Peabody Energy director adds 117 shares via dividend equivalents

Peabody Energy Corporation director reports a small increase in share holdings.

Rhea-AI Filing Summary

Peabody Energy Corporation director reports a small increase in share holdings. A board member of Peabody Energy Corp. (BTU) acquired 117 shares of common stock on 12/03/2025 at a price of $29.43 per share. These shares are described as exempt dividend equivalents tied to prior deferred stock unit awards, meaning they arose from adjustments on existing, deferred compensation rather than an open-market purchase.

Following this transaction, the director beneficially owns 46,091 shares of Peabody Energy common stock, held directly. The filing is a routine insider ownership update and does not describe any broader corporate event or change in company strategy.

Insider Trade Summary

Grant/Award: 117 shares

Grant/Award 1 txn

Insider Bertone Andrea E.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	117	$29.43	$3K

Holdings After Transaction: Common Stock — 46,091 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Peabody Energy (BTU) report in this Form 4?

A Peabody Energy director acquired 117 shares of common stock on 12/03/2025 at $29.43 per share, reported as exempt dividend equivalents on prior deferred stock unit awards.

How many Peabody Energy (BTU) shares does the director own after this transaction?

After the reported transaction, the director beneficially owns 46,091 shares of Peabody Energy common stock, held directly.

Was the Peabody Energy (BTU) insider transaction an open-market stock purchase?

No. The 117 shares are described as exempt dividend equivalents on prior deferred stock unit awards, indicating they relate to existing deferred compensation rather than an open-market purchase.

What is the role of the reporting person at Peabody Energy (BTU)?

The reporting person is identified as a director of Peabody Energy Corporation, with the Form 4 indicating the filing is by one reporting person.

Does this Peabody Energy (BTU) Form 4 indicate a major change in ownership or control?

The filing reports a small addition of 117 shares as dividend equivalents and a total holding of 46,091 shares; it does not describe any change in control or major ownership shift.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/05/2025 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bertone Andrea E.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025		A		117(1)	A	$29.43	46,091	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.