Barfresh CFO granted 6,800 company shares

BARFRESH FOOD GROUP INC.

Accepted by SEC EDGAR 04/17/2026 - 04:15 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BARFRESH FOOD GROUP INC. Chief Financial Officer Lisa Roger received a grant of 6,800 shares of Common Stock on April 15, 2026 as a stock award, increasing direct ownership to 112,499 shares. The award reflects settlement of performance units in stock, with 4,760 shares withheld to cover tax obligations.

Roger also holds stock options for 150,000 shares of Common Stock at a $2.19 exercise price expiring June 13, 2032, and options for 15,385 shares at a $5.95 exercise price expiring January 17, 2030, all held directly.

Insider Trade Summary

Grant/Award: 6,800 shares

Grant/Award 1 txn

Insider Roger Lisa

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,800	$0.00	$0.00
Holding	Stock Option (right to buy)	--	--	--
Holding	Stock Option (right to buy	--	--	--

Holdings After Transaction: Common Stock — 112,499 shares (Direct); Stock Option (right to buy) — 150,000 contracts (Direct); Stock Option (right to buy — 15,385 contracts (Direct)

Holdings Before and After: Common Stock, 105,699 to 112,499 shares (Direct)

Footnotes (1)

1. F1. Represents the settlement of performance units in stock, net of 4,760 shares withheld to satisfy the withholding tax liability.

Key Figures

Stock award received: 6,800 shares Shares withheld for taxes: 4,760 shares Common shares after transaction: 112,499 shares +2 more

5 metrics

Stock award received 6,800 shares Common Stock grant on April 15, 2026

Shares withheld for taxes 4,760 shares Withheld to satisfy withholding tax liability on award

Common shares after transaction 112,499 shares Direct ownership following stock award

Option position at $2.19 150,000 shares Stock options, $2.19 exercise price, expiring June 13, 2032

Option position at $5.95 15,385 shares Stock options, $5.95 exercise price, expiring January 17, 2030

Key Terms

performance units, withholding tax liability, Stock Option (right to buy), Common Stock

4 terms

performance units financial

"Represents the settlement of performance units in stock, net of 4,760 shares..."

Performance units are company awards that become valuable only if specified business targets are met; they typically convert into shares or cash when performance goals are achieved. Think of them like a conditional bonus that turns into stock only if the company hits agreed milestones, so they align managers’ incentives with shareholders’ interests and can affect future share count, executive pay expense, and investor returns.

withholding tax liability financial

"...shares withheld to satisfy the withholding tax liability."

Stock Option (right to buy) financial

"Stock Option (right to buy)"

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BRFH CFO Lisa Roger report on this Form 4?

BRFH Chief Financial Officer Lisa Roger reported receiving 6,800 shares of Common Stock as a stock award. The shares came from settlement of performance units, increasing her direct holdings to 112,499 shares after the transaction disclosed in the filing.

How many BRFH shares does CFO Lisa Roger hold after the latest grant?

After the latest stock award, CFO Lisa Roger directly holds 112,499 shares of Barfresh Food Group Common Stock. This total reflects the 6,800-share grant, net of shares withheld for taxes, as shown in the Form 4 ownership table.

What stock options for BRFH does CFO Lisa Roger currently hold?

CFO Lisa Roger holds stock options over 150,000 shares of Common Stock at a $2.19 exercise price and 15,385 shares at a $5.95 exercise price. These options expire in 2032 and 2030 respectively and are reported as directly held positions.

How were taxes handled on Lisa Roger’s BRFH stock award?

Taxes on Lisa Roger’s stock award were covered by withholding a portion of shares. The footnote explains that 4,760 shares were withheld to satisfy the withholding tax liability, leaving 6,800 shares delivered as part of the performance unit settlement.

Was the BRFH CFO transaction an open-market purchase or a compensation award?

The BRFH CFO transaction was a compensation-related stock award, not an open-market purchase. The Form 4 uses code A, describing it as a grant or award acquisition tied to performance units, with some shares withheld to cover tax obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roger Lisa

(Last) (First) (Middle)

12100 WILSHIRE BLVD, 8TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/15/2026		A		6,800	A	(1)	112,499	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$2.19							06/13/2026	06/13/2032	Common Stock	150,000		150,000	D
Stock Option (right to buy	$5.95							01/17/2024	01/17/2030	Common Stock	15,385		15,385	D

Explanation of Responses:

1. Represents the settlement of performance units in stock, net of 4,760 shares withheld to satisfy the withholding tax liability.

	/s/ Lisa Roger	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)