STOCK TITAN

Peabody Energy (NYSE: BTU) CFO logs stock award and tax-withholding share disposition

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy EVP and CFO Mark Spurbeck reported equity compensation activity involving the company’s common stock. On February 18, he acquired 17,136 shares through a grant/award tied to a performance stock unit grant originally awarded on January 3, 2023, after the Compensation Committee certified performance goals.

On the same date, 7,549 shares were disposed of through a tax-withholding transaction at $33.29 per share in connection with the vesting of that performance stock unit grant. After these transactions, Spurbeck directly held 98,394 shares of Peabody Energy common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spurbeck Mark

(Last) (First) (Middle)
C/O CORPORATE SECRETARY, PEABODY ENERGY
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
02/18/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/18/2026 A 17,136(1) A $0 105,943 D
Common Stock 02/18/2026 F 7,549(2) D $33.29 98,394 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares earned from a performance stock unit grant awarded on January 3, 2023 with a two-year performance period with an additional year vest. The Compensation Committee certified the achievement of the performance goals on February 18, 2026.
2. Shares withheld for taxes upon vesting of January 3, 2023 performance stock unit vesting.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 02/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Peabody Energy (BTU) EVP and CFO Mark Spurbeck report in this Form 4?

Mark Spurbeck reported a stock award and related tax-withholding disposition. He received 17,136 common shares from a performance stock unit grant and had 7,549 shares withheld to cover taxes tied to that vesting.

How many Peabody Energy (BTU) shares did Mark Spurbeck acquire in the latest filing?

He acquired 17,136 shares of common stock at no cash cost through a grant/award. These shares were earned from a performance stock unit grant granted January 3, 2023, after performance goals were certified.

Why were 7,549 Peabody Energy (BTU) shares disposed of in Spurbeck’s Form 4?

The 7,549 shares were disposed of to satisfy tax withholding obligations upon vesting of the January 3, 2023 performance stock unit grant. This tax-withholding disposition was reported at a price of $33.29 per share.

What is Mark Spurbeck’s Peabody Energy (BTU) share ownership after these transactions?

After the reported grant and tax-withholding disposition, Mark Spurbeck directly holds 98,394 shares of Peabody Energy common stock. This figure reflects the net result of the award and the shares withheld for taxes.

What performance grant underlies the Peabody Energy (BTU) shares in this Form 4?

The shares arise from a performance stock unit grant awarded on January 3, 2023. It had a two-year performance period plus an additional year vest, with performance certified by the Compensation Committee on February 18, 2026.
Peabody Energy

NYSE:BTU

BTU Rankings

BTU Latest News

BTU Latest SEC Filings

BTU Stock Data

4.13B
120.74M
Thermal Coal
Bituminous Coal & Lignite Surface Mining
Link
United States
ST LOUIS