BTU Form 144: Notice to Sell 30,000 Shares

BTU filed a Form 144 reporting a proposed sale of 30,000 common shares.

Rhea-AI Filing Summary

BTU filed a Form 144 reporting a proposed sale of 30,000 common shares. The sale is listed through Morgan Stanley Smith Barney LLC with an execution date of 03/04/2026.

Context: the filing lists securities originally issued as Restricted Stock and Performance Shares, including 3,031 (01/02/2023), 575 (01/02/2023), 361 (01/03/2024), 21,069 (02/22/2023), 1,588 (01/03/2024), and 3,376 (01/03/2023).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the BTU Form 144 disclose?

The filing discloses a proposed sale of 30,000 common shares executed via Morgan Stanley Smith Barney LLC on 03/04/2026. It also lists underlying securities received as restricted stock and performance shares on specific dates in 2023 and 2024.

Who is the broker-dealer handling the sale in the BTU Form 144?

The sale is listed through Morgan Stanley Smith Barney LLC. The filing shows the broker-dealer name, the share amount 30,000, and the execution date 03/04/2026 as the intermediary for the proposed transaction.

What types and quantities of securities are listed as context in the filing?

The filing lists securities received as Restricted Stock and Performance Shares, including quantities: 3,031, 575, 361, 21,069, 1,588, and 3,376, with issuance dates in 2023 and 2024.

Does the Form 144 state who receives proceeds from the sale?

The excerpt lists the broker and share amount but does not state the recipient of proceeds. The filing focuses on the proposed sale of 30,000 shares through Morgan Stanley Smith Barney LLC on 03/04/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 05:49 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001577048
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PEABODY ENERGY CORPORATION
SEC File Number	001-16463
Address of Issuer	701 Market Street, St. Louis MISSOURI 63101-1826
Phone	(314) 342-3400
Name of Person for Whose Account the Securities are To Be Sold	MARK SPURBECK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	30000	1067496.00	121747873	03/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/02/2023	Restricted Stock	Issuer			3031	01/02/2023	Not Applicable
Common	01/02/2023	Restricted Stock	Issuer			575	01/02/2023	Not Applicable
Common	01/03/2024	Restricted Stock	Issuer			361	01/03/2024	Not Applicable
Common	02/22/2023	Performance Shares	Issuer			21069	02/22/2023	Not Applicable
Common	01/03/2024	Restricted Stock	Issuer			1588	01/03/2024	Not Applicable
Common	01/03/2023	Restricted Stock	Issuer			3376	01/03/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mark Alan Spurbeck
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)