BioRestorative holder reports 4.99% stake

Accepted by SEC EDGAR 08/03/2026 - 04:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Alta Partners LLC reports beneficial ownership of BioRestorative Therapies, Inc. common stock on an amended Schedule 13G. Alta Partners, a New York limited liability company, beneficially owns 1,338,133 shares of common stock, representing 4.99% of the class after applying a 4.99% beneficial ownership limitation contained in an applicable warrant.

Alta Partners has sole voting and dispositive power over all 1,338,133 shares and no shared voting or dispositive power. The filing is signed by Steven Cohen as Managing Member of Alta Partners LLC.

Key Figures

Shares beneficially owned: 1,338,133 shares Percent of class: 4.99% Sole voting power: 1,338,133 +3 more

6 metrics

Shares beneficially owned 1,338,133 shares Maximum number of BioRestorative common shares beneficially owned by Alta Partners LLC

Percent of class 4.99% Beneficial ownership percentage of BioRestorative common stock after applying warrant limitation

Sole voting power 1,338,133 Shares over which Alta Partners LLC has sole power to vote or direct the vote

Sole dispositive power 1,338,133 Shares over which Alta Partners LLC has sole power to dispose or direct disposition

Shared voting power 0 shares Shares over which Alta Partners LLC has shared power to vote or direct the vote

Shared dispositive power 0 shares Shares over which Alta Partners LLC has shared power to dispose or direct disposition

Key Terms

beneficial ownership limitation, Sole Voting Power, Sole Dispositive Power, Schedule 13G/A

4 terms

beneficial ownership limitation regulatory

"after giving effect to the 4.99% beneficial ownership limitation contained in the applicable warrant"

A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.

Sole Voting Power regulatory

"5 | Sole Voting Power 1,338,133.00 6 | Shared Voting Power 0.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole Dispositive Power regulatory

"7 | Sole Dispositive Power 1,338,133.00 8 | Shared Dispositive Power 0.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

Schedule 13G/A regulatory

"Alta Partners LLC reports beneficial ownership on an amended Schedule 13G/A"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What ownership stake in BRTX does Alta Partners LLC report on this Schedule 13G/A?

Alta Partners LLC reports beneficial ownership of 1,338,133 shares of BioRestorative Therapies, Inc. common stock, representing 4.99% of the outstanding class after applying a warrant-based beneficial ownership limitation.

Who is the reporting person in BioRestorative Therapies (BRTX) Schedule 13G/A Amendment No. 1?

The reporting person is Alta Partners LLC, a New York limited liability company with its principal office at 1205 Franklin Avenue, Garden City, New York 11530, reporting holdings in BioRestorative Therapies, Inc. common stock.

What voting and dispositive powers does Alta Partners LLC have over BRTX shares?

Alta Partners LLC has sole voting power and sole dispositive power over 1,338,133 shares of BioRestorative Therapies, Inc. and reports no shared voting or dispositive power over any shares.

How is the 4.99% ownership of BRTX by Alta Partners LLC determined?

The 4.99% ownership figure reflects the maximum number of shares Alta Partners LLC can beneficially own after giving effect to a 4.99% beneficial ownership limitation contained in the applicable warrant related to the shares.

Who signed the BioRestorative Therapies (BRTX) Schedule 13G/A for Alta Partners LLC?

The filing is signed by Steven Cohen, acting as Managing Member of Alta Partners LLC, thereby certifying the reported beneficial ownership information regarding BioRestorative Therapies, Inc. common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

BioRestorative Therapies, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value

(Title of Class of Securities)

090655606

(CUSIP Number)

02/13/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 090655606

1

Names of Reporting Persons

Alta Partners LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1,338,133.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 1,338,133.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,338,133.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.9 %

12

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13G

Item 1.
(a)	Name of issuer: BioRestorative Therapies, Inc.
(b)	Address of issuer's principal executive offices: 40 MARCUS DRIVE, MELVILLE, NEW YORK, 11747.
Item 2.
(a)	Name of person filing: Alta Partners LLC
(b)	Address or principal business office or, if none, residence: 1205 Franklin Avenue Garden City, New York 11530
(c)	Citizenship: New York Limited Liability Company
(d)	Title of class of securities: Common Stock, $0.0001 par value
(e)	CUSIP No.: 090655606
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1,338,133 shares, representing the maximum number of shares beneficially owned by the Reporting Person after giving effect to the 4.99% beneficial ownership limitation contained in the applicable warrant.
(b)	Percent of class: 4.99%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 1,338,133
	(ii) Shared power to vote or to direct the vote: 0 shares
	(iii) Sole power to dispose or to direct the disposition of: 1,338,133
	(iv) Shared power to dispose or to direct the disposition of: 0 shares
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Alta Partners LLC

Signature:	/s/ Steven Cohen
Name/Title:	Steven Cohen, Managing Member
Date:	08/03/2026