Welcome to our dedicated page for Boqii Holding SEC filings (Ticker: BQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Boqii Holding Limited files foreign-issuer reports that document governance, shareholder voting matters, operating updates and capital-structure events for its China pet-products platform. The company’s Form 6-K reports include annual general meeting notices and proxy materials, officer changes, financial-results releases, material agreements, and NYSE American market-action statements.
Its filings also record securities transactions and security-structure changes, including a registered direct offering of Class A ordinary shares and pre-funded warrants, the termination of the ADS facility, substitution listing of Class A ordinary shares, reverse stock split, and amendments to its Cayman Islands constitutional documents. Other disclosures address VIE-related arrangements involving Shanghai Guangcheng and Nanjing Xingmu, incorporation by reference into Form F-3 registration statements, and related foreign-private-issuer reporting matters.
Boqii Holding Ltd (BQ) — Schedule 13G filing: Hexstone Capital LLC and Brendan O'Neil disclosed beneficial ownership of 349,292 Class A Ordinary Shares, representing 9.9% of the class as of November 4, 2025.
The reported amount reflects 349,000 shares held by Hexstone plus 292 shares deemed beneficially owned from pre-funded warrants due to a 9.99% beneficial ownership limitation (the blocker). Both reporting persons show shared voting and dispositive power over 349,292 shares and no sole power.
Boqii had 3,496,128 Class A Ordinary Shares outstanding as of November 4, 2025, after giving effect to the issuer's offering disclosed in a prospectus supplement dated November 3, 2025, assuming no exercise of the pre-funded warrants sold. The filers certified the securities were not acquired to change or influence control, consistent with a passive 13G.
Boqii Holding Limited completed a registered direct offering, issuing 698,000 Class A ordinary shares at $2.80 per share and selling pre-funded warrants to purchase up to 802,000 Class A ordinary shares at $2.80 per warrant. The deal closed on November 4, 2025.
The company received approximately $4.2 million in gross proceeds, to be used for working capital and general corporate purposes. Each pre-funded warrant is exercisable immediately at $0.16 per share, with a 9.99% beneficial ownership limitation. Boqii agreed to a 30-day restriction on new issuances or related filings (with limited exceptions) and a 45-day prohibition on variable rate transactions. Univest Securities acted as placement agent, earning a 7% cash fee and up to $100,000 in expense reimbursement. The securities were offered under Boqii’s effective Form F-3 and a prospectus supplement dated November 3, 2025.
Boqii Holding Limited launched a registered direct offering of 698,000 Class A ordinary shares and 802,000 pre‑funded warrants, plus 802,000 Class A ordinary shares issuable upon warrant exercise. The shares are priced at $2.80 each; pre‑funded warrants are priced at $2.64 with a $0.16 per‑share exercise price.
The deal carries a 7.0% placement fee and up to $100,000 in expense reimbursement to the placement agent. Boqii estimates net proceeds of approximately $3.63 million (gross proceeds of $4.20 million and proceeds before expenses of $3.906 million). The company plans to use the funds for working capital and general corporate purposes.
Pre‑funded warrants are exercisable immediately and may be exercised until fully exercised, subject to a 4.99% (or, at election, 9.99%) beneficial ownership cap. Class A ordinary shares trade on NYSE American under BQ. Shares outstanding were 2,798,128 before the offering and would be 4,298,128 after, assuming full exercise of pre‑funded warrants. The filing highlights PRC‑related risks, VIE structure considerations, and ongoing PRC and U.S. regulatory requirements.
Boqii Holding Limited filed a Form 6-K reporting that it issued a press release noting it became aware of unusual trading activity in its Class A ordinary shares on the NYSE American. The company described the release as a “no-news” statement under Section 401(d) of the NYSE American Company Guide, indicating no material corporate developments to announce. The press release dated October 31, 2025, is furnished as Exhibit 99.1.
Boqii Holding Limited submitted a Form 6-K to provide U.S. investors with a press release it issued on October 6, 2025. In that release, the company stated it had become aware of unusual trading activity in its Class A ordinary shares listed on the NYSE American. The company characterized the press release as a “no-news” statement under Section 401(d) of the NYSE American Company Guide, meaning it was issued specifically in response to market activity rather than to announce new corporate developments. The full text of the press release is attached to the filing as Exhibit 99.1.
Boqii Holding Ltd (NYSE American: BQ) has filed a Form 25-NSE with the U.S. Securities and Exchange Commission, formally notifying the SEC and the NYSE American of its decision to remove its American Depositary Shares (ADSs)—each ADS representing 150 Class A ordinary shares—from listing and registration under Section 12(b) of the Exchange Act.
The filing states that NYSE American believes it meets all requirements to submit the form and has signed the notification on 11 July 2025. The exchange checked the box indicating it acted under Rule 12d2-2(b), which covers exchange-initiated delistings after the exchange has followed its own rules and procedures.
Once the Form 25 becomes effective—typically 10 days after filing—the ADSs will be delisted from NYSE American and, 90 days after filing, the securities will be deregistered unless the company files an alternative registration.
No financial performance data, strategic rationale, or future trading venue information is provided in this document. Investors should monitor subsequent filings (e.g., Form 15, press releases) for details on trading arrangements in the over-the-counter (OTC) market or any corporate actions affecting share ownership.