BRR Form 144: 21,170 Shares Registered for Resale

Morgan Stanley Smith Barney LLC Executive Financial Services (issuer) files a Form 144 listing 21,170 shares of Common Stock in connection with restricted stock vesting under a registered plan on 05/03/2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services (issuer) files a Form 144 listing 21,170 shares of Common Stock in connection with restricted stock vesting under a registered plan on 05/03/2026.

The filing also records recent reported dispositions by Jeffrey Park: 254 shares on 05/22/2026, 14,500 shares on 05/20/2026, 3,462 shares on 05/19/2026, 22,750 shares on 05/18/2026, and 10,250 shares on 05/15/2026. The entries list transaction dates, share counts, and dollar amounts.

Insights

Securities Compliance Analyst

Form 144 notifies the market of affiliate sales linked to vested restricted stock and reported dispositions.

The filing records a 21,170-share registration tied to restricted stock vesting under a registered plan on 05/03/2026. The disclosure is procedural, indicating intended or possible resale by an affiliate or related party in accordance with transfer rules.

Separate reported dispositions by Jeffrey Park on various dates list specific share counts and dollar amounts. Timing and execution method for any future sales are not detailed here; subsequent transaction reports would show completed trades.

Key Figures

Registered for resale: 21,170 shares Disposition example: 254 shares Disposition example: 14,500 shares +2 more

5 metrics

Registered for resale 21,170 shares restricted stock vesting under a registered plan on <date>05/03/2026</date>

Disposition example 254 shares sale reported by Jeffrey Park on <date>05/22/2026</date> for <money>$419.10</money>

Disposition example 14,500 shares sale reported by Jeffrey Park on <date>05/20/2026</date> for <money>$26,541.00</money>

Disposition example 22,750 shares sale reported by Jeffrey Park on <date>05/18/2026</date> for <money>$45,092.00</money>

Disposition example 10,250 shares sale reported by Jeffrey Park on <date>05/15/2026</date> for <money>$20,045.00</money>

Key Terms

Form 144, restricted stock vesting, registered plan, disposition

4 terms

Form 144 regulatory

"144: Securities To Be Sold — notice of proposed sale by affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan — 05/03/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan financial

"Restricted stock vesting under a registered plan — issuer listed"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

disposition regulatory

"Securities Sold During The Past 3 Months — multiple reported dispositions"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for BRR indicate?

It notifies the market of a proposed resale of 21,170 shares tied to restricted stock vesting on 05/03/2026. The filing lists planned or proposed transactions and recent dispositions by an affiliate or related party.

Who reported recent sales in the filing for BRR?

The filing shows reported dispositions by Jeffrey Park on multiple dates in May 2026. Reported sales include 254, 14,500, 3,462, 22,750, and 10,250 shares on specific dates.

Are the 21,170 shares being sold by the issuer or an affiliate?

The entry ties 21,170 shares to restricted stock vesting under a registered plan with the issuer listed; the form documents a registration/notice for resale associated with compensation-related vesting.

Does Form 144 confirm completed sales or only an intention to sell?

Form 144 primarily serves as a notice of proposed resale and related disclosures. Completed trades are separately reported; this filing shows both the registration notice and recent reported dispositions.

Where can I find the dollar values for the reported sales?

The filing lists dollar amounts alongside each reported disposition (for example, $41,910 for 254 shares on 05/22/2026 and other amounts for earlier dates). Check each transaction line for its reported dollar value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:30 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002081708
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ProCap Financial, Inc.
SEC File Number	001-42995
Address of Issuer	600 Lexington Avenue Floor 2 New York NEW YORK 10022
Phone	(305) 938-0912
Name of Person for Whose Account the Securities are To Be Sold	JEFFREY PARK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21170	33955.50	90573524	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/03/2026	Restricted stock vesting under a registered plan	Issuer			21170	05/05/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JEFFREY PARK 600 Lexington Avenue Floor 2 New York NY 10022	Common	05/22/2026	254	419.10
Jeffrey Park 600 Lexington Avenue Floor 2 New York NY 10022	common stock	05/20/2026	14500	26541.00
Jeffrey Park 600 Lexington Avenue Floor 2 New York NY 10022	common stock	05/19/2026	3462	6893.00
Jeffrey Park 600 Lexington Avenue Floor 2 New York NY 10022	common stock	05/18/2026	22750	45092.00
Jeffrey Park 600 Lexington Avenue Floor 2 New York NY 10022	common stock	05/15/2026	10250	20045.00

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jeffrey Park
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)