BrilliA Inc (BRIA) CEO discloses holding 2,386,981 Class A shares

Rhea-AI Filing Summary

BrilliA Inc Chief Executive Officer Hartanto Kendrew filed an initial ownership statement showing he directly holds 2,386,981 Class A Shares as of 2024-11-19. This Form 3 reflects his existing stake and does not report any new purchases or sales.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hartanto Kendrew

(Last) (First) (Middle)

220 ORCHARD ROAD, UNIT 05-01

MIDPOINT ORCHARD

(Street)

SINGAPORE SINGAPORE 238852

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2024

3. Issuer Name and Ticker or Trading Symbol
BrilliA Inc [ BRIA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Shares	2,386,981	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Kendrew Hartanto	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Hartanto Kendrew’s Form 3 filing for BRIA show?

Hartanto Kendrew’s Form 3 shows his initial ownership in BrilliA Inc, reporting 2,386,981 Class A Shares held directly. This is a disclosure of existing holdings, not a record of recent buying or selling activity in the company’s stock.

How many BrilliA Inc (BRIA) shares does the CEO hold?

The CEO, Hartanto Kendrew, reports direct ownership of 2,386,981 Class A Shares of BrilliA Inc. This figure represents his stake as of November 19, 2024, according to the initial beneficial ownership statement filed on Form 3 with regulators.

Is the BrilliA (BRIA) CEO’s Form 3 a buy or sell transaction?

The CEO’s Form 3 is not a buy or sell transaction; it is an initial ownership disclosure. It reports 2,386,981 Class A Shares held directly and shows no purchases, sales, or option exercises, with transaction direction categorized as unknown in the filing data.

What type of security does the BrilliA (BRIA) Form 3 report?

The Form 3 reports holdings of BrilliA Inc Class A Shares. Hartanto Kendrew is listed as owning 2,386,981 of these shares directly, providing transparency about his equity position as Chief Executive Officer as of November 19, 2024.

Does the BrilliA (BRIA) CEO hold shares directly or indirectly?

The filing shows that Hartanto Kendrew’s 2,386,981 Class A Shares are held with direct ownership. The ownership code is marked “D” for direct, and there is no separate nature of ownership description indicating trusts, entities, or other indirect structures.