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CFO’s RSU holdings at Banzai International (BNZI) detailed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Banzai International, Inc. disclosed the initial equity holdings of its Chief Financial Officer, Larry Dean Ditto Jr., in the form of restricted stock units (RSUs). The filing shows RSUs tied to 32,362 shares of Class A common stock and a separate RSU award tied to 136,646 shares.

Each RSU represents the right to receive one share of Class A common stock upon vesting. One RSU grant awarded on August 22, 2025 vests in equal quarterly installments over a year, and 16,181 of those RSUs have vested as of this filing. A second RSU grant awarded on January 1, 2026 also vests quarterly over a year, and none of those RSUs have vested yet.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
DITTO LARRY DEAN JR

(Last) (First) (Middle)
435 ERICKSEN AVE NE, SUITE 350

(Street)
BAINBRIDGE ISLAND WA 98110

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/14/2025
3. Issuer Name and Ticker or Trading Symbol
Banzai International, Inc. [ BNZI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) (2) Class A Common Stock 32,362 (1) D
Restricted Stock Unit (3) (3) Class A Common Stock 136,646 (1) D
Explanation of Responses:
1. Each RSU represents the right to receive one share of the Issuer's Class A common stock upon vesting of such RSU.
2. The RSUs awarded on August 22, 2025, vest in equal quarterly installments over a year, subject to the reporting person's continued service through such date or as otherwise provided in the applicable award agreement. As of this filing, 16,181 of the RSUs have vested.
3. The RSUs awarded on January 1, 2026, vest in equal quarterly installments over a year, subject to the reporting person's continued service through such date or as otherwise provided in the applicable award agreement. As of this filing, none of the RSUs have vested yet.
/s/ Larry Dean Ditto, Jr. 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position does the BNZI Form 3 filing describe?

The Form 3 describes holdings of BNZI’s Chief Financial Officer, Larry Dean Ditto Jr., in restricted stock units. It establishes his initial reported equity position in Banzai International, Inc. through RSUs linked to Class A common stock.

How many BNZI Class A shares are underlying the CFO’s RSUs?

The CFO holds RSUs linked to 32,362 underlying shares of Class A common stock in one award and 136,646 underlying shares in another. These RSUs convert into shares as they vest under their respective schedules.

What are the vesting terms for the August 22, 2025 BNZI RSU grant?

The RSUs awarded on August 22, 2025 vest in equal quarterly installments over one year, subject to continued service or the award agreement. As of this filing, 16,181 of those RSUs have already vested into underlying Class A common shares.

What are the vesting terms for the January 1, 2026 BNZI RSU grant?

The RSUs granted on January 1, 2026 also vest in equal quarterly installments over one year, conditioned on continued service or the award agreement. As of this filing, none of these RSUs have vested into Banzai International Class A common stock.

Does the BNZI Form 3 show any insider buying or selling activity?

The Form 3 shows RSU holdings and vesting details but no explicit insider buying or selling transactions. It serves as an initial ownership report, listing derivative equity awards rather than open-market or other purchase and sale activity.
Banzai International Inc.

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BAINBRIDGE ISLAND