Welcome to our dedicated page for Banzai International SEC filings (Ticker: BNZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Banzai International filings document the regulatory record for a public MarTech SaaS company with common stock, warrants, secured debt, convertible-note arrangements, and shareholder-approved capital actions. Recent Form 8-K and 8-K/A reports disclose material definitive agreements, note exchanges, forbearance arrangements, private-placement securities, warrants, and amendments affecting the company’s common stock structure.
The company’s proxy statements and voting-result filings cover director elections, auditor appointment matters, special-meeting proposals, and approval of a reverse stock split affecting Class A common stock and Class B common stock. These filings also identify Banzai as a Delaware corporation listed on The Nasdaq Capital Market under BNZI.
Banzai International, Inc. is updating a resale registration covering up to 352,941 shares of Class A common stock issuable from Series A, Series B and pre-funded warrants held by a selling securityholder.
The filing also covers up to 8,825 Class A shares underlying placement agent warrants. Banzai will not receive proceeds from any resale of these shares, only cash paid upon warrant exercises at set prices, including $25.00 for the Series A and B warrants and $0.01 for the pre-funded warrants.
This post-effective amendment adds updated financial information from the 2024 Form 10-K, later S-1 updates and the June 30, 2025 Form 10-Q. The prospectus describes Banzai’s SaaS marketing technology business, recent acquisitions, a new chief financial officer, a 1-for-10 reverse stock split, an at-the-market stock program and multiple senior secured convertible note financings and equity-line arrangements that provide funding but may lead to future share issuances.
Banzai International (BNZI) amended its senior convertible note with CP BF Lending, lowering the conversion price to 95% of the prior trading day’s Class A share price, with a floor of $2.50. As of October 14, 2025, the balance outstanding under the note was $4,861,926.46.
CP BF agreed to partially convert at the new price, while sales or conversions are limited to 5% of aggregate daily trading volume, unless waived. The company will reserve shares equal to 120% of those issuable on full conversion at the new price and register 100% of such shares within 60 days. Upon receiving $2,000,000 and filing the registration, CP BF will waive certain events of default and, through December 31, 2025, will not exercise remedies tied to specified financial covenants for the period ending September 30, 2025.
The note accrues 15.5% PIK interest (20% on default) and matures on February 19, 2027. Earlier terms included a $900 monthly servicing fee and a $160,000 origination fee.
Banzai International (BNZI) filed a Form 3 reporting initial beneficial ownership tied to an event on 10/09/2025. The filing lists 1,226,624 shares of Class A Common Stock as beneficially owned. The shares are held by FE IV OR Aggregator, LLC, and Frederick N. Coulson IV, as manager of that entity, disclaims beneficial ownership except to the extent of any pecuniary interest. The report indicates the filer is a director and was filed by more than one reporting person.
Banzai International (BNZI) filed a Form 3 reporting initial beneficial ownership tied to an event on 10/09/2025. The filing lists 1,226,624 shares of Class A Common Stock as beneficially owned. The shares are held by FE IV OR Aggregator, LLC, and Frederick N. Coulson IV, as manager of that entity, disclaims beneficial ownership except to the extent of any pecuniary interest. The report indicates the filer is a director and was filed by more than one reporting person.
Banzai International, Inc. paid cash advisory fees and issued Financial Advisor Warrants tied to its October closing. The company paid a cash fee equal to 7% of the aggregate gross proceeds of the October closing plus a management fee equal to 1.0% of the aggregate gross proceeds. It issued warrants to purchase an aggregate of 63,636 shares of common stock at an exercise price of $3.13 per share (equal to 125% of the offering price). The Financial Advisor Warrants are exercisable immediately, mirror the October closing warrants’ terms, and have a five (5) year exercise term. The disclosure is limited to the fee structure and warrant issuance; no revenue, expense, or pro forma impact figures are provided.
Banzai International director and 10% owner Joseph P. Davy reported multiple sales of Class A common stock executed on 09/11/2025. The Form 4 shows six separate sale transactions totaling 25,490 shares at prices ranging from $2.35 to $2.4693. The filing lists the post-transaction beneficial ownership for each reported line, for example 14,778 shares after one sale and smaller holdings reported on other lines. The Form 4 was signed by Mr. Davy on 10/03/2025. The disclosure documents these insider dispositions but does not state a reason for the sales.
Banzai International, Inc. entered into a $2,000,000 convertible promissory note with YA II PN, LTD. as an advance under an existing Standby Equity Purchase Agreement. The company received $890,000 on September 16, 2025 as the first advance, reflecting 50% of the original principal amount, a 10% discount and fees. A second advance of $1,000,000, less a 10% purchase discount, is expected after effectiveness of a Form S-1 registration statement and delivery of a closing statement.
The note matures on March 16, 2026 and carries 6% annual interest, increasing to 18% upon an event of default. Starting 30 days after issuance, Banzai must make monthly installments of $500,000 of principal (or the remaining principal if lower) plus a 4% payment premium and accrued interest, payable in cash, through SEPA advances, or both. The note is convertible into Class A common stock at $2.50 per share, and the investor may convert at any time. Banzai may redeem the note early with 10 trading days’ notice if the stock’s VWAP is below the conversion price.
Banzai International, Inc. (BNZI) filed a Form 144 disclosing a proposed sale of 25,490 shares of common stock, with an aggregate market value of $66,783.80. The filing lists the approximate date of sale as 09/11/2025 and identifies the intended exchange as NASDAQ.
The securities were acquired from the issuer in a company issuance on 01/31/2025, with full payment recorded on that date. The filer reports no securities sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.
Banzai International, Inc. disclosed a material event on August 27, 2025 reporting an At-The-Market (ATM) Offering Agreement with H.C. Wainwright & Co., LLC. The filing includes an opinion and consent from counsel Hunter Taubman Fischer & Li LLC and is executed by Joe Davy, Chief Executive Officer. The document indicates the company has established a mechanism to offer shares into the market under the ATM agreement and has provided legal opinion and consent as part of the filing.
Banzai International, Inc. (BNZI) is offering up to 2,500,011 shares of Class A common stock in an at-the-market offering with an assumed offering price of $3.01 per share (closing price on August 21, 2025). Net proceeds, together with existing cash, are intended to repay obligations under outstanding convertible notes issued in June and August 2025 and to fund working capital, sales and marketing, product development and capital expenditures.
The company reports a historical net tangible book deficit of $(11.08) per share as of June 30, 2025, a pro forma as-adjusted deficit of $(2.49) per share after this offering, and expected dilution to new investors of $(5.50) per share. The offering will be conducted as an at-the-market distribution on Nasdaq (symbol BNZI), and the prospectus supplement references risk factors including geopolitical and macroeconomic disruptions.
Banzai International, Inc. completed a second closing of its previously arranged financing, issuing an additional senior secured convertible note with an original principal amount of $2.2 million and related warrants. The note carries a 10.0% original issue discount and 10.0% annual interest, matures 12 months from its August 19, 2025 issuance, and is initially convertible at $3.4891 per share, subject to a $1.10 floor, with a beneficial ownership cap of 4.99% (or 9.99% at the Buyer’s election).
The Buyer also received additional warrants to purchase up to 126,107 shares of common stock at an exercise price of $3.4891 per share, exercisable immediately for three years, while Rodman & Renshaw LLC received financial advisor warrants for up to 40,125 shares at $4.36 per share. All shares underlying the new note and warrants are registered on an existing Form S-3, and the Company reports initial net proceeds of approximately $1.762 million, intended for general corporate purposes and working capital.