Popular Inc SEC Filings

Popular, Inc. (BPOP) furnished an update on its quarterly performance. The company released a press release with unaudited financial results for the quarter ended September 30, 2025 and provided a conference call presentation, attached as Exhibits 99.1 and 99.2. The materials under Items 2.02 and 7.01 are furnished and not deemed “filed” under the Exchange Act, unless expressly stated otherwise.

Dimensional Fund Advisors LP reports beneficial ownership of 3,279,136 shares of Popular Inc common stock, representing 4.9% of the class as of 09/30/2025. The filing clarifies these shares are owned by client investment vehicles (the "Funds") for which Dimensional acts as investment adviser, manager, or sub‑advisor; Dimensional disclaims direct beneficial ownership. Of the reported holdings, Dimensional states 3,233,223 shares carry sole voting power while 3,279,136 shares carry sole dispositive power. The filing is made on Schedule 13G under the passive/investment adviser reporting framework and confirms the position is held in the ordinary course of business and not to influence control of the issuer.

Myrna Soto, a Director of Popular, Inc. (BPOP), reported changes in her holdings on 10/01/2025. The filing shows a disposition of 4,690.447 common shares and the acquisition of 119 shares tied to restricted stock units (RSUs) that represent dividend equivalents. The Form 4 states that 24.586 of the shares reported were acquired through dividend reinvestment under Rule 16a-11. After the reported transactions, the reporting person beneficially owned 19,527 shares. The filing was signed by an attorney-in-fact on 10/03/2025.

Goodwin C. Kim, a director of Popular, Inc. (BPOP), reported transactions dated 10/01/2025. The filing shows a disposition of 43,811.229 shares of common stock and the acquisition of 96 restricted stock units (RSUs) that convert one-for-one into common shares. After the transactions, the reporting person beneficially owns 15,728 shares.

The filing notes 229.646 shares were acquired via dividend reinvestment under Rule 16a-11 and that the RSUs convert to shares and are issued on the 15th of August following a director’s termination of service. The form was signed by an attorney-in-fact on 10/03/2025.

Maria Luisa Ferre, a director of POPULAR, Inc. (BPOP), reported changes in her beneficial ownership on 10/01/2025. The filing shows a disposition of 36,940.763 shares of common stock and indirect ownership of 13,541 shares held by The Luis A. Ferre Foundation, Inc. The report also records receipt of 98 restricted stock units (RSUs) dated 10/01/2025, which convert one-for-one into common shares and are issued on the 15th of August following termination of directorship. Following the reported derivative transaction, the filing lists 16,080 shares beneficially owned by the reporting person.

Robert Carrady, a director of POPULAR, Inc. (BPOP), reported transactions dated 10/01/2025. The filing shows a disposition of 3,256.059 shares of common stock and acquisition of 154 restricted stock units (RSUs), increasing his reported direct beneficial ownership to 25,178 shares. The report notes 6.584 shares were acquired through dividend reinvestment and that 2,750 shares are held indirectly through Plaza Escorial Cinema Corp., of which Mr. Carrady owns 62.5%. RSUs convert one-for-one into common shares and are issued on the 15th of August following termination of service.

Carlos Unanue, a director of POPULAR, INC. (BPOP), reported transactions on Form 4 showing both disposals and acquisitions of company stock. The filing records a disposal of 58,395.013 shares of common stock and an acquisition of 154 restricted stock units (RSUs) on 10/01/2025. The report shows the reporting person directly beneficially owns 25,178 shares following the RSU conversion schedule and discloses 75,731 shares claimed indirectly by the reporting person’s mother (the reporting person disclaims beneficial ownership of those indirect shares). The RSU entry reflects dividend equivalents reinvested and describes that RSUs convert one-for-one into common shares and vest in equal annual installments on each August 15 for five years after termination of service.

Alejandro M. Ballester, a director of POPULAR, INC. (BPOP), filed a Form 4 reporting changes in ownership tied to transactions dated 10/01/2025. The filing discloses a disposition of 59,662.837 shares of common stock and an indirect holding of 361.902 shares attributed to his son. It also reports the acquisition of 96 restricted stock units (RSUs) that convert one‑for‑one into common shares; following reported transactions the reporting person beneficially owns 15,728 shares (direct). The filing notes that 143.110 and 1.897 shares included in the counts were acquired through dividend reinvestment under Rule 16a‑11, and that the 96 RSUs represent accrued dividend equivalents and vest in equal annual installments on each August 15 over five years after termination of service.