Broker Technologies (BRKR) files Form 144 to sell 2,000 shares (06/15/2026)

Rhea-AI Filing Summary

Broker Technologies, Inc. (BRKR) notice of proposed sale of 2,000 shares of Common Stock via a stock option exercise to the issuer for cash, dated 06/15/2026. The filing lists prior sales by Mark R. Munch of 2,000 shares on 05/15/2026 for $87,800.00 and 2,000 shares on 04/15/2026 for $79,800.00.

The notice describes the proposed sale method as an exercise through Morgan Stanley Smith Barney LLC and records the transaction party as the issuer. This is an affiliate resale notice under standard procedures and the excerpt does not state any proceeds recipient beyond the issuer or broader strategic implications.

Insights

Securities Attorney

Routine affiliate resale notice tied to option exercise; procedural disclosure.

The filing records a stock option exercise of 2,000 shares to the issuer for cash on 06/15/2026, and lists broker handling as Morgan Stanley Smith Barney LLC. Such notices notify the market of affiliated transactions and satisfy resale reporting obligations.

Key dependencies are the exercise mechanics and any post-exercise lock-up or resale restrictions; timing and proceeds recipient beyond the issuer are not stated in the excerpt. Subsequent filings could disclose settlement details if relevant.

Key Figures

Proposed sale: 2,000 shares Prior sale (May): 2,000 shares Prior sale (Apr): 2,000 shares +1 more

4 metrics

Proposed sale 2,000 shares stock option exercise dated 06/15/2026

Prior sale (May) 2,000 shares sold 05/15/2026 for $87,800.00 by Mark R. Munch

Prior sale (Apr) 2,000 shares sold 04/15/2026 for $79,800.00 by Mark R. Munch

Broker-dealer listed Morgan Stanley Smith Barney LLC handling broker on 06/15/2026 transaction

Key Terms

Form 144, Stock Option Exercise, Issuer

3 terms

Form 144 regulatory

"notice of proposed sale of 2,000 shares via a stock option exercise"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"06/15/2026 | Stock Option Exercise | ISSUER"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Stock Option Exercise | ISSUER | 2000 | 06/15/2026"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	109520.00	152225624	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Stock Option Exercise	ISSUER			2000	06/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARK R MUNCH 40 Manning Road Billerica, MA 01821	Common	05/15/2026	2000	87800.00
MARK R MUNCH 40 Manning Road Billerica, MA 01821	Common	04/15/2026	2000	79800.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does BRKR's Form 144 disclose about the 06/15/2026 transaction?

It discloses a stock option exercise involving 2,000 shares to the issuer for cash dated 06/15/2026. The filing names Morgan Stanley Smith Barney LLC as the broker handling the transaction.

Who previously sold shares according to the excerpt in BRKR's filing?

The excerpt lists Mark R. Munch selling 2,000 shares on 05/15/2026 for $87,800.00 and 2,000 shares on 04/15/2026 for $79,800.00, recorded as sales in the past three months.

Does the Form 144 say who receives the cash proceeds from the 06/15/2026 exercise?

The filing states the method as a stock option exercise to the issuer for cash but does not specify further distribution of proceeds in the provided excerpt.

What broker is listed for the proposed sale in BRKR's Form 144?

The filing lists Morgan Stanley Smith Barney LLC (1 New York Plaza) as the broker-dealer involved in the transaction handling for the proposed sale.