Bitgo compliance chief holds rights to 133,800 shares

The options have staged vesting and remain subject to service on each vesting date.

Rhea-AI Filing Summary

BITGO HOLDINGS, INC. (BTGO) reports Chief Compliance Officer Alexander Rozman’s direct holdings of 133,800 restricted stock units, each a contingent right to receive one Class A common share, and options covering 50,000 Class A common shares at a $6.41 exercise price. The options expire September 15, 2036. Twenty-five percent vest on August 3, 2027, and the remaining 75% vest in equal monthly installments thereafter, subject to his providing service to the issuer on each vesting date.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Rozman Alexander

Role Chief Compliance Officer

Type	Security	Shares	Price	Value
holding	Stock Option (Right to Buy) F2	--	--	--
holding	Class A Common Stock F1	--	--	--

Holdings After Transaction: Stock Option (Right to Buy) — 50,000 contracts (Direct); Class A Common Stock — 133,800 shares (Direct)

Footnotes (2)

1. F1. Includes 133,800 restricted stock units ("RSUs") that vest in accordance with the terms of the applicable award. Each RSU represents a contingent right to receive one share of Class A Common Stock.
2. F2. The options will vest as to 25% of the award on August 3, 2027, and the remaining 75% of the option will vest in equal monthly installments thereafter until such time as the options are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Key Figures

Restricted stock units: 133,800 units Option underlying shares: 50,000 Class A common shares Exercise price: $6.41 per share +3 more

6 metrics

Restricted stock units 133,800 units Direct holdings reported by Chief Compliance Officer Alexander Rozman

Option underlying shares 50,000 Class A common shares Direct option position

Exercise price $6.41 per share Options covering Class A common shares

Option expiration September 15, 2036 Expiration date of the reported options

Initial option vesting 25% Vests on August 3, 2027, subject to service on the vesting date

Remaining option vesting 75% Vests in equal monthly installments thereafter, subject to service on each vesting date

Key Terms

restricted stock units, contingent right, Stock Option (Right to Buy), vest, +1 more

5 terms

restricted stock units financial

"133,800 restricted stock units ("RSUs")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each RSU represents a contingent right to receive one share"

Stock Option (Right to Buy) financial

"Stock Option (Right to Buy)"

vest financial

"options will vest as to 25% of the award"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

exercise price financial

"exercise price of $6.4100"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs and stock options did BTGO’s chief compliance officer report?

Chief Compliance Officer Alexander Rozman reported 133,800 restricted stock units and options covering 50,000 Class A common shares. Each RSU is a contingent right to receive one Class A common share.

What are the exercise price and expiration date of BTGO’s chief compliance officer’s options?

The options have a $6.41 exercise price and expire on September 15, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/23/2026 - 05:49 PM Accepted by SEC EDGAR 09/23/2026 - 05:48 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rozman Alexander

(Last) (First) (Middle)

C/O BITGO HOLDINGS, INC.

101 S. REID ST., STE 307, PMB# 9793

(Street)

SIOUX FALLS SOUTH DAKOTA 57103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/21/2026

3. Issuer Name and Ticker or Trading Symbol
BITGO HOLDINGS, INC. [ BTGO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	133,800(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(2)	09/15/2036	Class A Common Stock	50,000	$6.41	D

Explanation of Responses:

1. Includes 133,800 restricted stock units ("RSUs") that vest in accordance with the terms of the applicable award. Each RSU represents a contingent right to receive one share of Class A Common Stock.

2. The options will vest as to 25% of the award on August 3, 2027, and the remaining 75% of the option will vest in equal monthly installments thereafter until such time as the options are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

	/s/ Charles Thompson, Attorney-in-Fact	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)