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BrilliA Inc (NASDAQ: BRIA) director files Form 3 initial ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BrilliA Inc director KOK POH FUI has filed an initial statement of beneficial ownership on Form 3. This filing identifies the individual as a director of the company and establishes their reporting status for future insider transactions, but it does not report any share transactions or holdings.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
KOK POH FUI

(Last)(First)(Middle)
220 ORCHARD ROAD, UNIT 05-01
MIDPOINT ORCHARD

(Street)
SINGAPOREJOHOR238852

(City)(State)(Zip)

SINGAPORE

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2024
3. Issuer Name and Ticker or Trading Symbol
BrilliA Inc [ BRIA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Poh Fui Kok03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the BrilliA Inc (BRIA) Form 3 filing by KOK POH FUI mean?

The Form 3 filing shows that KOK POH FUI is a director of BrilliA Inc. It serves as an initial statement of beneficial ownership and sets up future reporting of any insider trades or holdings changes under SEC rules.

Does the BrilliA Inc (BRIA) Form 3 report any share purchases or sales?

No share purchases or sales are reported in this Form 3. The transaction summary shows zero buy, sell, acquire, dispose, and exercise counts, meaning it functions purely as an initial ownership status filing without reporting trading activity.

What insider activity totals are shown in the BrilliA (BRIA) Form 3?

The Form 3 indicates zero transactions across all categories, including buys, sells, exercises, gifts, tax withholding, and restructurings. Net buy-sell direction is neutral, highlighting that this filing only establishes reporting status rather than disclosing insider trading.

Who is identified as an insider in the BrilliA Inc (BRIA) Form 3 filing?

The filing identifies KOK POH FUI as a reporting person and a director of BrilliA Inc. This role subjects the individual to ongoing insider reporting obligations, including future Forms 4 or 5 if any reportable transactions occur.

Does the BrilliA (BRIA) Form 3 include any derivative securities information?

The Form 3 does not list any derivative securities for the reporting person. The derivative summary is empty and derivative transaction count is zero, indicating no options, warrants, or other derivatives are disclosed in this initial ownership statement.
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