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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): January
2, 2026
BIO-PATH HOLDINGS,
INC.
(Exact name of registrant as specified in its charter)
| Wyoming |
|
001-36333 |
|
87-0652870 |
|
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification No.) |
| 625 Stanwix St. #2407, Pittsburgh, PA |
|
15222 |
| (Address of principal executive offices) |
|
(Zip Code) |
(630) 708-0750
(Registrant’s Telephone Number, Including Area
Code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
| Title of each class |
|
Trading Symbol |
|
Name of each exchange on which registered |
| Common Stock, par value $0.001 per share |
|
BPTH |
|
OTC Pink |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Bio-Path Holdings, Inc. is referred to herein as “Bio-Path”,
“we”, “us”, or “the Company”.
Item 5.03 Amendments to Articles of Incorporation
or Bylaws; Change in Fiscal Year.
On March 5, 2026, Bio-Path’s domestication
to Wyoming was approved by the Secretary of State of Wyoming. The stamped paperwork and subsequently filed amendment to create a new class
of Series S Preferred stock with fifty-one (51) authorized shares, each convertible into one common share and holding 1% of the diluted
voting power of the company are attached.
Item 8.1 Other Events.
Effective February 10, 2026, Wendy M. Charles,
PhD, MS, CIP, CCRP and Michael Hickey were appointed to our recently created Scientific Advisory Board:
Wendy M. Charles, PhD, MS, CIP, CCRP: https://www.linkedin.com/in/wendycharles/
Dr. Charles is a clinical scientist, digital
health leader, and educator with more than 25 years of experience spanning clinical research operations, regulatory compliance, health
information technology, and emerging technologies in life sciences. She holds a PhD in Clinical Science with a specialty in Health Information
Technology from the University of Colorado Anschutz Medical Campus and has led complex research and compliance programs across academic
medical centers and digital health companies. Her expertise includes oncology and drug development research oversight, human subjects
protection, FDA-regulated data integrity, real-world data strategies, and the ethical application of advanced technologies in clinical
research.
Dr. Charles currently serves as an Assistant
Professor of Health Informatics at the University of Denver and is Editor-in-Chief of the Frontiers in Blockchain: Blockchain for Science
journal section. She has held executive leadership roles, including Chief Scientific Officer and Chief Ethics & Compliance Officer,
and has advised pharmaceutical companies, venture capital firms, and international policy bodies on regulatory strategy, data governance,
and technology-enabled research innovation. As a Scientific Advisory Board member for Bio-Path Holdings, Dr. Charles brings a translational
perspective that bridges science, technology, and compliance to support the advancement of novel oncology therapeutics and the modernization
of clinical research and data capture practices.
Michael Hickey: https://www.linkedin.com/in/michaelbhickey/
Michael Hickey is currently Vice President
Clinical Operations of Processa Pharmaceuticals, Inc, (NASDAQ: PCSA), a health and wellness company whose products improve survival and
quality of life for patients with unmet medical needs. He brings experience from previous roles at Amgen, Biomarin, and as a consultant
to the biotech and pharmaceutical industry. Mr. Hickey holds an MBA in Business Management, Marketing, and Related Support Services from
CSUSM College of Business and Bachelor of Science Degree from USC in Exercise Physiology . He has a robust skill set that includes Hematology,
Oncology, Clinical Monitoring, Clinical operations, Biotechnology, and related fields.
Both Dr. Charles and Mr. Hickey signed three-year
Advisory Board agreements and were issued 100,000 stock options with a three-year expiration and $0.06 exercise price, subject to adjustment.
| Exhibit No. |
|
Description |
| 10.1 |
|
Bio-Path Holdings, Inc. Domestication to Wyoming –03/05/2026 |
| 10.2 |
|
Amendment to Bio-Path Articles of Incorporation: Creation of Series S Preferred Stock |
| 104 |
|
Cover Page Interactive Data File (embedded
within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Company has duly caused this Current Report to be signed on its behalf by the undersigned
hereunto duly authorized.
| |
BIO-PATH HOLDINGS, INC. |
| |
|
| Dated:
March 19, 2026 |
By: |
/s/ Vikram Grover |
| |
|
Vikram Grover |
| |
|
Chief Executive Officer, Chief Financial Officer and Director |