[144] Boot Barn Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Boot Barn Holdings, Inc. ("BOOT") Form 144 notice: This filing notifies of a proposed sale under Rule 144 of 7,487 common shares through Merrill Lynch (Newport Beach, CA) with an aggregate market value of $1,288,797.25. The shares represent restricted stock units that lapsed in April–May 2024 (multiple grant dates) and were acquired from Boot Barn Holdings, Inc. The filer reports 30,555,623 shares outstanding for the class and indicates an approximate sale date of 08/26/2025 on the NYSE. No securities were reported sold in the past three months, and the filer affirms no undisclosed material adverse information.

Positive

• Disclosure compliance: Filing provides required Rule 144 notice with broker, share count, aggregate market value, and approximate sale date.
• Origin documented: Acquisition table shows shares arose from restricted stock unit lapses with specific dates and amounts, clarifying source of securities.

Negative

• Insider sale proposed: The filing notifies a proposed sale of 7,487 shares, representing insider liquidity that may be viewed negatively by some investors.
• Limited detail on seller: The filing does not identify the specific individual’s role or whether a Rule 10b5-1 plan governs the sale.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for insider RSU lapse and proposed sale; primarily a disclosure and compliance filing.

This Form 144 documents a proposed sale of 7,487 common shares via Merrill Lynch, derived from restricted stock unit lapses in April–May 2024. The filer specifies the approximate sale date and reports no sales in the prior three months, satisfying the disclosure elements required under Rule 144. The representation that no material nonpublic information is known is standard and necessary for compliance. This filing alone does not provide operating results or broader corporate developments; it is focused on insider liquidity and regulatory disclosure.

Equity Compensation Specialist

TL;DR: The shares originate from RSU vesting events; this is an expected post-vesting liquidity action by a holder.

The table of acquisitions lists five RSU lapse events between 04/22/2024 and 05/22/2024 totaling 7,487 shares, with payment marked N/A consistent with stock-unit settlement. The filing names the issuer as Boot Barn Holdings, Inc. and the broker handling the proposed sale. This confirms that the securities being offered for sale arose from standard equity compensation vesting rather than open-market purchases or gifts. The document provides no further detail on the identity or role of the seller, or any trading plan adoption date.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	7487	1288797.25	30555623	08/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	04/22/2024	RESTRICTED STOCK UNIT LAPSE	BOOT BARN HOLDINGS INC			3560	04/22/2024	N/A
COMMON	05/12/2024	RESTRICTED STOCK UNIT LAPSE	BOOT BARN HOLDINGS INC			863	05/12/2024	N/A
COMMON	05/14/2024	RESTRICTED STOCK UNIT LAPSE	BOOT BARN HOLDINGS INC			446	05/14/2024	N/A
COMMON	05/19/2024	RESTRICTED STOCK UNIT LAPSE	BOOT BARN HOLDINGS INC			1324	05/19/2024	N/A
COMMON	05/22/2024	RESTRICTED STOCK UNIT LAPSE	BOOT BARN HOLDINGS INC			1294	05/22/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Boot Barn's (BOOT) Form 144 report?

It reports a proposed sale of 7,487 common shares through Merrill Lynch with aggregate market value of $1,288,797.25, approximate sale date 08/26/2025 on the NYSE.

Where did the shares offered for sale come from?

The shares resulted from restricted stock unit lapses on dates between 04/22/2024 and 05/22/2024, acquired from Boot Barn Holdings, Inc.

Has the filer sold any Boot Barn securities in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Who is the broker handling the proposed sale?

Merrill Lynch at 520 Newport Center Drive, 20th Floor, Newport Beach, CA is listed as the broker.

Does the filing state the filer knows of undisclosed material information?

The filer represents they do not know any material adverse information regarding the issuer that has not been publicly disclosed.