures in this report include forward-looking statements"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
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Learn about SEC filing dates
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 29, 2026 (June 26, 2026)

 

 

 

Brand Engagement Network Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-40130   98-1574798
(State or other jurisdiction of   (Commission   (I.R.S. Employer
incorporation or organization)   File Number)   Identification No.)

 

300 Delaware Ave,    
Suite 210    
Wilmington, DE   19801
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (307) 757-3650

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   BNAI   The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share   BNAIW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 3.02. Unregistered Sales of Equity Securities.

 

During the second quarter of 2026, the Company issued shares of common stock in connection with equity issuances and warrant exercises in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended, provided by Section 4(a)(2) thereof as a transaction by an issuer not involving any public offering.

 

Item 7.01. Regulation FD Disclosure.

 

On June 15, 2026, Brand Engagement Network Inc., a Delaware corporation (the “Company”), announced its selection for membership in the Russell 3000® and the Russell 2000® Index as part of the annual reconstitution of the Russell U.S. Indexes. The additions became effective after the market close on June 26, 2026, with trading in the reconstituted indexes commencing on June 29, 2026.

 

Membership in the Russell 3000® Index, which captures approximately 98% of the investable U.S. equity market, results in inclusion in the small-cap Russell 2000® Index as well as the corresponding style indexes. Approximately $12 trillion in assets are benchmarked to Russell U.S. Indexes.

 

Additionally, the Company is providing an update on capital activity during the second quarter of 2026. As of the close of business on Friday, June 26, 2026, the Company had received aggregate gross proceeds of approximately $7,363,098 from equity issuances and warrant exercises, including:

 

  $1,000,561 at $39.25 per share
  $150,044.40 at $17.82 per share
  $4,925,000 at $39.59 per share
  $1,287,492.60 net cash received from warrant exercises; and
  Debt conversion of $9,734.82 at $18.23 per share.

 

These proceeds, along with a reduction in liabilities including the debt conversion of approximately $376,098, have strengthened the Company’s balance sheet.

 

Forward-Looking Statements

 

Certain disclosures in this report include forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, without limitation, statements regarding the Company’s business outlook, industry, business strategy, plans, goals and expectations concerning the Company’s market position, future operations, margins, profitability, future efficiencies, capital expenditures, liquidity and capital resources and other financial and operating information. When used in this discussion, the words “anticipate,” “assume,” “believe,” “budget,” “continue,” “could,” “estimate,” “expect,” “forecast,” “intend,” “may,” “plan,” “potential,” “predict,” “project,” “should,” “will,” “future” and the negative of these or similar terms and phrases are intended to identify forward-looking statements in this report. Forward-looking statements reflect the Company’s current expectations regarding future events, results or outcomes. These expectations may or may not be realized. Although the Company believes the expectations reflected in the forward-looking statements are reasonable, the Company can give you no assurance these expectations will prove to have been correct. Some of these expectations may be based upon assumptions, data or judgments that prove to be incorrect. Actual events, results and outcomes may differ materially from the Company’s expectations due to a variety of known and unknown risks, uncertainties and other factors. Additional information concerning these and other factors can be found under the caption “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the SEC and in the Company’s Quarterly Reports on Form 10-Q. Any one of these factors or a combination of these factors could materially affect the Company’s financial condition or future results of operations and could influence whether any forward-looking statements contained in this report ultimately prove to be accurate. The Company’s forward-looking statements are not guarantees of future performance, and you should not place undue reliance on them. All forward-looking statements speak only as of the date made and the Company undertakes no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Brand Engagement Network, Inc.

 

Dated: June 29, 2026

 

By: /s/ Tyler Luck  
Name: Tyler Luck  
Title: Chief Executive Officer  

 

 

 

FAQ

How much capital did Brand Engagement Network (BNAI) raise in Q2 2026?

Brand Engagement Network raised approximately $7,363,098 in gross proceeds during Q2 2026. This came from equity issuances and warrant exercises, plus a small debt conversion, and was used alongside liability reductions to strengthen the company’s balance sheet.

What types of transactions generated BNAI’s Q2 2026 proceeds?

BNAI’s Q2 2026 proceeds came from equity issuances and warrant exercises, conducted as unregistered sales under Section 4(a)(2). The company also executed a debt conversion, combining cash inflows and liability reductions to improve its overall financial position.

What index changes affected Brand Engagement Network (BNAI) in June 2026?

Brand Engagement Network was added to the Russell 3000® and Russell 2000® Indexes as part of the annual Russell U.S. Index reconstitution. The additions became effective after market close on June 26, 2026, with trading in reconstituted indexes starting June 29, 2026.

Under what exemption did BNAI issue unregistered equity in Q2 2026?

The company issued common stock in reliance on Section 4(a)(2) of the Securities Act of 1933. This exemption covers transactions by an issuer not involving any public offering, allowing BNAI to complete unregistered equity issuances and warrant exercises during the quarter.

How did BNAI’s Q2 2026 debt conversion affect its liabilities?

Brand Engagement Network completed a debt conversion of approximately $376,098, including $9,734.82 at $18.23 per share. This conversion reduced outstanding liabilities while contributing to the company’s broader effort to strengthen its balance sheet in the second quarter of 2026.

What specific equity issuance amounts did BNAI disclose for Q2 2026?

The company listed several equity tranches: $1,000,561 at $39.25 per share, $150,044.40 at $17.82 per share, and $4,925,000 at $39.59 per share, along with $1,287,492.60 in net cash from warrant exercises and a smaller debt conversion component.

Filing Exhibits & Attachments

4 documents