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BOK Financial (BOKF) EVP reports Form 4 stock activity on 2026-01-13

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

BOK Financial Corp executive Mark B. Wade reported deferred stock and related transactions. On January 13, 2026, 1,161 shares of phantom stock (restricted stock units) that were issued on February 28, 2023 vested. To cover taxes on vesting, 113.8673 shares of common stock were disposed of at $122.64 per share, and 1,047.1327 shares of phantom stock were credited as a derivative security.

Following these transactions, Wade directly owned 19,656 shares of BOKF common stock, plus 1,946.0243 shares held indirectly through a 401(k) plan, which includes 42.2726 shares acquired since the prior report. He also held 1,047.1327 shares of phantom stock, each representing the right to receive one share of common stock or the cash value, payable upon termination of employment.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wade Mark B.

(Last) (First) (Middle)
C/O FREDERIC DORWART LAWYERS
124 EAST FOURTH STREET

(Street)
TULSA OK 74103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BOK FINANCIAL CORP [ BOKF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Texas Market Executive
3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/13/2026 F 113.8673 D $122.64 20,703.1327 D
Common Stock 01/13/2026 D 1,047.1327 D (1) 19,656 D
Common Stock 1,946.0243(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (3) 01/13/2026 A 1,047.1327 (4) (4) Common Stock 1,047.1327 (1) 1,047.1327 D
Explanation of Responses:
1. Prior to issuance, the reporting person elected to defer receipt of 1,161 shares of phantom stock (restricted stock units) issued on February 28, 2023; which such phantom stock vested on January 13, 2026. On vesting, 113.8673 shares of the phantom stock were disposed of to pay the taxes on vesting. The remaining 1,047.1327 shares of phantom stock remain held by the reporting person as a derivative security.
2. Includes 42.2726 shares of BOKF common stock acquired under the BOKF 401(k) plan since the date of the reporting person's last ownership report.
3. Each share of phantom stock represents a right to receive one share of common stock, or at the Company's election, the cash value thereof.
4. The phantom stock becomes payable upon the reporting person's termination of employment with the Company.
Tamara R. Sloan, Power of Attorney 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did BOK Financial (BOKF) report for Mark B. Wade?

EVP and Texas Market Executive Mark B. Wade reported vesting of phantom stock (restricted stock units), tax-related share disposal, and updated holdings in BOK Financial Corp common stock and phantom stock as of January 13, 2026.

How many BOK Financial shares were used to pay taxes on the vesting?

On vesting of the phantom stock, 113.8673 shares of BOK Financial common stock were disposed of at $122.64 per share to pay the taxes on vesting.

What phantom stock position does Mark B. Wade hold after the reported BOKF transactions?

After the transactions, Mark B. Wade held 1,047.1327 shares of phantom stock as a derivative security. Each share of phantom stock represents a right to receive one share of common stock or, at the company’s election, the cash value, payable upon termination of employment.

How many BOK Financial common shares does the executive own directly and through the 401(k) plan?

Following the reported transactions, Mark B. Wade directly owned 19,656 shares of BOK Financial common stock and indirectly held 1,946.0243 shares through the BOKF 401(k) plan, which includes 42.2726 shares acquired since his last ownership report.

What was the derivative transaction reported in the BOKF Form 4?

The Form 4 reports an acquisition of 1,047.1327 shares of phantom stock on January 13, 2026, corresponding to deferred restricted stock units that vested on that date and remain held as a derivative security.

When do the BOK Financial phantom stock units become payable to the executive?

The phantom stock held by Mark B. Wade becomes payable upon his termination of employment with BOK Financial Corp, in shares of common stock or, at the company’s election, the cash value.

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