STOCK TITAN

Dutch Bros (BROS) director converts RSUs into 444 Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dutch Bros Inc. director Kathryn George exercised restricted stock units into 444 shares of Class A common stock. These shares were acquired at a stated price of $0.00 per share, reflecting the conversion of equity compensation rather than an open-market purchase.

Following the transaction, George directly holds 14,121 shares of Class A common stock. Each restricted stock unit represents a contingent right to receive one share, and a separate award of units is scheduled to vest in four 25% installments between August 20, 2025 and the earlier of May 20, 2026 or the 2026 annual stockholder meeting.

Positive

  • None.

Negative

  • None.
Insider George Kathryn
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 444 $0.00 --
Exercise Class A Common Stock 444 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock — 14,121 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.
Shares acquired via RSU conversion 444 shares Class A Common Stock acquired on May 13, 2026
Price per share for RSU conversion $0.00 per share Stated transaction price for 444-share acquisition
Shares held after transaction 14,121 shares Total Class A Common Stock directly owned after Form 4 transaction
RSU tranches 25% per tranche Future RSU award vests in four 25% installments
Restricted Stock Units financial
"The reporting person received an award of restricted stock units, 25% of which will vest..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share..."
annual stockholder meeting regulatory
"the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting."
An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
George Kathryn

(Last)(First)(Middle)
C/O DUTCH BROS INC.
1930 W RIO SALADO PKWY

(Street)
TEMPE ARIZONA 85281

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dutch Bros Inc. [ BROS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/13/2026M444A$014,121D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/13/2026M444 (2) (2)Class A Common Stock444$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.
Remarks:
The reporting person ceased to be a director of the issuer on May 13, 2026.
/s/ Victoria Tullett, Attorney-in-Fact for Kathryn George05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Dutch Bros (BROS) report for Kathryn George?

Dutch Bros reported that director Kathryn George acquired 444 Class A shares through the exercise of restricted stock units at $0.00 per share. This reflects equity compensation converting into stock rather than an open-market purchase or sale.

How many Dutch Bros (BROS) shares does Kathryn George hold after this Form 4?

After the transaction, Kathryn George directly holds 14,121 Class A shares of Dutch Bros Inc. This total reflects her position immediately following the 444-share acquisition from restricted stock unit conversion reported in the Form 4 filing.

Did Kathryn George buy or sell Dutch Bros (BROS) stock on the market?

The filing shows no open-market buys or sells by Kathryn George. Instead, she acquired 444 Class A shares via exercise of restricted stock units at a stated price of $0.00 per share, a standard equity compensation event.

What are the terms of Kathryn George’s Dutch Bros (BROS) restricted stock units?

Each restricted stock unit represents a contingent right to one Class A share. One award vests 25% on August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% on May 20, 2026 or the 2026 annual stockholder meeting date.

How many restricted stock units did Kathryn George convert into Dutch Bros (BROS) shares?

She converted 444 restricted stock units into 444 Class A common shares. The Form 4 shows a derivative transaction where restricted stock units were exercised or converted at $0.00 per unit into an equal number of Dutch Bros shares.

Does the Dutch Bros (BROS) Form 4 show any remaining restricted stock units for Kathryn George?

The reported restricted stock unit position tied to this 444-share conversion is now zero. However, a separate award is described that will vest in four 25% tranches through May 20, 2026 or the 2026 annual stockholder meeting.