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BrilliA (BRIA) CFO discloses 125,000 Class A shares in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BrilliA Inc Chief Financial Officer Koh Wah Seng Philip filed an initial Form 3, reporting beneficial ownership of 125,000 Class A Shares held directly. This filing records his starting equity position as an officer and does not reflect any recent share purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Koh Wah Seng Philip
Role Chief Financial Officer
Type Security Shares Price Value
holding Class A Shares -- -- --
Holdings After Transaction: Class A Shares — 125,000 shares (Direct)
Footnotes (1)
CFO shareholding 125,000 Class A Shares Total shares beneficially owned following holding entry
Holding entries 1 entry Number of holding-type records reported
Reported buy transactions 0 transactions BuyCount in transaction summary
Reported sell transactions 0 transactions SellCount in transaction summary
Form 3 regulatory
"Chief Financial Officer Koh Wah Seng Philip filed an initial Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Class A Shares financial
"reporting beneficial ownership of 125,000 Class A Shares held directly"
Class A shares are one of a company’s distinct types of stock that come with a specific set of rights—commonly different voting power, dividend treatment, or transfer rules—defined in the company’s charter. Investors care because those rights affect control, income and resale value; like holding a seat at a table that has different rules or stronger chips than other seats, owning Class A changes how much influence and return you can expect.
direct ownership financial
"These shares are reported as directly owned with an ownership code of "D""
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Koh Wah Seng Philip

(Last)(First)(Middle)
220 ORCHARD ROAD, UNIT 05-01
MIDPOINT ORCHARD

(Street)
SINGAPORE238852

(City)(State)(Zip)

SINGAPORE

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2024
3. Issuer Name and Ticker or Trading Symbol
BrilliA Inc [ BRIA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Shares125,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Koh Wah Seng Philip04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does BrilliA (BRIA) CFO Koh Wah Seng Philip report on this Form 3?

He reports initial beneficial ownership of 125,000 Class A Shares in BrilliA Inc. This establishes his starting equity position as Chief Financial Officer and is a baseline disclosure rather than a record of new trading activity.

How many BrilliA (BRIA) shares does the CFO hold according to this filing?

The filing shows Koh Wah Seng Philip holding 125,000 Class A Shares. These shares are reported as directly owned, giving investors a clear view of his personal equity stake as an executive officer of BrilliA Inc.

Does this BrilliA (BRIA) Form 3 show any recent insider buying or selling?

No, it does not show any recent buying or selling activity. It is classified as a holding entry, simply recording that the CFO beneficially owns 125,000 Class A Shares rather than documenting a new transaction.

Is the BrilliA (BRIA) CFO’s ownership reported as direct or indirect on this Form 3?

The ownership is reported as direct, with an ownership code of "D" for the 125,000 Class A Shares. This indicates the holdings are attributed directly to the CFO, not through a trust, partnership, or other indirect entity.

Why is a Form 3 important for BrilliA (BRIA) investors?

Form 3 provides the first snapshot of an insider’s holdings when they become a reporting person. For BrilliA, it shows the CFO’s 125,000-share position, helping investors understand management’s equity exposure and alignment with shareholder interests at the outset.