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BOK Financial (BOKF) EVP Vincent reports phantom stock vesting and share moves

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

BOK Financial Corp executive Brad A. Vincent reported equity compensation activity involving common stock and phantom stock. On January 13, 2026, 1,510 shares of phantom stock granted on February 28, 2023 vested, with 142.1631 common shares disposed at $122.64 per share to cover taxes on vesting. The remaining 1,367.8369 shares of phantom stock were credited to Vincent as a derivative security, each representing the right to receive one share of common stock or the cash value at payout upon his termination of employment. Following these transactions, Vincent directly held 18,144 common shares and had 1,367.8369 phantom stock units, with an additional 9,106 common shares held indirectly through The Vincent Family Revocable Trust.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vincent Brad A

(Last) (First) (Middle)
C/O FREDERIC DORWART, LAWYERS PLLC
124 EAST FOURTH STREET

(Street)
TULSA OK 74103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BOK FINANCIAL CORP [ BOKF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Specialized Industries
3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/13/2026 F 142.1631 D $122.64 19,511.8369 D
Common Stock 01/13/2026 D 1,367.8369 D (1) 18,144 D
Common Stock 9,106 I The Vincent Family Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (2) 01/13/2026 A 1,367.8369 (3) (3) Common Stock 1,367.8369 (1) 1,367.8369 D
Explanation of Responses:
1. Prior to issuance, the reporting person elected to defer receipt of 1,510 shares of phantom stock (restricted stock units) issued on February 28, 2023; which such phantom stock vested on January 13, 2026. On vesting, 142.1631 shares of the phantom stock were disposed of to pay the taxes on vesting. The remaining 1,367.8369 shares of phantom stock remain held by the reporting person as a derivative security.
2. Each share of phantom stock represents a right to receive one share of common stock, or at the Company's election, the cash value thereof.
3. The phantom stock becomes payable upon the reporting person's termination of employment with the Company.
Tamara R. Sloan, Power of Attorney 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BOK Financial (BOKF) report for Brad A. Vincent?

The filing shows that EVP Brad A. Vincent had 1,510 shares of phantom stock vest on January 13, 2026. Of these, 142.1631 common shares were disposed of at $122.64 per share to pay taxes, and 1,367.8369 phantom stock units remain held as a derivative security.

How many BOK Financial common shares does Brad A. Vincent hold after this Form 4?

After the reported transactions, Brad A. Vincent directly owned 18,144 common shares of BOK Financial Corp and indirectly held 9,106 common shares through The Vincent Family Revocable Trust.

What is the nature of the phantom stock reported for BOK Financial EVP Brad A. Vincent?

Each share of phantom stock represents a right to receive one share of BOK Financial common stock, or at the company’s election, the cash value of that share. The 1,367.8369 phantom stock units become payable upon Vincent’s termination of employment.

Why were 142.1631 BOK Financial shares disposed of in this insider filing?

On vesting of the phantom stock on January 13, 2026, 142.1631 common shares were disposed of at $122.64 per share to pay the taxes associated with the vesting of the phantom stock award.

How is The Vincent Family Revocable Trust involved in BOK Financial (BOKF) holdings?

The Form 4 shows that 9,106 common shares of BOK Financial Corp are held indirectly by Brad A. Vincent through The Vincent Family Revocable Trust, in addition to his directly held shares.

What transaction codes appear in this BOK Financial Form 4 for Brad A. Vincent?

The filing includes code A for the acquisition of 1,367.8369 phantom stock units, code F for the tax-related disposition of 142.1631 common shares, and code D for the disposition of 1,367.8369 common shares linked to the phantom stock deferral.

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