Director gains 44 Peabody Energy (NYSE: BTU) shares via dividend award

Rhea-AI Filing Summary

Peabody Energy director Stephen E. Gorman reported an automatic share acquisition tied to prior compensation. He received 44 shares of Common Stock at $32.56 per share as exempt dividend-equivalent credits on earlier deferred stock unit awards. Following this grant, he directly holds 52,306 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GORMAN STEPHEN E

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		44(1)	A	$32.56	52,306	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did Peabody Energy (BTU) director Stephen E. Gorman report in this Form 4?

Stephen E. Gorman reported an automatic share acquisition. He received 44 shares of Peabody Energy Common Stock as exempt dividend-equivalent credits on prior deferred stock unit awards, increasing his direct holdings to 52,306 shares.

How many Peabody Energy (BTU) shares did Stephen E. Gorman acquire and at what price?

Stephen E. Gorman acquired 44 shares at $32.56 per share. The transaction reflects dividend-equivalent credits on earlier deferred stock unit awards, rather than an open-market purchase, and modestly increases his overall direct ownership position.

What is Stephen E. Gorman’s total Peabody Energy (BTU) shareholding after this transaction?

After the transaction, Gorman directly holds 52,306 shares. The 44 additional shares recorded on the Form 4 arise from dividend-equivalent credits on prior deferred stock unit awards, adding incrementally to his existing Common Stock position.

Was the Peabody Energy (BTU) Form 4 transaction an open-market buy or a compensation award?

The Form 4 shows a compensation-related award, not an open-market buy. The 44 shares are exempt dividend-equivalent credits on prior deferred stock unit awards, classified as a grant or other acquisition rather than a discretionary market purchase.

Does the Form 4 for Peabody Energy (BTU) indicate any share sales by Stephen E. Gorman?

No share sales are reported in this Form 4. The filing shows a single acquisition of 44 Common Stock shares as dividend-equivalent credits on previous deferred stock unit awards, increasing Gorman’s direct holdings to 52,306 shares.