STOCK TITAN

[Form 4] PEABODY ENERGY CORP Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy director Clayton D. Walker reported a small equity-based award. On the reported date, he acquired 5 shares of Peabody Energy common stock at a reference price of $32.56 per share as a grant of dividend equivalents tied to prior deferred stock unit awards. Following this compensation-related award, he directly holds 2,268 common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walker Clayton D.

(Last) (First) (Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 A 5(1) A $32.56 2,268 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) director Clayton D. Walker report?

Director Clayton D. Walker reported receiving 5 shares of Peabody Energy common stock as an award. The filing describes these as exempt dividend equivalents on prior deferred stock unit awards, making this a routine, compensation-related equity grant rather than an open-market stock purchase.

Was the Peabody Energy (BTU) insider transaction a stock purchase or a grant?

The transaction was a grant, not an open-market purchase. It is coded as an acquisition award and the footnote states the 5 common shares represent exempt dividend equivalents on prior deferred stock unit awards, indicating compensation-related issuance instead of discretionary buying in the market.

How many Peabody Energy (BTU) shares does director Clayton D. Walker hold after this Form 4?

After the reported transaction, Clayton D. Walker directly holds 2,268 shares of Peabody Energy common stock. The Form 4 shows that this total includes the newly acquired 5-share award, which arose from dividend equivalents on earlier deferred stock unit awards granted to him.

What does the dividend equivalent footnote mean in the Peabody Energy (BTU) Form 4?

The footnote explains that the 5 common shares are exempt dividend equivalents on prior deferred stock unit awards. This means dividends that would have been paid in cash on earlier stock units were instead credited as additional share equivalents, resulting in a small, automatic share award.

Does the Peabody Energy (BTU) Form 4 indicate any stock sales by Clayton D. Walker?

The Form 4 does not report any stock sales by Clayton D. Walker. It shows only a single acquisition transaction for 5 shares as a grant of dividend equivalents, with his total direct holdings increasing to 2,268 Peabody Energy common shares after this award.
Peabody Energy

NYSE:BTU

View BTU Stock Overview

BTU Rankings

BTU Latest News

BTU Latest SEC Filings

BTU Stock Data

4.20B
120.81M
Thermal Coal
Bituminous Coal & Lignite Surface Mining
Link
United States
ST LOUIS