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[Form 3] PEABODY ENERGY CORP Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Peabody Energy Corp. filed an initial ownership report for a company director. The Form 3 shows that the reporting person, serving as a director of Peabody Energy Corp. (ticker BTU), reported beneficial ownership of 0 shares of common stock and no derivative securities. This filing is an administrative disclosure of the director's current holdings rather than a transaction or change in ownership.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hodges Georganne

(Last) (First) (Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2025
3. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Power of Attorney
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for Peabody Energy (BTU) disclose?

The Form 3 discloses that a director of Peabody Energy Corp. (BTU) currently reports beneficial ownership of 0 shares of common stock and no derivative securities.

Who is the reporting person in this Peabody Energy (BTU) Form 3?

The filing identifies the reporting person as a director of Peabody Energy Corp., with the form filed as an initial statement of beneficial ownership.

How many BTU common shares does the director report owning?

The director reports beneficial ownership of 0 shares of Peabody Energy common stock, held in direct form.

Are there any derivative securities reported in this BTU Form 3?

No derivative securities are reported in Table II; the form does not list any options, warrants, or other derivative holdings for the director.

Is this Peabody Energy (BTU) Form 3 filed by one or multiple reporting persons?

The Form 3 is marked as filed by one reporting person, not a joint or group filing.

What is the event date for this BTU Form 3 ownership report?

The date of the event requiring this initial ownership statement is listed as 11/19/2025.
Peabody Energy

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Thermal Coal
Bituminous Coal & Lignite Surface Mining
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United States
ST LOUIS